一籃子貨幣 basket of currencies; currency basket
一籃子備兌證 basket warrant
一籃子權證 basket warrant
九龍證券交易所 The Kowloon Stock Exchange
二手市場(chǎng) used market
二級市場(chǎng) secondary market; after market / aftermarket
「二項式」期權定價(jià)模式 binomial option pricing model
「二態(tài)」期權模式 "two-state" option valuation model
二線(xiàn)股 second liner; second line stock
二類(lèi)股票(臺灣) TIGER Board(Taiwan)
人均國內生產(chǎn)總值 per capita gross domestic product
人均國民生產(chǎn)總值 per capita gross national product
入市指令 order instruction
入市價(jià) entry price
《十載挑戰與發(fā)展》(刊物) A Decade of Challenge & Development(publication)
三角債 triangular debt
三個(gè)月拆息利率期貨 Serial Month Hibor Futures
三線(xiàn)股 third liner
上下限協(xié)議 ceiling-floor agreement
上市 listing; flotation
上市(復核)委員會(huì ) Listing (Review) Committee
上市上訴委員會(huì ) Listing Appeals Committee
《上市公司董事指引》 Guide for Directors of Listed Companies
《上市公司董事進(jìn)行證券交易的標準守則》 Model Code for Securities Transactions by Directors of Listed Issuers
上市公司資料庫 Primary Market Database
上市事宜諒解備忘錄補篇(附件一) First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters
上市事宜諒解備忘錄補篇(重訂版) Amended and Restated Addendum to Memorandum of Understanding Governing Listing Matters
上市協(xié)議 Listing Agreement
上市委員會(huì ) Listing Committee
上市法團 listed corporation
一級市場(chǎng) primary market
一致行動(dòng) acting in concert
一般性授權 general mandate
一般諮詢(xún)及支援工作小組 General Advisory and Support Working Team
一般豁免 general waiver; blanket waiver
一般權證 plain vanilla warrant
一線(xiàn)多機 multiple-workstations
一籃子指數買(mǎi)賣(mài)盤(pán) index basket order
上市后的收購活動(dòng) post-listing acquisition
上市規則 listing rules
上市開(kāi)放式基金 listed open-end fund (LOF)
上市發(fā)行人 listed issuer
上市證券 listed securities
上市證券變動(dòng)之月報 Monthly Return on Movement of Listed Securities
上海市期貨同業(yè)公會(huì ) Shanghai Municipal Futures Industry Association
上海聯(lián)合產(chǎn)權交易所 Shanghai United Assets and Equity Exchange
上海證券中央登記結算公司 Shanghai Securities Central Clearing and Registration Corporation
上海證券交易所 Shanghai Stock Exchange
上訴委員會(huì )(證監會(huì )) Appeals Panel (SFC)
下一交收日到期/逾期數額報告(中央結算系統)
Next Settlement Day Due / Overdue Position Report(CCASS)
下載 download
口頭競價(jià) / 口頭唱價(jià)*(= 公開(kāi)喊價(jià)) auction(= open outcry)
大手交易 block trade
大手交易機制；大手交易設施 Block Trade Facility; Block Trading Facility (BTF)
大利市 Teletext
大利市版頁(yè) Teletext page
大利市資訊服務(wù) Teletext Information Service
大利市網(wǎng)絡(luò )供應商費用 Teletext carrier charge
大利市影像廣播服務(wù) Teletext video broadcast service
大批登記服務(wù) bulk registration service
大宗交易* block trade
大股東 substantial shareholder; major shareholder
大型股 large cap stock
大量戶(hù)口轉移指示 Mass Account Transfer Instruction (Mass ATI)
大量開(kāi)盤(pán) mass quote
大額未平倉合約 large open position
大額股票(中央結算系統) jumbo certificate(CCASS)
大額持倉匯報協(xié)議 Large Exposure Report Agreement
大額買(mǎi)賣(mài)盤(pán) block order
小型恒生指數期貨合約 Mini-HSI Futures
小型恒生指數期權合約 Mini-HSI Options
已交收數額報告(中央結算系統) Settled Position Report(CCASS)
已停業(yè)公司 dormant company
已終止經(jīng)營(yíng)之業(yè)務(wù) discontinued operations
已發(fā)行股份/股本/股票 issued shares; outstanding stock
「已劃分的買(mǎi)賣(mài)」制度(中央結算系統) isolated trades system(CCASS)
「不公平損害」補救 "unfair prejudice" remedy
不公平競爭 uneven playing field(cf level playing field)
不可抗力 force majeure
不定額供款 variable contribution
不活躍公司 dormant company
不派息歐式認沽期權 non-dividend paying European put option
不派息歐式認購期權 non-dividend paying European call option
不限量發(fā)行 tap issue
不記名式國庫券(中國內地) Bearer Treasury(Mainland China)
不記名證券 bearer securities
不停電電源裝置；不間斷電源裝置 uninterrupted power supply (ups)
不動(dòng)盤(pán) inactive order
不當行為 misconduct
中小企業(yè)板塊(深圳證券交易所) SME Board(Shenzhen Stock Exchange)
中介人財務(wù)規管制度工作小組 Working Group on Review of Financial Regulatory Framework fro Intermediaries
中介控股公司 intermediate holding company
中介現象 intermediation
中介機構/團體 intermediary
中午資料傳送服務(wù) Mid-day Data File Transfer Service
中文資訊系統 Chinese News System
中外合資企業(yè) Sino-foreign equity joint venture
中央代理人 central nominee
中央交易紀錄 central transaction log
中央存管處 central depository
中央股份借貸系統 centralised borrowing and lending system
中央國債登記結算有限責任公司 (中央國債登記結算公司) China Government Securities Depository Trust & Clearing Co. Ltd. (CDC)
中央控制工作站 controller workstation
中央結算及交收系統 (中央結算系統) Central Clearing and Settlement System (CCASS)
《中央結算系統一般規則》 General Rules of CCASS
中央結算系統互聯(lián)網(wǎng)系統 CCASS Internet System
中央結算系統保證基金 CCASS Guarantee Fund
中央結算系統強制證券借貸服務(wù) Compulsory Stock Borrowing and Lending Service in CCASS
中央結算系統參與者及指定銀行名錄 CCASS Participant & Designated Bank List
中央結算系統參與者保薦戶(hù)口 CCASS Participant Sponsored Account
中央結算系統登記冊 CCASS Register
《中央結算系統運作程序規則》 CCASS Operational Procedures
中央結算系統證券存管處 CCASS Depository
中央結算對手 central counterparty (CCP)
中央買(mǎi)賣(mài)盤(pán)紀錄 central order book
中央證券交收系統(歐洲) Centrale de Livraison de Valeurs Mobilieres (CEDEL)(Europe)
中央證券存管處國際會(huì )議 Conference of Central Securities Depositories (CCSD)
中位價(jià)期權 middle-priced option
中型股 mid-cap stock
中國人民銀行 People's Bank of China (PBOC)
中國內地發(fā)行人 PRC issuer
《中國公司在香港上市指南》(刊物) Listing Chinese Companies in Hong Kong(publication)
中國存托憑證* China depository receipt (CDR)
中國投資發(fā)展促進(jìn)會(huì ) China Association for the Promotion of Investment (CAPI)
中國保險監督管理委員會(huì )（中國保監會(huì )） China Insurance Regulatory Commission (CIRC)
中國國際經(jīng)濟貿易仲裁委員會(huì ) China International Economic and Trade Arbitration Commission
中國注冊會(huì )計師協(xié)會(huì ) Chinese Institute of Certified Public Accountants (CICPA)
中國會(huì )計學(xué)會(huì ) Accounting Society of China (ASC)
中國證券市場(chǎng)網(wǎng)頁(yè) China Stock Markets Web
中國預托證券 China depository receipt (CDR)
中國銀行業(yè)監督管理委員會(huì )（中國銀監會(huì )） China Banking Regulatory Commission (CBRC)
中國證券登記結算有限責任公司（中國結算公司） China Securities Depository & Clearing Corporation Limited (CSDCC)
中國證券業(yè)協(xié)會(huì ) The Securities Association of China (SAC)
中國證券業(yè)協(xié)會(huì )基金公會(huì ) The Chinese Association of Securities Investment Funds(CASIF)
中國證券業(yè)協(xié)會(huì )證券分析師專(zhuān)業(yè)委員會(huì ) Securities Analysts Association of China (SAAC)
中國證券監督管理委員會(huì )（中國證監會(huì )） China Securities Regulatory Commission (CSRC)
《中國證券監督管理委員會(huì )公告》 China Securities Regulatory Commission Official Bulletin (publication)
中期報告 interim report
中華民國證券柜臺買(mǎi)賣(mài)中心 GreTai Securities Market (GTSM)
中間行使價(jià) middle exercise price
互?；?nbsp; Fidelity Fund
互動(dòng)語(yǔ)音電話(huà)系統 Interactive Voice Response System (IVRS)
互惠基金 mutual fund
互聯(lián)網(wǎng) Internet
介紹形式上市 listing by introduction
介紹代理人 introducing agent
內在值 intrinsic value
《內地與香港關(guān)于建立更緊密經(jīng)貿關(guān)系的安排》 Mainland/Hong Kong Closer Economic Partnership Arrangement
《內地與香港關(guān)于建立更緊密經(jīng)貿關(guān)系的安排 -
與證券及期貨人員資格有關(guān)的安排》 Mainland/Hong Kong Closer Economic Partnership Arrangement - Arrangements relating to Qualifications of Securities and Futures Industry Practitioners
內部核數師 internal auditor
內部監控 internal control
《內部監控規例》 Internal Control Regulations
內部稽核 internal audit
內部?jì)?nbsp; inner reserve
內部譴責 internal censure
內資股(中國內地) domestic share(Mainland China)
內幕交易 insider dealing
內幕交易者 insider dealer
內幕交易審裁處 Insider Dealing Tribunal
內聯(lián)網(wǎng) intranet
《公司(上市公司的財務(wù)摘要報告)規例》 Companies (Summary Financial Reports of Listed Companies) Regulation
公司戶(hù)口 house account; principal account
公司交易板(英國) Company Bulletin Board(UK)
公司交易所參與者 Corporate Exchange Participant
《公司收購及合并守則》 Code on Takeovers and Mergers
公司投資者戶(hù)口 Corporate Investor Account
公司治理* corporate governance
公司法改革常務(wù)委員會(huì ) Standing Committee on Company Law Reform
公司倉 house position; firm position
公司專(zhuān)用戶(hù)口 proprietary account
公司通訊 corporate communication
公司通訊工作小組 Working Group on Corporate Communications
公司注冊處 Companies Registry
公司注冊處處長(cháng) Registrar of Companies
公司注冊證書(shū) certificate of incorporation
公司董事學(xué)會(huì )(英國) Institute of Directors (IoD)(UK)
公司盤(pán) firm order
《公司購回本身股份守則》 Code on Share Repurchases
公布系統 public address system
公平市值 fair market value
公平競爭 level playing field(cf uneven playing field)
公正交易 arm' s length transaction
公告板 bulletin board
公眾利益 public interest
公眾利益董事 Public Interest Director
公眾持股市值 public float capitalisation
公眾持股量 public float; free float
公開(kāi)叫價(jià)交易 open outcry trading
公開(kāi)市場(chǎng)活動(dòng) open market operations
公開(kāi)作價(jià) call-over
公開(kāi)招股 offer to the public
公開(kāi)售股 open offer
公開(kāi)密碼匙基礎建設 Public Key Infrastructure (PKI)
公開(kāi)喊價(jià)/叫價(jià)(= 口頭競價(jià)) open outcry(= auction)
公開(kāi)發(fā)售 offer for sale; open offer
公開(kāi)認購 offer for subscription
公開(kāi)譴責 public censure
公開(kāi)權益 disclosure of interests
《公認會(huì )計原則》 Generally Accepted Accounting Principles(GAAP)
公積金計劃 Provident Fund Scheme
分包銷(xiāo)商 sub-underwriter
分列登記冊 Split Register
分行證明書(shū) branch certificate
分拆 / 分拆上市 spin-off
分派 distribution
分銷(xiāo) distribution
分類(lèi)指數 sub-index
分類(lèi)賬 sub-ledger
午市 afternoon session
反向可轉換產(chǎn)品 reverse convertibles
反收購 reverse takeover
反收購文件 defence document
反通貨膨脹 disinflation
反駁交易 rejected sales
反彈 rally
反饋測試模式 beta test mode
太平洋區資本市場(chǎng)研究中心 Pacific-Basin Capital Markets Research Center
太平洋經(jīng)濟合作會(huì )議 Pacific Economic Cooperation Council (PECC)
太平洋證券交易所 Pacific Stock Exchange (PSE)
少數股東 minority shareholder
少數股東權益 minority interest
巴塞爾協(xié)定 Basel Concordat
巴塞爾協(xié)議 Basel Agreement
巴塞爾銀行監管委員會(huì )(巴塞爾委員會(huì )) Basel Committee on Banking Supervision (Basel Committee)
引伸波幅 implied volatility
戶(hù)口結單 statement of account
戶(hù)口結余月結單(中央結算系統) Monthly Balance Statement(CCASS)
戶(hù)口轉移指示 Account Transfer Instruction (ATI)
戶(hù)口轉移指示整批檔案傳送 ATI Batch File Transfer
手 board lot; round lot
支付系統小組委員會(huì )(金管局) Committee of Payment System(HKMA)
文件風(fēng)險 documentation risk
日本中央銀行 Bank of Japan
日本公社債研究所 Japan Bond Research Institute (JBRI)
日經(jīng)平均指數 Nikkei Stock Average
日轉期匯 Rolling Forex
欠款 arrears
止蝕限價(jià)盤(pán) stop limit order
止蝕盤(pán) stop order; stop-loss order
牛市 bull market
主承銷(xiāo)商* lead underwriter
主板 main board
主要主管(創(chuàng )業(yè)板) principal supervisor(GEM)
主要交易 major transaction
主要股東 major shareholder; substantial shareholder
主要保薦人 primary sponsor
主要經(jīng)辦人 lead manager
主要經(jīng)濟指標 leading economic indicator
主權風(fēng)險 sovereign risk
世界銀行 World Bank
仔細審查/審核 due diligence
付運中貨品 goods-in-transit
代收股息/債券利息服務(wù)費 dividend and debt securities interest collection service fee
代履行權責服務(wù)費 corporate actions service fee
代客買(mǎi)賣(mài) agency trade
代客買(mǎi)賣(mài)戶(hù)口 agency account
代表委任表格 proxy form
代理人 agent
代理人戶(hù)口 nominee account
代理戶(hù)口 agency account
代價(jià) consideration
代價(jià)股份 consideration share
代價(jià)發(fā)行 consideration issue
代辦股份轉讓系統(中國內地) Agency Share Transfer System (Mainland China)
以（馬克）計值 / 為計價(jià)貨幣 / 為單位 denominated in (DM)
以先舊后新方式配售 placing and top-up; top up placing
以披露為本 disclosure-based
以物易物的虛晃交易 banner barter transaction
以股代息 dividend in specie; scrip dividend
以股換股 share exchange
以信息披露為重 disclosure-based
以按金形式繳付的期權金 margined premium
以現金折算的息股證 cash settled ELI
以責務(wù)變更的方式進(jìn)行凈額結算 netting by novation
以最佳價(jià)格 / 條件執行交易的原則 principle of best execution
以報價(jià) / 開(kāi)盤(pán)帶動(dòng) quote-driven
以買(mǎi)賣(mài)盤(pán)帶動(dòng) order-driven
以監管機構評審為本 merit-based
出市代表 / 出市員 floor trader; authorised clerk
加權指數 Weighted Index(Taiwan Stock Exchange)
加速折舊 accelerated depreciation
包銷(xiāo) underwrite
包銷(xiāo)承擔凈值 net underwriting commitment
包銷(xiāo)商 underwriter
包銷(xiāo)銀團 underwriting syndicate
北京產(chǎn)權交易所 China Beijing Equity Exchange
另項投資市場(chǎng)(英國) Alternative Investment Market (AIM)(UK)
另選登記服務(wù) optional registration service
另類(lèi)投資 alternative investment
「只限長(cháng)倉」期權經(jīng)紀 Long Only Brokers for Options (LOBO)
可分派溢利 distributable profit
可用年限 useful life
可行性研究 feasibility study
可轉換/可換股可贖回票據 convertible redeemable note
可轉換/可換股票據 convertible note
可轉換/可換股債券 convertible bond
可轉換/可換股證券 convertible securities
可轉讓票據 negotiable instrument
可贖回股份 redeemable share
臺灣創(chuàng )新成長(cháng)企業(yè)類(lèi)股 Taiwan Innovative Growing Entrepreneurs (TIGER)
臺灣期貨交易所 Taiwan Futures Exchange (TAIFEX)
臺灣證券交易所 Taiwan Stock Exchange Corporation
臺灣證券集中保管公司 Taiwan Securities Central Depository Company Limited
外部核數師 external auditor
外圍市場(chǎng) fringe market
外債 sovereign debt
外匯風(fēng)險 foreign exchange exposure
外匯基金投資有限公司 Exchange Fund Investment Limited (EFIL)
《外匯基金條例》 Exchange Fund Ordinance
外匯基金票據 Exchange Fund Bill
外匯基金債券 Exchange Fund Note (EFN)
外匯掉期 forex swap
外匯期權 forex option
外匯管制 exchange control
外聘核數師 external auditor
外資股(中國內地) foreign share(Mainland China)
外幣折算風(fēng)險 currency translation exposure
失責 default
失責人士 defaulter
失責追收供款 default recovery contribution
失實(shí)陳述 misrepresentation
《失實(shí)陳述條例》 Misrepresentation Ordinance
失職行為 misconduct
市盈率 price/earnings ratio (P/E)
市值 market value; capitalisation
市值租金 market rental
市場(chǎng)失當行為審裁處 Market Misconduct Tribunal
市場(chǎng)占有率 market share
市場(chǎng)定價(jià) price discovery
市場(chǎng)波幅 market volatility
市場(chǎng)架構改革統籌委員會(huì ) Co-ordinating Committee on Market Structure Reform
市場(chǎng)風(fēng)險 market risk
市場(chǎng)氣氛 market sentiment
市場(chǎng)參與者 market participant
市場(chǎng)從業(yè)員 market practitioner
市場(chǎng)敏感資料 market-sensitive information
市場(chǎng)深度 market depth
《市場(chǎng)統計月報》 Monthly Market Statistics
市場(chǎng)價(jià)格厘定 price discovery
市場(chǎng)數據傳送專(zhuān)線(xiàn) Market Datafeed
市場(chǎng)操縱；市場(chǎng)操縱行為 market manipulation
市場(chǎng)總值 market capitalisation
市場(chǎng)闊度 breadth of the market
市價(jià)計值按金 mark-to-market margin
市價(jià)盤(pán) market order
市價(jià)總值 market capitalisation
平均每日成交額 average daily turnover
平均價(jià)盤(pán) average value order
平倉 close out; cover; position squaring
平倉交易 closing transaction
平倉合約 closing contract
平倉價(jià) exit price
平買(mǎi)入倉(期權) closing buy(options)
平價(jià)(期權) parity(options)
平價(jià)期權 at-the-money option
平賣(mài)出倉(期權) closing sale(options)
平衡項目 balancing item
平衡價(jià)格 equilibrium price
平衡價(jià)值 parity value
扒頭交易 front running; trading ahead
打和點(diǎn) breakeven point
未分派溢利/利潤 undistributed profits
未分配溢利/利潤 unappropriated profits
未平倉合約 open contract; open position; open interest
未完成買(mǎi)賣(mài)盤(pán) outstanding order
未能履行責任 default
未償或然負債 outstanding contingent liabilities
未償還借款 outstanding loan
未繳足股份 partly-paid share
未繳股款股權 nil-paid rights
未繳款供股權 nil-paid rights
本地生產(chǎn)總值 gross domestic product (GDP)
《本地注冊認可機構的企業(yè)管治指引》(金管局) Guideline on Corporate Governance of Locally Incorporated Authorized Institutions(HKMA)
《本地注冊認可機構披露財務(wù)資料》(金管局) Financial Disclosure by Locally Incorporated Authorized Institutions (HKMA)
正股 underlying stock
正常買(mǎi)賣(mài)盤(pán)差額 normal order imbalance
正常運行比率 uptime
母公司 parent company; holding company
永久債券 perpetual bond
用戶(hù)代號 User ID
用戶(hù)接納測試 / 用戶(hù)接收測試 user acceptance test (UAT)
用戶(hù)終端設施 user access
「用者自付」原則 "user pay" principle
申報期 reporting period
申報會(huì )計師 reporting accountant
立約成價(jià) contracted price
交叉買(mǎi)賣(mài) / 交叉盤(pán)買(mǎi)賣(mài) crossed trade; cross trade; crossing
交叉盤(pán)系統 crossing system
交付 delivery
交收上限 settlement cap
交收日 settlement date
交收指示 settlement instruction (SI)
「交收指示」交易 settlement instruction transaction
交收指示狀況報告(中央結算系統) SI Status Report(CCASS)
交收指示的交易 SI transaction
交收指示活動(dòng)報告(中央結算系統) SI Activity Report(CCASS)
交收指示整批傳送(中央結算系統) Settlement Instruction Batch Upload(CCASS)
交收風(fēng)險 settlement risk
交收報告(中央結算系統) Settlement Report(CCASS)
交收期 settlement period
交收銀行 settlement bank
交收積壓 settlement backlog
交投呆滯 slow trading
交投活躍 active market
交投淡靜 quiet trading
交投疏落 light trading
交投暢旺 heavy trading
交易大堂 trading floor; trading hall
交易工作站 trading workstation
交易及交收委員會(huì ) Trading and Settlement Committee
交易及結算綜合系統 integrated trading and clearing system
交易日 trading day
交易日表 trading calendar
交易市場(chǎng) secondary market
交易系統使用費(現貨市場(chǎng)) trading tariff(cash market)
《交易所（特別征費）條例》 Exchanges (Special Levy) Ordinance
《交易所及結算所（合并）條例》 Exchanges and Clearing Houses (Merger)Ordinance
交易所另項交易系統(英國) Stock Exchange Alternative Trading System (SEATS)(UK)
交易所自動(dòng)報價(jià)系統(英國) Stock Exchange Automated Quotations System (SEAQ)(UK)
交易所參與者 Exchange Participant
《交易所參與者及聯(lián)交所交易權持有人名錄》 List of Exchange Participants & Holders of Stock Exchange Trading Rights
《交易所參與者市場(chǎng)占有率報告》 Exchange Participants' Market Shares Report
交易所參與者證明書(shū) Exchange Participant Certificate
交易所國際自動(dòng)報價(jià)系統(英國) Stock Exchange Automated Quotations System for International Equities (SEAQI)(UK)
《交易所規則》 Rules of the Exchange
交易所買(mǎi)賣(mài)之期權 exchange traded option
交易所買(mǎi)賣(mài)基金 exchange traded fund
交易流通速度 turnover velocity
交易能力 trading capacity
交易商 dealer
交易圈 / 交易場(chǎng) pit; trading pit
交易設施 trading facilities; execution facilities
交易單位 trading unit
交易費 Trading Fee
交易量 trading capacity
《交易運作程序 ─ 期權買(mǎi)賣(mài)交易所參與者專(zhuān)用》
Operational Trading Procedures for Options Trading Exchange Participants
交易對手 counterparty
交易征費 Transaction Levy
交易柜位 trading booth
交易轉移(期權) trade give-ups(options)
交易議價(jià)板 Bulletin Board
交錯到期組合 staggering maturities
企業(yè)狙擊手 corporate raider
企業(yè)資訊資料庫 Enterprise Information Database
企業(yè)管治 corporate governance
企業(yè)管治工作小組 Working Group on Corporate Governance
《企業(yè)管治常規守則及企業(yè)管治報告征求意見(jiàn)草擬本》
Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report
企業(yè)融資協(xié)會(huì ) The Corporate Finance Association (CFA)
《企業(yè)融資顧問(wèn)操守準則》(證監會(huì )) Corporate Finance Adviser Code of Conduct(SFC)
先進(jìn)先出 first in, first out (FIFO)
全面收購建議 general offer
全面披露 full disclosure
全面結算參與者 General Clearing Participant (GCP)
全面豁免 blanket waiver; general waiver
全面攤薄每股盈利 fully diluted earnings per share
全球期貨交易系統 Globex
全國社會(huì )保障基金 National Social Security Fund
全國電子交易系統(中國內地) National Electronic Trading System (NETS) (Mainland China)
全部完成或放棄買(mǎi)賣(mài)盤(pán) all-or-none order
全資附屬公司 wholly-owned subsidiary
全數執行或立刻取消 Fill-or-Kill (FOK)
全額或取消 Fill-or-Kill (FOK)
全權代客買(mǎi)賣(mài)賬戶(hù) discretionary account
全權委托戶(hù)口 discretionary account
全權委托盤(pán) discretionary order; no-forcing order;order at discretion
全權信托 discretionary trust
全權管理人 discretionary manager
共用代理人(中央結算系統) common nominee(CCASS)
「共用代理人」股票 "common nominee" share certificate
共用軟件 shareware
共同抵押品管理系統 Common Collateral Management System (CCMS)
共同風(fēng)險管理系統 Common Risk Management System
再貼現 rediscount
印花稅 stamp duty
《印花稅條例》 Stamp Duty Ordinance
印花稅署署長(cháng) Collector of Stamp Revenue
合成工具 synthetics
合成期權 synthetic option
合成認購期權長(cháng)倉 synthetic long call
合并 amalgamation; consolidation; merger
合并有形資產(chǎn)凈值 combined net tangible assets
合并與收購 mergers and acquisitions
合約互惠基金 contractual mutual fund
合約股數 contract size
合約乘數 contract multiplier
合約規格 contract specifications
合約單位 contract unit
合格交付 good for delivery
合格境內機構投資者 Qualified Domestic Institutional Investor (QDII)
合格境外機構投資者 Qualified Foreign Institutional Investor (QFII)
合資企業(yè) joint venture
合資合同 joint venture contract
合資格主管 Eligible Supervisor
合資格機構買(mǎi)家 qualified institutional buyer
合資格證券 eligible securities
合營(yíng)企業(yè) joint venture
同日行使 same day exercise
同系附屬公司 / 同集團附屬公司 fellow subsidiary
名義匯率 nominal exchange rate
吊銷(xiāo)資格令 disqualification order
回升 rally
回本期 payoff period
回扣 / 回傭 rebate; commission rebate; sub-commission
回收期 payoff period
回抽傭金 sub-commission
回報 return; payoff
回報率 rate of return
回補機制 claw back mechanism
回應時(shí)間 response time
回購 buy-back(cf repurchase agreement)
回購協(xié)議 repurchase agreement (repo)
回購權證 call warrant
在交易所買(mǎi)賣(mài)的期權 traded option
在建工程 construction-in-progress
地區性指數認購權證 regional index call warrant
多工作站 multiple-workstations
多工作站系統 Multi-workstation System (MWS)
多批交收處理程序 batch settlement run
多種貨幣買(mǎi)賣(mài) multi-currency trading
多頭* long position; bull position
《如何撰寫(xiě)清楚易明的公布》(刊物)(證監會(huì ))
How to Create Clear Announcements(publication)(SFC)
存貨 inventory
存款公司公會(huì ) The Deposit-Taking Companies Association
存管代理人 depository nominee
存管處及共用代理人系統 Depository and Common Nominee System (DNS)
孖展 margin
孖展客戶(hù) margin client
孖展買(mǎi)賣(mài) margin trading
孖展融資 margin financing
孖展覆蓋率 margin coverage ratio
年度賬目 annual accounts
年報 annual report
年結日 balance sheet date
成本效益 cost effectiveness
成交紀錄 trading record
成交單 / 成交單據 / 買(mǎi)賣(mài)單據 contract note
成交調整 trade amendment
成交額比率 turnover ratio
扣減率 discount rate
收市后交易 after-hours dealing
收市后資料傳送服務(wù) End-of-day Trade Data File Transfer Service
收市差額繳款 day-end marks
收市價(jià) closing price
收市盤(pán) at-the-close order
收取內幕消息人士 tipper
收取即日差額繳款機制 intra-day marks collection mechanism
收益 revenue; income; gain
收益率 yield
收益率曲線(xiàn) yield curve
收益圖 payoff diagram
收款代理 receiving agent
收款銀行 receiving bank
《收款銀行在新股發(fā)行中扮演的角色指引》(金管局)
Guideline on Role of the Receiving Bank in New Share Issues(HKMA)
收費 charge
收費結構 charging structure
收緊信貸 credit squeeze
收盤(pán)價(jià) closing price
收購 acquisition; takeover; buy-out / buyout
收購上訴委員會(huì )(證監會(huì )) Takeovers Appeal Committee(SFC)
收購及合并委員會(huì )(證監會(huì )) Takeovers & Mergers Panel(SFC)
收購建議 offer
早市 morning session
有形資產(chǎn)凈值 net tangible assets
有抵押權證 collateralised warrant
有限制牌照銀行 restricted licence bank
有限責任公司 limited liability company
有條件協(xié)議 conditional agreement
有條件現金收購/要約 conditional cash offer
有資產(chǎn)支持的債務(wù)證券 asset-backed securities (ABS)
有擔保的賣(mài)空交易 covered short selling
《有關(guān)申報賣(mài)空活動(dòng)及備存證券借出紀錄規定的指引》(證監會(huì ))
Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements(SFC)
《有關(guān)在互聯(lián)網(wǎng)上提供財經(jīng)資訊的通告 ─ 發(fā)牌規定》(證監會(huì ))
Circular on Provision of Financial Information on the Internet ─ Licensing Requirements(SFC)
《有關(guān)改善規管上市事宜的建議諮詢(xún)文件》
Consultation Paper on Proposals to Enhance the Regulation of Listing
《有關(guān)改善規管上市事宜的建議諮詢(xún)總結》
Consultation Conclusions on Proposals to Enhance the Regulation of Listing
有關(guān)長(cháng)時(shí)間停牌公司之報告 Prolonged Suspension Status Report
《有關(guān)建議加強監督核數師的公眾利益活動(dòng)及成立財務(wù)匯報檢討委員會(huì )的諮詢(xún)文件》 Consultation Paper on the Proposals to Enhance the Oversight of the Public Interest Activities of Auditors and Establish a Financial Reporting Review Panel
有關(guān)創(chuàng )業(yè)板內地發(fā)行人監管合作事宜之換文
Letter of Exchanges regarding regulatory co-operation for mainland companies to be listed on GEM
《有關(guān)無(wú)紙化證券市場(chǎng)的建議運作模式的諮詢(xún)文件》
Consultation Paper on a Proposed Operational Model for a Scripless Securities Market
有關(guān)發(fā)行人延遲公布業(yè)績(jì)之報告
Status Report on Issuers' Delay in Releasing Results Announcement
《有關(guān)電子交易條例內適用于成交單據的規定的指引》(證監會(huì ))
Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes(SFC)
《有關(guān)對保薦人及獨立財務(wù)顧問(wèn)監管的諮詢(xún)文件》
Consultation Paper on the Regulation of Sponsors and Independent Financial Advisers
《有關(guān)對保薦人及獨立財務(wù)顧問(wèn)監管的諮詢(xún)總結》
Consultation Conclusions on the Regulation of Sponsors and Independent Financial Advisers
《有關(guān)監管證券及期貨的網(wǎng)上交易諮詢(xún)文件》
Consultation Paper on the Regulation of On-Line Trading of Securities and Futures
有關(guān)暫時(shí)停牌公司之報告 Temporary Suspension Status Report
《有關(guān)賦權證券及期貨事務(wù)監察委員會(huì )代表公司提出衍生訴訟的建議諮詢(xún)文件》 Consultation Paper on the Proposal to Empower the Securities and Futures Commission to Initiate a Derivative Action on Behalf of a Company
次要控制人 minority controller
老鼠倉活動(dòng) rat trading; scalping
自主評級(銀行) Individual rating(banking)
自由兌換 free convertibility
自由增購率 "trading only" stocks
自行結算 self-clearing
自行結算參與者 Self Clearing Participant (SCP)
自律監管機構 self-regulatory organisation; self-regulating organisation
自動(dòng)行使(期權) automatic exercise(options)
自動(dòng)配對股份 automatched stock
自動(dòng)對盤(pán)及成交系統（自動(dòng)對盤(pán)系統）
Automatic Order Matching and Execution System (AMS)
自動(dòng)對盤(pán)系統未完成買(mǎi)賣(mài)盤(pán)紀錄 AMS order book
自動(dòng)對盤(pán)系統第二終端機 AMS Second Terminal
自動(dòng)熒幕交易系統 automated screen trading system (AST system)
自動(dòng)暫緩交易機制 circuit breaker
自發(fā)性收購 management buy-out (MBO)
自置光纖線(xiàn)路 private fibre optical circuit
自營(yíng)買(mǎi)賣(mài) proprietary trading
行 hong
行使 exercise
行使方式 exercise style
行使日 exercise day (E day)
行使后按金 margin-after-exercise
行使期 / 行使時(shí)限 exercise period
行使價(jià) strike price(options); exercise price
行使價(jià)間距 exercise price interval
行倉 firm position
行業(yè)覆蓋層面 spread of sector
行頭盤(pán) front running
估計使用年期 estimated useful life
估值師 valuer
估值報告 valuation report
低收費經(jīng)紀 discount broker
低于面值 below par
低于最佳賣(mài)盤(pán)價(jià) / 低于最好沽盤(pán)價(jià) downtick; minus tick
作實(shí)買(mǎi)賣(mài)價(jià) firm bid and ask quotations
作價(jià)買(mǎi)賣(mài) market making
傭金回扣 commission rebate
兌付* redemption
免責聲明 disclaimer
冷淡對待令 cold shoulder order
利差交易 carry trade
利息補貼(中國內地) interest rate subsidy(Mainland China)
利息資本化 capitalisation of interest
利益沖突事宜委員會(huì ) Conflict Committee
利率上限 interest-rate ceiling
利率掉期 / 利率調期* interest-rate swap
利率掉期期貨 Interest Rate Swap Futures
利率期貨 interest-rate futures
利率銜接 interest collar; interest rate collar
利潤 profit
初次公開(kāi)招股 initial public offering (IPO)
初步認購價(jià) initial subscription price
助理主管(創(chuàng )業(yè)板) assistant supervisor(GEM)
即日平倉交易 day trade
即日回購協(xié)議(銀行) intraday repurchase agreement(banking)
即日有效買(mǎi)賣(mài)盤(pán) good-for-day order
即日拆借市場(chǎng) intra-day money market
即日流動(dòng)資金 intraday liquidity
即日差額繳款報告(中央結算系統) Intra-day Marks Collection Report(CCASS)
即日追補按金 intra-day margin call
即日報價(jià) intraday quotation
即日買(mǎi)賣(mài) day trade
即日盤(pán) / 即日買(mǎi)賣(mài)盤(pán) day order
「即日鮮」 day trade
即日額外按金 intra-day margin
即月 front-month
即夜傳送報告資料服務(wù)(中央結算系統) Overnight Report Distribution(CCASS)
即時(shí)支付結算系統(金管局) Real Time Gross Settlement system (RTGS)(HKMA)
即時(shí)或取消 Immediate-or-Cancel (IOC)
即時(shí)匯款同時(shí)交收(銀行) payment vs payment (PvP)(banking)
即時(shí)資訊 real time information
即時(shí)數碼資料傳送專(zhuān)線(xiàn) realtime digital datafeed
即時(shí)數碼數據服務(wù) Realtime Digital Data Service (RDDS)
即時(shí)轉送 online transfer
否定聲明 negative statement; disclaimer
囤倉策略 buy and hold strategy
均衡價(jià)格 equilibrium price
坐盤(pán) proprietary trading
夾倉 squeeze; short squeeze
尾盤(pán) at-the-close order
技術(shù)分析 technical analysis
投資分析員 investment analyst
投資服務(wù)指令(歐洲聯(lián)盟) Investment Services Directive (ISD)(European Union)
投資者戶(hù)口服務(wù) Investor Account Service
投資者戶(hù)口持有人 Investor Participant (IP)
《投資者戶(hù)口持有人規則》 Terms and Conditions for Investor Participants
《投資者與證券市場(chǎng)》(刊物) Investors and the Stock Market(publication)
投資者賠償有限公司 Investor Compensation Company Limited
《投資者應知多點(diǎn)》(刊物) Know More About Your Investment(publication)
投資級別 investment grade
投資理念 investment philosophy
投資組合 portfolio
投資組合經(jīng)理 portfolio manager
投資對象 investee
投資管理研究聯(lián)會(huì ) Association for Investment Management and Research (AIMR)
投資顧問(wèn) investment adviser
投資顧問(wèn)委員會(huì ) Investment Advisory Committee
投標程序 tender procedure
折扣 discount; haircut
折扣經(jīng)紀 discount broker
折算 translation
折舊 depreciation
折讓 discount
折讓經(jīng)紀 discount broker
拋空 short selling
改良特別股份交易方法 Enhanced Special Stock Trading Method
更正交易 trade amendment
更改財政年度結算日期 change of year end
更緊密經(jīng)貿關(guān)系安排 Closer Economic Partnership Arrangement (CEPA)
每日平均交收效率 daily average settlement efficiency
每日交易活動(dòng)及持倉報告(期貨)
Daily Trading Activity and Open Positions Summary Report(futures)
每日回報標準差 standard deviation of daily return
每日按金 daily margin
每日按金要求 daily margin call
每日價(jià)格上限 daily trading limit
《每周港股統計數字》 Weekly Hong Kong Stock Market Statistics
每股有形資產(chǎn)凈值 net tangible assets per share
每股盈利 earnings per share (EPS)
每股資產(chǎn)凈值 net asset value per share
沒(méi)有利益關(guān)系的股東 disinterested shareholder
沒(méi)有預先借貨的賣(mài)空活動(dòng) naked short selling
沒(méi)有擔保的賣(mài)空交易 uncovered short selling
私人戶(hù)口交易指引 personal account dealing guidelines
私人配售 private placing
私人密碼 personal identification number (PIN)
私有化 / 私營(yíng)化 privatisation
私募基金 privately-offered fund
系列按金價(jià)值 series margin value
系統性風(fēng)險 systematic risk
系統參數 system parameter
系統終止 system closure
系統整合商 system integrator
系統聯(lián)通權 system access right
系統聯(lián)通權收費(期權) System Access Right Fee(options)
巡回推介 roadshow
《防止洗黑錢(qián)修訂指引》 Revised Guidance Notes Regarding Money Laundering
《亞太股市脈絡(luò )》 Regional Monitor
亞洲證券分析家協(xié)會(huì ) Asian Securities Analysts Federation
亞太區中央證券存管處組織 Asia-Pacific Central Securities Depository Group (ACG)
亞太貸款市場(chǎng)協(xié)會(huì ) Asia Pacific Loan Market Association
亞太經(jīng)濟合作組織 Asia Pacific Economic Cooperation (APEC)
亞洲美元市場(chǎng) Asian dollar market
亞洲美元債券 Asian dollar bond
亞洲貨幣世界（新加坡）有限公司 Money World Asia Pte Limited
亞洲開(kāi)發(fā)銀行 Asian Development Bank (ADB)
亞洲證券分析員公會(huì ) Asian Securities' Analysts Council (ASAC)
亞洲證券借貸協(xié)會(huì ) Pan Asian Securities Lending Association (PASLA)
「來(lái)回」期權交易 "round trip" option transaction
供股 rights issue
供款 contribution
供應商電子存檔系統 Vendor Electronic Filing System (VEF)
兩用畫(huà)面終端機 dual mode terminal (DMT)
兩邊客交易 direct business; direct business transaction
兩邊客買(mǎi)賣(mài)盤(pán) two-sided order
兩邊開(kāi)盤(pán) two-way quote
到期 / 到期日 maturity; expiry date
到期日 expiration date
到期月份 expiry month
到期收益率 yield to maturity
到期前有效買(mǎi)賣(mài)盤(pán) good-till-date order (GTD)
制訂系統規模 system sizing
制裁權 power of sanction
券面利率 coupon; coupon rate
協(xié)議安排 / 協(xié)議計劃 scheme of arrangement
取消交易(期權) trade reversals(options)
取消交易合約(期權) reversal contract(options)
取消前有效買(mǎi)賣(mài)盤(pán) good-till-cancelled order (GTC)
受信人 fiduciary
受信責任 fiduciary duty
受益人 beneficiary
受托人 trustee; fiduciary
受監管之股份賣(mài)空活動(dòng) regulated short selling
受讓人 assignee; transferee
垃圾債券 junk bond
委托存款* designated deposit
委派代表書(shū) proxy form
定界認股證 barrier warrant
定息按揭 fixed-rate mortgage
定期債券 term bond
定價(jià)模式 pricing model
「定鏡」處理(電腦) snapshot(computer)
延時(shí)資訊 delayed data
往來(lái)賬 current account
或有保費 contingent premium
或然負債 contingent liabilities
所有普通股指數 All Ordinaries Index (AOI)
所需回報率 required rate of return
房地產(chǎn)投資信托基金 real estate investment trust (REIT)
《房地產(chǎn)投資信托基金守則》 Code on Real Estate Investment Trusts
承兌 acceptance
承兌行 acceptance house
承前(會(huì )計) brought forward(accounting)
承配人 placee
承銷(xiāo)* underwrite
承銷(xiāo)商* underwriter
承辦銀行 administering bank
承讓人 assignee; transferee
披露 / 披露事項 disclosure
披露權益 disclosure of interests
押記 pledge
抵押 charge; pledge
抵押安排 security arrangement
抵押品 collateral; security
抵押品資格 collateral eligibility
抵押債項 secured debts
抵押證券 asset-backed securities (ABS)
抵銷(xiāo) set off
「拆骨專(zhuān)家」 asset stripper
拆賣(mài)資產(chǎn) asset stripping
招股書(shū) / 招股章程 prospectus
招股價(jià) issue price
招股機制 offering mechanism
招標發(fā)售 offer by tender
放寬利率管制 deregulation of interest rates
放寬管制 deregulation
服務(wù)業(yè)聯(lián)會(huì )(香港總商會(huì ))
Coalition on Service Industry (Hong Kong General Chamber of Commerce)
東亞及大洋洲證券交易所聯(lián)會(huì )
East Asian and Oceanian Stock Exchanges Federation (EAOSEF)
東南亞國家協(xié)會(huì )（東協(xié)） Association of South-East Asian Nations (ASEAN)
東盟地區論壇 ASEAN Regional Forum
東盟自由貿易區 ASEAN Free Trade Area (AFTA)
武士債券 samurai bond
沽出未抵押期權 naked option writing
沽出備兌期權 covered writing
沽出認沽期權 write a put option
沽出認購期權 write a call option
沽空 short selling
沽盤(pán) sell order
沽盤(pán)價(jià) ask price; asked price
法人股(中國內地) legal person share(Mainland China)
法定公益金(中國內地) statutory public welfare fund (Mainland China)
法定公積金(中國內地) statutory surplus reserve(Mainland China)
法定股本 authorised capital
法定儲備 statutory reserve
法律風(fēng)險 legal risk
法律實(shí)體 legal entity
法團大股東具報書(shū) Corporate Substantial Shareholders Notification
泡沫經(jīng)濟 bubble economy
波幅 volatility
波幅校驗范圍 Volatility Scan Range (VSR)
注入資產(chǎn) asset injection
炒高價(jià)格 ramping; price ramping
爭奪式收購 contested takeover
物業(yè)估值師 property valuer
物業(yè)增值稅 property gains tax
狙擊手(收購) predator; raider(takeover)
直接存款/存賬指示 Direct Credit Instruction (DCI)
直接扣款/扣賬指示 Direct Debit Instruction (DDI)
直接納入中央結算系統的新股 direct stock admission(CCASS)
直接結算 direct clearing
直接結算參與者 Direct Clearing Participant (DCP)
直通式交易程序 straight-through processing
直駁光纖 dark fibre
直線(xiàn)折舊法 straightline method of depreciation
空倉 / 空頭* bear position; short position
《股市資料》 Fact Book; Fact Sheet
股市資料捐贈計劃 Stock Market Information Donation Programme
股本 share capital
股本基數 equity base
股本價(jià)值 value of equity capital
股本證券 equity securities
股本權證 equity warrant; subscription warrant (vs derivative warrant)
股份化 demutualisation
股份代號 stock code
股份交收費 stock settlement fee
股份存入表格 Stock Deposit Form
股份存入費 stock deposit fee
股份收納 stock conversion
股份有限公司 joint stock company
股份制 demutualisation
股份承押人 stock pledgee
股份承押人參與者(中央結算系統參與者) Stock Pledgee Participant(CCASS Participants)
股份拆細 split; stock split
股份計劃 share scheme
股份頁(yè)(大利市機) stock page(Teletext)
股份托管費 stock custody fee
股份提取費 stock withdrawal fee
《股份登記機構操守準則》(證監會(huì )) Code of Conduct for Share Registrars(SFC)
股份結算費 stock clearing fee
股份認購權 share option
股份賣(mài)空試驗計劃 Short Selling Pilot Scheme
股份購回 share repurchase
《股份購回守則》 Code on Share Repurchases
股份轉移日結單(中央結算系統) Daily Movement Statement(CCASS)
股份轉移報告(中央結算系統) Statement of Stock Movement(CCASS)
股份權益 share entitlements
《股價(jià)敏感資料披露指引》 Guide on disclosure of price-sensitive information
股東名冊 register of members; share register
股東周年大會(huì ) annual general meeting (AGM)
股東特別大會(huì ) extraordinary general meeting (EGM)
股東貸款 shareholder loan
股東應占溢利 profits attributable to shareholders
股東權益 equity interest
股東權益小組(證監會(huì )) Shareholders Group (SFC)
股息率 dividend yield
股息單 dividend warrant
股票出借人 stock lender
股票承押人 stock pledgee
股票非流動(dòng)化 immobilisation of share certificate
股票按貸財務(wù)活動(dòng) share margin financing
股票借貸 stock borrowing and lending
股票借貸數額資料頁(yè)(大利市)
stock borrowing and lending position information page(Teletext)
股票期貨 stock futures
股票期權 stock option; equity option
股票期權系統 Traded OPtions System (TOPS)
股票期權參考教育站 Stock Options Reference Educator (SCORE)
股票期權從業(yè)員專(zhuān)業(yè)課程 Professional Course for Equity Options Practitioners
股票登記費 scrip fee
股票貸出戶(hù)口 Stock Lending Account
股票歸還 stock return
股價(jià)不動(dòng)時(shí)回報 standstill return
股價(jià)敏感資料 price-sensitive information
股權 equity interest; shareholding
芝加哥交易所 Chicago Board of Trade (CBOT)
芝加哥商品交易所 Chicago Mercantile Exchange (CME)
芝加哥期權交易所 Chicago Board Options Exchange (CBOE)
近價(jià)盤(pán) about order
金銀業(yè)貿易場(chǎng) Chinese Gold and Silver Exchange Society
金銀證券交易所 The Kam Ngan Stock Exchange
金融大改革(英國) Big Bang(UK)
金融工具 financial instrument
金融中介現象 financial intermediation
金融中介機構/團體 financial intermediary
金融市場(chǎng) financial market
《金融市場(chǎng)檢討報告》 Report on Financial Market Review
金融行動(dòng)專(zhuān)責委員會(huì ) Financial Action Task Force (FATF)
《金融服務(wù)法令》(英國) Financial Services Act(UK)
金融服務(wù)網(wǎng)絡(luò ) FinNet
金融租賃* financial lease
金融基礎設施督導委員會(huì )
The Steering Committee on the Enhancement of Financial Infrastructure (SCEFI)
金融期貨 financial futures
金融債* financial bond
金融監督管理委員會(huì )（金管會(huì )）(臺灣)
Financial Supervisory Commission(Taiwan)
金融機構 financial institution
金邊證券 gilt-edged securities
長(cháng)倉 long position; bull position
附加自動(dòng)對盤(pán)終端機用家 additional AMS terminal user
附寄結單服務(wù)的股份獨立戶(hù)口(中央結算系統)
Stock Segregated Account with Statement Service [CCASS]
附帶執行買(mǎi)賣(mài)盤(pán)(倫敦交易所) contingent order(LSE)
附屬公司 subsidiary
附屬貸款 subordinated loan
「非上市可交易」股份 "trading only" stocks
非中介化 disintermediation
非市場(chǎng)莊家的交易 non-market-making transaction
非正常項目 abnormal item
非成立為有限公司的注冊人士 unincorporated registered person
非即日平倉交易 overnight trade
非即時(shí)數據 delayed data
非受監管發(fā)行人 unregulated issuer
非所有者權益變動(dòng)表 statement of "non-owner movement in equity"
非金錢(qián)傭金 soft commission
非金錢(qián)利益 soft-dollar benefits
非執行董事 non-executive director
非常重大的出售事項 very substantial disposal
非常重大的收購事項 very substantial acquisition
非現貨月恒生指數期貨合約 non-spot month Hang Seng Index futures contract
非登記持有人 non-registered holder
非結算的期權買(mǎi)賣(mài)參與者 / 非結算參與者 (期權買(mǎi)賣(mài))
Non-Clearing Options Trading Participant; Non-Clearing Participant (NCP) (options trading)
非經(jīng)常項目 extraordinary item
非實(shí)物化 dematerialisation
非認可負債 non-ranking liabilities
非標準型認股證；特種認股證 exotic warrants
非整手買(mǎi)賣(mài)盤(pán) round-lot-plus order
保本信托基金 guaranteed unit trust
保本產(chǎn)品 capital preservation product
保本證 Capital Protected Instrument (CPI)
保值公債(中國內地) Public Debt (Inflation-Linked Subsidy) Treasury(Mainland China)
保留意見(jiàn) qualified opinion
保單貼現 viatical settlements
保管人 custodian
保障安排 security arrangement
《保障投資者條例》 Protection of Investors Ordinance
保險業(yè)監理專(zhuān)員 Commissioner of Insurance
保險業(yè)監理處 Office of the Commissioner of Insurance
保薦人 sponsor
《保薦人及獨立財務(wù)顧問(wèn)的操守準則》
Code of Conduct for Sponsors and Independent Financial Advisers
《保薦人標準守則》 Model Code for Sponsors
《保薦人聲明》 Sponsor's Declaration
保薦經(jīng)紀 sponsoring broker
保證 warranty
保證人 guarantor
保證金 margin
保證金客戶(hù) margin client
保證金保險范圍比率 margin coverage ratio
保證金借貸活動(dòng) margin financing
保證金價(jià)值 margin value
保證金證券交易戶(hù)口 Margin Securities Trading Account
保證金融資 margin financing
保證基金 Guarantee Fund
「保護償付」規則(期權) Payout-Protection Rule(options)
信心保證書(shū) comfort letter
信用評級 credit rating
信息交流 exchange of information
信托人 trustee
信貸 credit
信貸風(fēng)險 credit risk
信貸評級 credit rating
信貸管制 credit control
信貸緊縮 credit squeeze
信貸額度* credit limit
前收市價(jià) previous closing price
《宣誓及聲明條例》 Oaths and Declarations Ordinance
客戶(hù)戶(hù)口 client account
《客戶(hù)身分規則》(證監會(huì )) Client Identity Rule(SFC)
客戶(hù)伺服器結構 client server architecture
客戶(hù)協(xié)議書(shū)/合約 client's agreement
客戶(hù)按金 client margin
《建議就認可海外規則修訂〈證券及期貨(穩定價(jià)格)規則〉諮詢(xún)總結》
Consultation Conclusions on a Proposed Amendment to the Securities and Futures (Price Stabilising) Rules in relation to Recognition of Overseas Rules
待轉名股份 "street name" share certificate
后備資料復原軟件 file backup-restore macro
后備聯(lián)線(xiàn)通訊線(xiàn)路 backup interactive line
后進(jìn)先出 last in, first out (LIFO)
后勤辦公室 back office
后償貸款 subordinated loan
恒生100 Hang Seng 100 (HS100)
恒生中國內地流通指數 Hang Seng Mainland Freefloat Index (HSMLFI)
恒生中國內地綜合指數 Hang Seng Mainland Composite Index (HSMLCI)
恒生中國企業(yè)指數（恒生國企指數） Hang Seng China Enterprises Index (HSCEI)
恒生亞洲指數 Hang Seng Asia Index (HSAI)
恒生指數 Hang Seng Index (HSI)
恒生香港大型股指數 Hang Seng HK LargeCap Index (HSHKLI)
恒生香港小型股指數 Hang Seng HK SmallCap Index (HSHKSI)
恒生香港中型股指數 Hang Seng HK MidCap Index (HSHKMI)
恒生香港中資企業(yè)指數（中資企業(yè)指數）
Hang Seng China-Affiliated Corporations Index (HSCCI)
恒生香港流通指數 Hang Seng HK Freefloat Index (HSHKFI)
恒生香港綜合指數 Hang Seng Hong Kong Composite Index (HSHKCI)
恒生倫敦參考指數 Hang Seng London Reference Index (HSLRI)
恒生流通50 Hang Seng Freefloat 50
恒生流通中國內地25 Hang Seng Freefloat Mainland 25
恒生流通香港25 Hang Seng Freefloat HK 25
恒生流通綜合指數 Hang Seng Freefloat Composite Index (HSFCI)
恒生資訊科技指數 Hang Seng IT Index (HSITI)
恒生資訊科技組合指數 Hang Seng IT Portfolio Index (HSITP)
恒生綜合指數 Hang Seng Composite Index (HSCI)
恒生/富時(shí)亞洲大企業(yè)指數 FTSE/Hang Seng Asiatop Index
恒生/富時(shí)亞洲分類(lèi)指數 FTSE/Hang Seng Asian Sector Indexes
恒生/富時(shí)指數系列 FTSE/Hang Seng Indexes
恒指服務(wù)有限公司 HSI Services Limited
恒指國際有限公司 HSI International Limited
恒指期貨 Hang Seng Index Futures
恒指期權 Hang Seng Index Options
恢復買(mǎi)賣(mài) resumption of trading
持有成本 cost of carry
持股人的分布情況 spread of holders
持股編號 shareholder Reference Number (SRN)
持倉 position
持倉上限 / 限額 position limit
持倉比例 position ratio
《持倉限額及大額未平倉合約的申報規定指引》(證監會(huì ))
Guidance Note on Position Limits and Large Open Position Reporting Requirements(SFC)
持倉限額比率 position limit ratio
持倉風(fēng)險調整 position risk adjustment
持倉凈額 net position
持倉類(lèi)別(期權) tier(options)
《持牌人, 勝任能力的指引》 Guidance Note on Competence
《持牌人進(jìn)行持續培訓的指引》 Guidance Note on Continuous Professional Training
持續專(zhuān)業(yè)培訓課程 Continuous Professional Training (CPT)
持續凈額交收 continuous net settlement (CNS)
持續責任 continuing obligation; on-going obligation
持續發(fā)售機制 tap facility
持續經(jīng)營(yíng)(會(huì )計) going concern(accounting)
持續經(jīng)營(yíng)之業(yè)務(wù) continuing operation
持續關(guān)連交易 continuing connected transaction
持權成本(期權) cost of carry
指引摘要 Guidance Note
指示價(jià)格 indicative price
指定分配(期權) assignment(options)
指定百分比 prescribed percentage
指定銀行 designated bank
指定證券 designated securities
指數加權移動(dòng)平均方法 exponentially-weighted moving average
指數套戥 index arbitrage
指數參與單位 index participation unit
指數掉期 index swap
指數期貨 index futures
指數債券 index bond
指數預托證券 index depository receipt; index share
指數認購權證 index call warrant
上海標書(shū)翻譯公司 http://buy270.com
指數權證 index warrant
按市價(jià)計值 mark to market / mark-to-market
按金 margin
按金比例 margin ratio
按金交易 margin trading
按金減免 margin relief
按金對銷(xiāo) margin offset
按揭貸款基準組合 benchmark mortgage pool
按揭貸款發(fā)放者 mortgage loan originator
按金間距 margin interval
按揭證券 mortgage-backed securities
按盤(pán)價(jià) nominal price
政府債券 government bond
故障包容 fault tolerance
「柏力克－舒爾斯」期權定價(jià)模式 Black-Scholes option pricing model
查訪(fǎng) inspection visit
查詢(xún)公布資料(中央結算系統) Enquire Announcement Information(CCASS)
查詢(xún)交收指示未獲配對原因(中央結算系統) Enquire Unmatched SI Reason(CCASS)
「查詢(xún)報失股票資料」功能(中央結算系統) Enquire Reported Lost Certificate(CCASS)
洗黑錢(qián) money laundering
活躍業(yè)務(wù)紀錄(創(chuàng )業(yè)板) active business pursuits(GEM)
派送股份/紅股 bonus issue
界面聯(lián)系 interfacing
盈利 earnings; profit
盈利對利息倍數 interest cover; interest coverage
盈富基金 Tracker Fund of Hong Kong (TraHK)
盈余儲備 surplus reserve
相互上市 cross listing; dual listing
相抵持倉 offsetting position
相對回報率 relative return
相對強弱指數 Relative Strength Indicator (RSI)
相聯(lián)人 associated person
相關(guān)/指定資產(chǎn) underlying asset
相關(guān)/指定證券 underlying securities
「看跌」股票掛鉤票據 Bear Equity Linked Instrument (Bear ELI)
「看漲」股票掛鉤票據 Bull Equity Linked Instrument (Bull ELI)
約務(wù)更替 novation
約價(jià)* consideration
紀律上訴委員會(huì ) Disciplinary Appeals Committee
紀律委員會(huì ) Disciplinary Committee
《紀律案例》 Disciplinary Casebook
《紀律處分程序手冊》 Handbook on Disciplinary Proceedings
紀律處分權力 disciplinary power
紀律程序 disciplinary procedures
紅股 bonus share
紅股發(fā)行 bonus issue
紅籌股 red chip
美元總會(huì )計長(cháng)(美國) Comptroller of the Currency(US)
美式期權 American style option
美國本土債券 Yankee bond
美國全國證券交易商協(xié)會(huì )自動(dòng)報價(jià)系統/ 美國納斯達克證券市場(chǎng) National Association of Securities Dealers Automated Quotations (NASDAQ)
美國存管信托公司 Depository Trust Company (DTC)(US)
美國商會(huì ) American Chamber of Commerce (AMCHAM)
美國國家經(jīng)濟研究局 National Bureau of Economic Research(US)
美國預托證券 American depository receipt (ADR)
美國聯(lián)邦公開(kāi)市場(chǎng)委員會(huì ) Federal Open Market Committee (FOMC)
美國聯(lián)邦國家房屋貸款協(xié)會(huì )（房利美） Federal National Mortgage Association (Fannie Mae)
美國證券交易所 American Stock Exchange (AMEX)
英倫銀行 Bank of England
英格蘭及威爾斯特許會(huì )計師公會(huì ) Institute of Chartered Accountants in England and Wales (ICA England & Wales)
英國投資管理監管組織 Investment Management Regulatory Organisation (IMRO)
英國金融業(yè)管理局 Financial Services Authority (FSA)(UK)
衍生產(chǎn)品 / 衍生工具 derivatives
衍生產(chǎn)品及風(fēng)險管理文憑課程 Diploma Course in Derivatives and Risk Management
衍生產(chǎn)品市場(chǎng) / 衍生工具市場(chǎng) derivatives market
衍生產(chǎn)品市場(chǎng)諮詢(xún)小組 Derivatives Market Consultative Panel
衍生產(chǎn)品結算及交收系統 Derivatives Clearing and Settlement System (DCASS)
衍生權證 derivative warrant
要約 offer
計算按金程序 margining process
負債 liabilities
負債日 indebtedness date
負債比率 debt-to-equity ratio
重大交易 major transaction
重估 revaluation
重組 reorganisation
重置成本 replacement cost
重新實(shí)物化 rematerialisation
重復認購 multiple application
重整賬目 restatement of accounts
限制通知書(shū) restriction notice
限制買(mǎi)賣(mài)期 "black out" period
限價(jià)盤(pán) limit order
限價(jià)賣(mài)空規則 tick rule
面值 face value; nominal value
風(fēng)險披露 risk disclosure
風(fēng)險披露聲明書(shū)(創(chuàng )業(yè)板) Risk Disclosure Statement(GEM)
風(fēng)險值 value-at-risk
風(fēng)險容限 risk tolerance
風(fēng)險容量 appetite for risk
風(fēng)險參數 risk parameter
上海合同翻譯公司http://buy270.com
風(fēng)險控制 risk control
風(fēng)險排列方法 risk array method
風(fēng)險排列按金制度 risk array margining system
風(fēng)險排列算式 risk array algorithm
風(fēng)險評估 risk evaluation
風(fēng)險管理 risk management; exposure management
風(fēng)險管理委員會(huì ) Risk Management Committee
風(fēng)險鑒別 risk identification
食價(jià) price cheating; scalping
首次上市費 initial listing fee
首次公開(kāi)招股 initial public offering (IPO)
首次公開(kāi)招股之進(jìn)度報告 Initial Public Offerings Progress Report
首次認購費 front-end load
首席交易員 chief dealer
香港上市公司商會(huì ) Chamber of Hong Kong Listed Companies
香港中央結算（代理人）有限公司 HKSCC Nominees Limited
香港中央結算有限公司（香港結算）
Hong Kong Securities Clearing Company Limited (HKSCC)
香港中央證券登記有限公司 Computershare Hong Kong Investor Services Limited (CHIS)
香港中國企業(yè)協(xié)會(huì ) Hong Kong Chinese Enterprises Association
《香港公司收購、合并及股份購回守則》(刊物)
Hong Kong Codes on Takeovers and Mergers and Share Repurchases(publication)
香港公司秘書(shū)公會(huì ) The Hong Kong Institute of Company Secretaries (HKICS)
香港交易及結算所有限公司（香港交易所）
Hong Kong Exchanges and Clearing Limited (HKEx)
香港交易及結算所有限公司北京代表處
Hong Kong Exchanges and Clearing Limited Beijing Representative Office
香港交易所(中國)有限公司 HKEx (China) Limited
香港交易所股份資訊板 HKEx Share Information Board
香港交易所組合風(fēng)險按金系統 Portfolio Risk Margining System of HKEx (PRiME)
香港交易所資訊服務(wù)有限公司 HKEx Information Services Limited
香港交易所數據產(chǎn)品 HKEx Data Products
香港投資分析員公會(huì ) Hong Kong Institute of Investment Analysts
香港投資者學(xué)會(huì ) Hong Kong Institute of Investors (HKII)
香港投資基金公會(huì ) Hong Kong Investment Funds Association (HKIFA)
香港投資通函呈報準則
Hong Kong Standards on Investment Circular Reporting Engagements (HKSIR)
香港股份商會(huì )（1921年） Hong Kong Stockbrokers' Association (1921)
香港股票經(jīng)紀會(huì )（1891年） Stockbrokers' Association of Hong Kong (1891)
香港金融研究中心 Hong Kong Institute for Monetary Research (HKIMR)
香港金融管理局（金管局） Hong Kong Monetary Authority (HKMA)
香港律師會(huì ) The Law Society of Hong Kong
香港按揭證券有限公司 The Hong Kong Mortgage Corporation Limited
香港財務(wù)策劃師學(xué)會(huì ) The Institute of Financial Planners of Hong Kong
香港財務(wù)顧問(wèn)學(xué)會(huì ) Hong Kong Association of Financial Advisors
香港財資市場(chǎng)公會(huì ) Hong Kong Financial Markets Association
香港國際仲裁中心 Hong Kong International Arbitration Centre
香港專(zhuān)業(yè)財經(jīng)分析及評論家協(xié)會(huì )
The Hong Kong Institute of Financial Analysts and Professional Commentators
香港貨幣及投資匯展 Money World Asia Hong Kong
香港創(chuàng )業(yè)投資協(xié)會(huì ) Hong Kong Venture Capital Association
香港期貨交易所有限公司（期交所） Hong Kong Futures Exchange Limited (HKFE)
香港期貨結算有限公司 HKFE Clearing Corporation Limited (HKCC)
香港稅務(wù)學(xué)會(huì ) Taxation Institute of Hong Kong
香港證券培訓贊助基金 Hong Kong Securities Training Sponsorship Foundation
香港會(huì )計師公會(huì ) Hong Kong Institute of Certified Public Accountants (HKICPA)
香港經(jīng)紀協(xié)會(huì )（1891年） Association of Stockbrokers in Hong Kong (1891)
香港經(jīng)紀商會(huì )（1914年） The Hong Kong Stock Exchange
香港董事學(xué)會(huì ) The Hong Kong Institute of Directors
香港資本市場(chǎng)公會(huì ) Hong Kong Capital Markets Association
香港管理專(zhuān)業(yè)協(xié)會(huì ) Hong Kong Management Association
香港網(wǎng)上經(jīng)紀協(xié)會(huì ) The Hong Kong Association of Online Brokers (HKAOB)
香港銀行公會(huì ) Hong Kong Association of Banks
香港銀行同業(yè)拆息 Hong Kong Interbank Offered Rate (HIBOR)
香港銀行同業(yè)結算有限公司 Hong Kong Interbank Clearing Limited
香港總商會(huì ) The Hong Kong General Chamber of Commerce
香港聯(lián)合交易所月刊 SEHK Monthly Bulletin
香港聯(lián)合交易所有限公司（聯(lián)交所）
The Stock Exchange of Hong Kong Limited (SEHK)
《香港聯(lián)合交易所有限公司創(chuàng )業(yè)板證券上市規則》（《創(chuàng )業(yè)板上市規則》）
Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited (GEM Listing Rules)
《香港聯(lián)合交易所有限公司證券上市規則》（《證券上市規則》）
Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (Exchange Listing Rules)
香港聯(lián)合交易所期權結算所有限公司
（聯(lián)交所期權結算所） The SEHK Options Clearing House Limited (SEOCH)
香港聯(lián)合交易所資訊服務(wù)有限公司 Stock Exchange Information Services Limited (SEIS)
香港證券市場(chǎng)文獻及文物征集計劃 Hong Kong Securities Market Archives and Artifacts Collection Campaign
香港證券交易所（1947年） The Hong Kong Stock Exchange
香港證券專(zhuān)業(yè)學(xué)會(huì ) Hong Kong Securities Institute
香港證券業(yè)同學(xué)會(huì ) Hong Kong Securities Professionals Alumni Association
《香港證券業(yè)參考手冊》(刊物) The Hong Kong Securities Industry(publication)
香港證券經(jīng)紀業(yè)工作小組 Working Group on Stockbroking in Hong Kong
香港證券經(jīng)紀業(yè)協(xié)會(huì ) Hong Kong Stockbrokers Association
香港證券學(xué)會(huì ) Hong Kong Securities Professionals Association
并購活動(dòng)* mergers and acquisitions
倉 position
個(gè)人大股東具報書(shū) Individual Substantial Shareholders Notification
個(gè)人投資者戶(hù)口 Individual Investor Account
個(gè)人客戶(hù) individual client
個(gè)人交易所參與者 Individual Exchange Participant
個(gè)人電腦終端機用戶(hù) PC terminal user
借方結余 debit balance
借款股 loan stock
借殼上市 backdoor listing
借貸資本 loan capital
借額 debit
倫敦國際金融期貨及期權交易所
London International Financial Futures and Options Exchange (LIFFE)
倫敦期權市場(chǎng) London Traded Options Market (LTOM)
倫敦證券交易所 London Stock Exchange (LSE)
凍結 locked up
凍結股份機制 securities-on-hold mechanism
原油期貨 crude oil futures
套戥 / 套匯* / 套利* arbitrage
差價(jià) spread
差額繳款 marks / marks payment
庫存股份/股票 treasury stock
弱勢貨幣 soft currency
息股證 Equity Linked Instrument (ELI)
挾倉 cornering; squeeze; short squeeze
時(shí)間值 time value; time premium
時(shí)間戳記 time stamp
核心盈利 core earnings
核準可贖回股份 approved redeemable share
核準借入人 approved borrower
核準借出代理人 approved lending agent
核數委員會(huì )(證監會(huì )) Audit Committee(SFC)
核數師 auditor
核數師報告 auditors' report
核證附注 verification notes
浮息存款證 floating rate certificate of deposit (FRCD)
浮息按揭 variable-rate mortgage
浮息票據 floating rate note (FRN)
海外發(fā)行人 overseas issuer
消耗性資產(chǎn)(期權) wasting asset(options)
流動(dòng)性不足 / 流通性不足 illiquidity
流動(dòng)資金 liquid capital
流動(dòng)資金比率/幅度 liquidity ratio; liquidity margin
流動(dòng)資金調節窗 Liquidity Adjustment Window (LAW)
流動(dòng)資金調節機制(金管局) Liquidity Adjustment Facility (LAF)(HKMA)
流動(dòng)資產(chǎn) liquid asset
流通性 liquidity
流通風(fēng)險 liquidity risk
流通量提供者 liquidity provider
特別限價(jià)盤(pán) special limit order
特別處理股(中國內地) Special Treatment(Mainland China)
特別征費 Special Levy
特別轉讓股(中國內地) Particular Transfer(Mainland China)
特快登記/過(guò)戶(hù)登記服務(wù) expedited registration service
特殊項目 exceptional item
特許公認會(huì )計師公會(huì ) The Association of Chartered Certified Accountants (ACCA)
特許使用者 privileged user
特許財務(wù)分析員 chartered financial analyst
特許財務(wù)分析員公會(huì ) Institute of Chartered Financial Analysts
特許管理會(huì )計師公會(huì ) Chartered Institute of Management Accountants (CIMA)
「特許證券商」制度(美國) Specialist System(US)
特種國債(中國內地) Special Treasury(Mainland China)
特種備兌證資訊(大利市) exotic warrant information(Teletext)
特種認股證/非標準型認股證 exotic warrant
留存股票 treasury stock
留存盈利/收益 retained earnings; retained income
「粉紅價(jià)單」(美國) Pink Sheets(US)
留存溢利/盈利 retained profits
留成資金 / 保留資金 retained capital
「粉紅價(jià)單」(美國) Pink Sheets(US)
純交易板 trading-only board
紙黃金 paper gold
索償通知 claim notice
蚊型股 penny stock
被動(dòng)受托人 bare trustee
訊息提示 alert message
訊框傳送交易網(wǎng)絡(luò ) frame relay trading network
托管人 custodian
托管商參與者(中央結算系統參與者) Custodian Participant(CCASS Participants)
記名證券 registered securities
記名證書(shū) registered certificate
記賬式國庫券(中國內地) Registered Treasury(Mainland China)
財政司司長(cháng) Financial Secretary
財政年度 financial year
財政股東 financial shareholder
財政健全 financial integrity
財政部(中國內地) Ministry of Finance(Mainland China)
《財政資源規則》 Financial Resources Rules
財務(wù)申報 financial reporting
財務(wù)風(fēng)險 financial risk; financial exposure
財務(wù)租賃 financial lease
財務(wù)通融 financial accomodation
財務(wù)業(yè)績(jì) financial results
財務(wù)摘要報告 summary financial report
財務(wù)監管 financial regulation
財務(wù)顧問(wèn) financial adviser
財經(jīng)市場(chǎng)發(fā)展專(zhuān)責小組 The Financial Market Development Task Force
《財經(jīng)有道 - - - 證券、期貨及投資界專(zhuān)業(yè)道德實(shí)務(wù)指引》
Ethics in Practice - A Practical Guide for Financial Practitioners
財經(jīng)事務(wù)及庫務(wù)局 Financial Services and the Treasury Bureau
財經(jīng)事務(wù)及庫務(wù)局局長(cháng) Secretary for Financial Services and the Treasury
財經(jīng)事務(wù)及庫務(wù)局常任秘書(shū)長(cháng) Permanent Secretary for Financial Services and the Treasury
財資企業(yè)集團 financial conglomerate
追補按金 margin call
退市 delisting
退稅 tax rebate; tax refund
逃稅 tax evasion
逆向投資者 contrarian
逆差 deficit; unfavourable difference; unfavourable variance
逆差額(中央結算系統) unfavourable marks(CCASS)
逆轉交易(期權) trade reversals(options)
逆轉交易合約(期權) reversal contract(options)
酌情支付的花紅 discretionary bonus payment
酌情權 discretionary power
配售 placing
配售代理 placing agent
配售指引 placing guidelines
配售新股 rights issue
配售經(jīng)辦人 book runner
配發(fā) allotment
除息基準 ex-dividend basis
除凈日 ex-date
除凈日未經(jīng)調整之收市價(jià) ex unadjusted close
除牌 delisting
除權 ex-rights
馬來(lái)西亞證券交易所交易及自動(dòng)報價(jià)系統
Malaysian Exchange of Securities Dealing and Automated Quotation Bhd (MESDAQ)
馬城條約 Maastricht Treaty
馬鞍式組合(期權) straddle(options)
高水(期貨) premium(futures)
高于前成交價(jià) plus tick; uptick
高于面值 above par
高持股量股東(創(chuàng )業(yè)板) significant shareholder(GEM)
高息票據 equity linked note (ELN)
高杠桿效應的投資 high leveraged investment
假市 false market
做價(jià) kiting
停止過(guò)戶(hù)期間 book closure period
停市措施 speed bump
停板 trading halt
停牌 suspended trading; suspension
兜售證券 hawking of securities
副保薦人(創(chuàng )業(yè)板) co-sponsor(GEM)
「勒束式」股票掛鉤票據 Range Equity Linked Instrument (Range ELI)
勒束式組合(期權) strangle(options)
動(dòng)態(tài)對沖 dynamic hedging
區域網(wǎng)絡(luò ) Local Area Network (LAN)
參考平衡成交量 Indicative Equilibrium Volume (IEV)
參考平衡價(jià)格 Indicative Equilibrium Price (IEP)
參考發(fā)行價(jià) indicated issue price
參與者自設系統 Participant Supplied System (PSS)
參與者資料提取系統(期貨) Participant Access Services(futures)
參與者網(wǎng)間連接器 Participant gateway
「啤打」系數 beta coefficient
商人銀行 merchant bank
《商品交易所（禁止經(jīng)營(yíng)）條例》 Commodity Exchanges (Prohibition) Ordinance
商品交易商 commodities dealer
《商品交易條例》 Commodities Trading Ordinance
商品期貨交易委員會(huì )(美國) Commodity Futures Trading Commission (CFTC)(US)
商業(yè)承兌匯票 trade acceptance
商業(yè)票據 commercial paper
商業(yè)登記證 business registration certificate
商議傭金 negotiated commission
商譽(yù) goodwill
問(wèn)責 accountability
問(wèn)題證券 defective securities
國內生產(chǎn)總值 gross domestic product (GDP)
國民生產(chǎn)總值 gross national product (GNP)
國有資產(chǎn)監督管理委員會(huì ) State-owned Assets Supervision and Administration Commission (SASAC)
國家工商局(中國內地) State Bureau for Industrial and Commercial Administration(Mainland China)
國家外匯管理局(中國內地) State Administration of Foreign Exchange (SAFE)(Mainland China)
國家股 / 國有股(中國內地) state share(Mainland China)
國家建設債券(中國內地) National Construction Treasury(Mainland China)
國家科技風(fēng)險開(kāi)發(fā)事業(yè)中心 National Science and Technology Venture Capital Development Center
國家重點(diǎn)建設債券(中國內地) Priority Construction Treasury (Mainland China)
國家國有資產(chǎn)管理局(中國內地) State Bureau for State Property Administration(Mainland China)
國家統計局(中國內地) State Statistics Bureau(Mainland China)
國家稅務(wù)局(中國內地) State Taxation Bureau(Mainland China)
國家經(jīng)濟貿易委員會(huì )（國家經(jīng)貿委）(中國內地)
State Economic and Trade Commission (Mainland China)
國庫券 Treasuries
國務(wù)院證券委員會(huì )（證券委）(中國內地)
State Council Securities Committee (Mainland China)
國債* government bond
國債期貨* treasury bond futures
國際外匯同業(yè)聯(lián)會(huì ) Association Cambiste Internationale
國際收支平衡 / 國際收支差額 balance of payments
國際股票期貨及期權 International Stock Futures and Options (ISFO)
國際金融公司 International Finance Corporation (IFC)
國際金融行動(dòng)專(zhuān)責小組 International Financial Action Task Force
國際掉期業(yè)務(wù)及衍生投資工具協(xié)會(huì ) International Swaps and Derivatives Association (ISDA)
國際貨幣基金 International Monetary Fund (IMF)
國際期權市場(chǎng)協(xié)會(huì ) International Options Markets Association (IOMA)
國際結算銀行 Bank for International Settlements (BIS)
國際集資市場(chǎng)協(xié)會(huì ) International Primary Markets Association (IPMA)
國際會(huì )計師公會(huì ) The Association of International Accountants
國際會(huì )計準則 International Accounting Standards (IAS)
國際會(huì )計準則委員會(huì ) International Accounting Standards Committee (IASC)
國際標準化組織 International Organisation for Standardisation (ISO)
國際編碼機構協(xié)會(huì ) Association of National Numbering Agencies(ANNA)
國際證券市場(chǎng)協(xié)會(huì ) International Securities Markets Association (ISMA)
國際證券交易所聯(lián)會(huì ) World Federation of Exchanges (WFE)
國際證券事務(wù)監察委員會(huì )組織 (國際證監會(huì )組織)
International Organisation of Securities Commissions (IOSCO)
國際證券服務(wù)業(yè)聯(lián)會(huì ) International Securities Services Association (ISSA)
國際證券號碼 International Securities Identification Numbers (ISIN)
國際證券號碼編制系統 International Securities Numbering System
國際證監會(huì )組織亞太區委員會(huì ) Asia Pacific Regional Committee (APRC) of IOSCO
國營(yíng)企業(yè)(中國內地) state-owned enterprise(Mainland China)
堅定承諾(包銷(xiāo)) firm commitment(underwriting)
執行董事 executive director
執業(yè)會(huì )計師公會(huì )(美國) Institute of Certified Public Accountants (ICPA)(US)
基本按金(期貨) initial margin(futures)
基金份額持有人* fund unit holder
基金經(jīng)理 fund manager
《基金經(jīng)理操守準則》(證監會(huì )) Fund Manager Code of Conduct(SFC)
基建工程/項目 infrastructure project
基準日 base day
基準收益率曲線(xiàn) benchmark yield curve
基點(diǎn) basis point
基礎上市文件 base listing document
專(zhuān)用交易系統 proprietary trading system
專(zhuān)用網(wǎng)絡(luò )系統 proprietary routing terminal
專(zhuān)用線(xiàn)路 dedicated line
專(zhuān)家諮詢(xún)小組 Advisory Specialist Group
專(zhuān)責監察主任 Designated Compliance Officer
《專(zhuān)業(yè)會(huì )計師條例》 Professional Accountants Ordinance
專(zhuān)業(yè)銀行* specialised bank
《專(zhuān)業(yè)操守規例》 Code of Conduct Regulations
《專(zhuān)業(yè)操守規則及規例》(刊物) Professional Conduct Rules and Regulations(publication)
專(zhuān)線(xiàn)網(wǎng)絡(luò )系統 Proprietary Network System (PNS)
將股票化零為整 jumbomize
將會(huì )員制轉為股份制 demutualisation
屏幕* screen
常務(wù)委員會(huì ) Executive Committee
強制性公積金 Mandatory Provident Fund (MPF)
強制性公積金計劃管理局 Mandatory Provident Fund Schemes Authority (MPFA)
強制性收購建議 mandatory bid; mandatory offer
強制補購 compulsory buy-in; forced buy-in
強勢美元 strong dollar
從價(jià)印花稅 ad valorem stamp duty
授權代表 authorised representative
授權書(shū) power of attorney
掉期 swap
掛牌買(mǎi)賣(mài) flotation
掛鉤匯率制 pegged rate system
掛盤(pán)冊 order book
接口費 port fee
接收(期權) take-up(options)
接受存款公司 deposit-taking company (DTC)
接駁站費用 port fee
接價(jià)盤(pán) accept order
控股公司 holding company
控股股東 controlling shareholder
控股權益 controlling interest
控權股東 controlling shareholder
排媒現象 disintermediation
排期申請表格 advance booking form
敏感度分析 sensitivity analysis
救市特別交易征費 "Lifeboat" levy
救市貸款 Lifeboat Loan
斬倉 margin cut; liquidation; forced liquidation
條文 provision
淡倉 short position
凈值比率 net worth ratio
凈額按金計算 net margining
凈額結算 netting
深圳證券交易所 Shenzhen Stock Exchange
深圳證券登記有限公司 Shenzhen Securities Registration Company Limited
深圳證券結算有限公司 Shenzhen Securities Clearing Company Limited
清洗交易 whitewash transaction; wash sale
清算 clearing
清算價(jià) clearing price
清盤(pán) liquidation
淺白語(yǔ)言計劃 Project on the Use of Plain Language
淺白語(yǔ)言計劃工作小組 Working Group on Plain Language
牽頭包銷(xiāo)商 lead underwriter
現金交收 cash settlement; cash on delivery (COD)
現金回傭 cash commission rebate; cash rebate
現金收益凈值 net present value
現金客戶(hù) cash client
現金差額繳款 cash marks
現金流向 / 現金周轉 cash flow
現金流動(dòng)表 cash flow statement
現金流量折現/貼現法 discounted cash flow
現金資產(chǎn)公司 cash company
現金選擇 cash alternative
現貨月 spot month
現貨市場(chǎng) spot market; cash market; physical market; actual market
現貨市場(chǎng)諮詢(xún)小組 Cash Market Consultative Panel
現貨價(jià) spot price; cash price; physical price; actual price
現價(jià) nominal price
《理解股票期權（及其風(fēng)險）》(刊物)
Understanding Stock Options (and Their Risks)(publication)
理論性參考價(jià)格系統(期貨) Theoretical Indicative Pricing System (TIPS)(futures)
產(chǎn)權負擔 encumbrances
票面利率 coupon; coupon rate
票面值 par value
票面息率 coupon; coupon rate
票對票方式 "paper-to-paper" arrangement
票據交換所自動(dòng)轉賬系統 Clearing House Automated Transfer System (CHATS)
票據交換所自動(dòng)轉賬系統付款指示 CHATS Payment Instruction
票據密集交收 paper intensive settlement
移動(dòng)平均值背馳指標 Moving Average Convergence-Divergence (MACD)
第一上市 primary listing
第一板 main board
第二上市 secondary listing
第二代自動(dòng)對盤(pán)及成交系統（第二代自動(dòng)對盤(pán)系統）
Automatic Order Matching and Execution System / Second Generation (AMS/2)
第二板 / 第二板市場(chǎng) second board; second market
第三代自動(dòng)對盤(pán)及成交系統（第三代自動(dòng)對盤(pán)系統）
Automatic Order Matching and Execution System / Third Generation (AMS/3)
第三者結算 Third Party Clearing (TPC)
累計/累積利息 accumulated interest
累計/累積利潤 accumulated profits
累計/累積折舊 accumulated depreciation
累計/累積墊款 cumulative advance
累計投標制 book building method
細價(jià)股 small cap stock; penny stock
細盤(pán)撮合系統(美國) Small Order Entry System; Small Order Execution System (SOES)(US)
細額先到先得 Small Order First-In-First-Out
「終止及停止」令 "cease and desist" order
組合分析儀(期權) Portfolio Analyser(options)
「組合股」 Exchange Traded Fund
組合盤(pán) / 綜合盤(pán) combination order; combo order; composite order
組織大綱 memorandum of association
《組織大綱及章程》 Memorandum and Articles of Association
組織架構檢討指導委員會(huì ) Steering Committee on Organisational Review
組織細則 articles of association
組織章程 constitution; articles of association
翌日凈額結算系統 next day net settlement system
莊家 market maker
莊家之經(jīng)銷(xiāo)交易 jobbing transaction
莊家名錄 Market Maker List
莊家活動(dòng) market making
規范聲明 normative statement
訪(fǎng)客廊 Viewing Gallery
設定增值稅 deemed VAT
貨幣市場(chǎng) money market
貨幣交叉盤(pán)買(mǎi)賣(mài) cross currency trade
貨幣供應 money supply
貨幣政策委員會(huì )(中國人民銀行) Monetary Policy Committee(PBOC)
貨幣基礎 monetary base
貨幣期貨 currency futures
貨幣發(fā)行局制度 currency board system
貨幣經(jīng)紀 money broker
貨幣資產(chǎn) monetary assets
貨幣權證 currency warrant
貨銀同步交收 delivery vs payment (DvP)
貨銀兩訖 delivery vs payment (DvP)
貨銀對付 cash on delivery (COD)
貨銀對付方式交收 delivery vs payment (DvP)
責任承擔 accountability
責任承諾書(shū) responsibility letter
責任聲明書(shū) responsibility statement
責務(wù)變更 novation
責務(wù)變更合約 novated contract
軟傭金 soft commission
軟貨幣 soft currency
軟著(zhù)陸 soft landing
透明度 transparency
透視價(jià) "see-through" price
逐項交收 trade-for-trade settlement
通訊線(xiàn)路現況顯示行 communication status message line
通貨緊縮 / 通縮 deflation
通脹指標貨幣政策 inflation indexed monetary policy
速動(dòng)市場(chǎng) fast market
速動(dòng)資金 liquid capital
速動(dòng)資產(chǎn) liquid asset
造市 market manipulation
造價(jià) price manipulation
連鎖關(guān)系原則 chain principle
連續競價(jià) continuous auction
部份完成的買(mǎi)賣(mài)指示 partially filled order
部份區域網(wǎng)絡(luò ) Local Area Network (LAN)
閉端式基金 closed-end fund
陰陽(yáng)燭圖 candlestick chart
備考全面攤薄市盈率 pro forma fully diluted price/earnings ratio
備考報表 pro forma statement
備兌期權 covered option
備兌權證 covered warrant
備兌認購期權 covered call
備抵(會(huì )計) allowance(accounting)
傘子基金 umbrella fund
凱伯里委員會(huì )(英國) Cadbury Committee(UK)
凱伯里報告書(shū)(英國) Cadbury Report(UK)
創(chuàng )新及科技基金 Innovation and Technology Fund
創(chuàng )業(yè)板 Growth Enterprise Market (GEM)
創(chuàng )業(yè)板上市委員會(huì ) GEM Listing Committee
《創(chuàng )業(yè)板上市規則》（《香港聯(lián)合交易所有限公司創(chuàng )業(yè)板證券上市規則》）
GEM Listing Rules(Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited)
《創(chuàng )業(yè)板投資者指南》 GEM Investor Guide
創(chuàng )業(yè)板指數 Growth Enterprise Index (GEI)
創(chuàng )業(yè)基金 venture capital
單一董事會(huì )制 unitary board system
單一種股份的衍生認股權證 single share derivative warrant
單一價(jià)格競價(jià)市場(chǎng) single price auction system
單日貨幣市場(chǎng) intra-day money market
《單位信托及互惠基金守則》 Code on Unit Trusts and Mutual Funds
單位信托委員會(huì )(證監會(huì )) Committee on Unit Trusts(SFC)
單位信托基金 unit trust
單價(jià)配對(期權) netting(options)
報價(jià) quote
報價(jià)系統(期貨) Price Reporting System(futures)
報價(jià)要求 quote request; request for quote (RFQ)
報價(jià)規則 quotation rules
場(chǎng)內交易 pit trading
場(chǎng)內交易產(chǎn)品 exchange traded product
場(chǎng)內規則 on-market rules
場(chǎng)內買(mǎi)賣(mài)期權 exchange traded option
場(chǎng)內買(mǎi)賣(mài)盤(pán) on-floor order
場(chǎng)外交易 off-floor trading; off-board trading
場(chǎng)外交易議價(jià)板 (美國) OTC Bulletin Board (US)
場(chǎng)外衍生工具 over-the-counter derivative
場(chǎng)外規則 off-market rules
場(chǎng)外期權 over-the-counter option
場(chǎng)外購回股份 off-market share repurchase
場(chǎng)外證券市場(chǎng) over-the-counter market
孳息 yield
富時(shí)指數有限公司（原金融時(shí)報指數） FTSE
幀中繼交易網(wǎng) frame relay trading network
復牌 resumption of trading
《提升香港的金融基礎設施報告》 Report on the Enhancement of the Financial Infrastructure in Hong Kong
提升數碼資料輸送專(zhuān)線(xiàn) enhanced digital datafeed
提早補購 early buy-in
提呈發(fā)售 offer for sale
提高運作的能力 scalable
揚基債券 Yankee bond
換股比率 conversion ratio
換算 translation
散戶(hù)投資者 / 散戶(hù) retail investor
散戶(hù)經(jīng)紀 retail broker
普通股 ordinary share
普通債券 straight bond
標書(shū)翻譯 http://www.tran-masters.com
替任人 alternate
最大差價(jià)限額 maximum spread
最少開(kāi)價(jià)數量 minimum quote quantity
最低上落價(jià)位 minimum price fluctuation; tick (size)
最低交易數額 minimum transaction size
最低供款額 minimum contribution
最低價(jià)格變動(dòng) minimum price fluctuation; tick (size)
最低豁免規定 de minimus waiver provision
最初發(fā)起人 ultimate originator
最佳成交價(jià) best execution price
最佳價(jià)格 best price
最佳價(jià)格盤(pán) at-best order
《最佳應用守則》 Code of Best Practice
最后一輪交收處理程序 Final Settlement Run
最后成交價(jià) last recorded price; last traded price
最后行使日 last exercise day
最后結算表 Final Clearing Statement
最后結算價(jià) Final Settlement Price
最后貸款人 lender of last resort
最后復核聆訊 final review hearing
最終用戶(hù)/使用者 end user
最終受益人 ultimate beneficiary
最終實(shí)益持有人 ultimate beneficial holder
最短回復開(kāi)價(jià)時(shí)間 minimum response time
期末存貨 closing stock
期初存貨 opening stock
期貨賠償基金 Futures Compensation Fund
期貨賠償基金委員會(huì )(證監會(huì )) Futures Compensation Fund Committee(SFC)
期權 option
期權交付指令 options delivery instruction
期權交易主任 Options Trading Officer
期權交易主任及代表考試 Options Trading Officer and Representative Examinations
期權交易代表 Options Trading Representative
期權交易所參與者 Options Exchange Participant
《期權交易規則》 Options Trading Rules
期權交易確認書(shū) options trade confirmation
期權合約 option contract
期權合約凈持倉 net open options contract; net options position
期權系列 option series
期權定價(jià) option valuation
期權定價(jià)模式 option pricing model
期權金 premium
期權金成交額 premium turnover
期權長(cháng)倉合約 long options contract
期權客戶(hù)協(xié)議書(shū) Options Client's Agreement
期權持有人 option holder
期權持倉 option position
期權短倉 short option
期權短倉合約 short options contract
期權結算主任 Options Clearing Officer
期權結算主任考試 Options Clearing Officer Examination
《期權結算規則》 Options Clearing Rules
期權費用 options tariff
期權買(mǎi)方 option buyer
期權買(mǎi)賣(mài)交易所參與者 Options Trading Participant
期權經(jīng)紀交易所參與者 Options Broker Exchange Participant
期權資訊服務(wù) Options Information Service
期權數碼資料傳送專(zhuān)線(xiàn) options digital datafeed
期權賣(mài)方 option seller; option writer
期權類(lèi)別 option class
款項交收費 money settlement fee
款項凈額結算每日平均效率 daily average funds netting efficiency
款項過(guò)戶(hù)系統 money transfer system
款項預繳服務(wù) cash prepayment service
殘值 salvage value
減傭經(jīng)紀 discount broker
港元同業(yè)拆息 Hong Kong Interbank Offered Rate (HIBOR)
《港元利率期貨市場(chǎng)通訊》 HIBOR Futures Market Update
港元利率期貨迭期 HIBOR Futures Strip
港匯指數 / 港元實(shí)際匯兌指數
Effective Exchange Rate Index for the Hong Kong Dollar (EERI)
無(wú)人申領(lǐng)之經(jīng)紀傭金 unclaimed brokerage
無(wú)力償債 insolvency
無(wú)形資產(chǎn) intangible asset
無(wú)抵押貸款 unsecured loan
無(wú)抵押權證 non-collateralised warrant
無(wú)風(fēng)險利率 risk-free interest rate
無(wú)風(fēng)險對沖 delta hedge
無(wú)時(shí)限盤(pán) good-till-cancelled order (GTC)
無(wú)紙化交易 paperless trading; scripless trading
無(wú)條件及不可撤回之擔保 unconditional and irrevocable guarantee
無(wú)條件現金收購建議/要約 unconditional cash offer
無(wú)責任聲明 disclaimer
無(wú)備兌期權 uncovered option
無(wú)備兌認購期權 uncovered call
「無(wú)超額虧蝕」規則 No-Over-Loss Rules
無(wú)價(jià)期權形式 tails(options)
無(wú)憑證式股東 uncertificated shareholder
無(wú)償債能力 insolvency
《為便利股份或債權證要約而就《公司
條例》提出的修訂建議諮詢(xún)文件》
Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures
牌照 licence
登記持有人 registered owner
登記過(guò)戶(hù)費 scrip fee
發(fā)行人 issuer
《發(fā)行人及專(zhuān)業(yè)顧問(wèn)意見(jiàn)調查》 Issuers and Professional Advisers Survey
發(fā)行人可選擇支付現金 /
發(fā)行人現金選擇權 issuer's cash option
發(fā)行人登記冊 Issuer Register
發(fā)行人電子存檔系統 issuer electronic filing system
發(fā)行紅股 scrip issue
發(fā)行章程 prospectus
發(fā)行量加權股價(jià)指數(臺灣交易所) Weighted Index(Taiwan Stock Exchange)
發(fā)行新股 new issue
發(fā)行資料摘要(權證) indicative terms sheet(warrants)
發(fā)行價(jià) issue price
發(fā)行機構 issuer
《發(fā)展路向》(刊物) The Way Forward(publication)
發(fā)起人 promoter
發(fā)牌資料冊 licensing information booklet
發(fā)鈔局制度 currency board system
發(fā)盤(pán)價(jià) offer price
短期同業(yè)拆放市場(chǎng) call market
短期資金 short-term money
短期資金借貸市場(chǎng) money market
短期舉債/借貸 short term borrowings
短期證券 short-dated securities
硬貨幣 hard currency
稅后盈利/利潤/溢利 after-tax profits
稅后實(shí)際回報率 after-tax real rate of return
《稅務(wù)條例》 Inland Revenue Ordinance
稅務(wù)優(yōu)惠 tax relief
稅項減免 tax break; tax concession
稀釋* dilution
程式買(mǎi)賣(mài)/交易 programme trading
程序覆檢委員會(huì ) Process Review Panel
等價(jià)期權 at-the-money option
結清 close out
結構改進(jìn) institutional advancement
結算 clearing
結算所 clearing house
結算所電子附屬登記系統(澳洲) Clearing House Electronic Subregister System (CHESS)(Australia)
結算協(xié)議書(shū) clearing agreement
結算參與者(期權買(mǎi)賣(mài)) Clearing Participant(options trading)
「結算通」電話(huà)系統 CCASS Phone System
《結算運作程序 ─ 期權買(mǎi)賣(mài)交易所參與者專(zhuān)用》
Operational Clearing Procedures for Options Trading Exchange Participants
結算價(jià) clearing price
結算機構參與者 Clearing Agency Participant
結算諮詢(xún)小組 Clearing Consultative Panel
《結算縱橫》(刊物) Clear Talk(publication)
結余 balance
結轉(會(huì )計) carried forward(accounting)
統一保證金客戶(hù)協(xié)議書(shū) Uniform Margin Client's Agreement
統一現金客戶(hù)協(xié)議書(shū) Uniform Cash Client's Agreement
統一結算所 universal clearing house
統制賬戶(hù) control account
虛假市場(chǎng) false market
虛假聲明 misstatement
虛售交易；虛賣(mài) wash sale
虛報 misrepresentation
虛擬市場(chǎng) virtual market
「街名」股票 "street name" share certificate
補充/增補上市文件 supplemental/supplementary listing document
補倉按金(期貨) maintenance margin(futures)
補倉通知 margin call
補發(fā)證書(shū)服務(wù) certificate replacement service
補購 buy in
注冊中介團體 registered intermediary
注冊商號 registered firm
注冊莊家 Registered Trader
注冊融資人 registered financier
注冊證券商 registered dealer
注銷(xiāo)股份 cancelled share
注釋備忘錄 explanatory memorandum
貶值 depreciation
買(mǎi)家 bidder
「買(mǎi)者自負」原則 "let the buyer beware" principle;
"Caveat Emptor" (let the buyer beware)
買(mǎi)殼 acquisition of shells
買(mǎi)價(jià) / 買(mǎi)盤(pán)價(jià) bid price
買(mǎi)盤(pán) buy order
買(mǎi)賣(mài)因公眾持股量不足而停牌證券的申報表 Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float
買(mǎi)賣(mài)指示 order
買(mǎi)賣(mài)差價(jià) bid-asked spread
買(mǎi)賣(mài)單位 board lot
買(mǎi)賣(mài)單據 contract note
買(mǎi)賣(mài)慣例 dealing practice
買(mǎi)賣(mài)盤(pán) order
買(mǎi)賣(mài)盤(pán)紀錄 order book
買(mǎi)賣(mài)盤(pán)紙 deal ticket
買(mǎi)賣(mài)盤(pán)處理率 order throughput
買(mǎi)賣(mài)盤(pán)傳遞 order routing
買(mǎi)賣(mài)盤(pán)傳遞系統 Order Routing System (ORS); router system
買(mǎi)賣(mài)盤(pán)輸入 order entry
貸出費 lending fee
貸股人 stock lender
貸股人參與者(中央結算系統參與者) Stock Lender Participant(CCASS)
貸款抵押證券 collateralised loan obligation (CLO)
貸款股 / 貸款債券 loan stock
貸款銀團 loan syndicate
貸款融通 loan facility
貼現 discount
貼現率 discount rate
貼現窗 discount window
超國家機構 supranational entity
超連結 hyperlink
超買(mǎi) overbought
超賣(mài) oversold
超額配發(fā)/配股權 over-allotment option
超額配發(fā)機制 over-allotment option scheme
超額認購 oversubscribed; overbooked
跌停板措施 circuit breaker
《周年報告的參考披露資料》(刊物) Reference for Disclosures in Annual Reports(publication)
進(jìn)項增值稅 input VAT
開(kāi)市分配時(shí)段(HKATS) open allocation session(HKATS)
開(kāi)市前分配時(shí)段(HKATS) pre-open allocation session(HKATS)
開(kāi)市前時(shí)段 ；開(kāi)市前議價(jià)時(shí)段 pre-opening session
開(kāi)市報價(jià)規則 opening quotations rules
開(kāi)市價(jià) opening price
開(kāi)市盤(pán) open order; at-the-opening order
開(kāi)市議價(jià)機制(期貨) Pre-market Opening Mechanism(futures)
開(kāi)放式基金 open-end fund
開(kāi)放式網(wǎng)間連接器 open gateway
開(kāi)放式網(wǎng)間聯(lián)系買(mǎi)賣(mài) internet order connection
開(kāi)倉交易 opening transaction
開(kāi)倉合約 opening contract
開(kāi)價(jià)盤(pán) quote
開(kāi)價(jià)盤(pán)要求 quote request
開(kāi)盤(pán)狀況報告 quote maintenance report
開(kāi)盤(pán)價(jià) opening price
集中持倉量 concentrated position
集中風(fēng)險 concentration risk
集中風(fēng)險調整 concentration risk adjustment
《集合投資計劃的廣告宣傳指引》
Advertising Guidelines for Collective Investment Schemes
集合競價(jià) aggregate auction
集資 capital formation
集資市場(chǎng) primary market
《集資退休基金守則》 Code on Pooled Retirement Funds
《集資退休基金的廣告宣傳指引》
Advertising Guidelines for Pooled Retirement Funds
集資凈額 net proceeds
集團內部交易 intra-group transactions
集團會(huì )計 corporate accounting
集體投資計劃 collective investment schemes (CIS)
集體投資基金 collective investment fund
項目融資 project finance
順差 favourable variance; favourable difference
須予公布的交易 notifiable transaction
須予披露的交易 discloseable transaction
傳統基金會(huì )(美國) The Heritage Foundation(US)
傳統債券 plain vanilla bond
債券 bond; debenture; debt securities; loan stock
債券市場(chǎng)工作小組 Working Group on Debt Market
債券抵押證券 Collateralised Bond Obligation (CBO)
債務(wù) indebtedness
債務(wù)人 debtor
債務(wù)工具中央結算系統(金管局) Central Moneymarkets Unit (CMU)(HKMA)
債務(wù)市場(chǎng) debt market
債務(wù)報表 indebtedness statement
債務(wù)償還 debt repayment
債務(wù)證券 debt securities; loan stock
債務(wù)鏈 debt chain
債轉股 debt-for-equity swap
債權人 creditor
債權股額 loan stock
債權證 debenture
匯兌限額 exchange quota
匯兌損失 exchange loss
匯票 bill of exchange
匯款同步交收(銀行) payment vs payment (PvP)(banking)
微值入價(jià) cabinet bid
微值交易(期權) cabinet trade; cabinet bid
損益平衡點(diǎn) breakeven point
損益賬 profit and loss account
新一代中央結算系統 CCASS/3
新加坡交易所 Singapore Exchange (SGX)
新加坡證券交易所交易及自動(dòng)報價(jià)系統
Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ)
新市場(chǎng)發(fā)展工作小組 Working Group on New Market Development
新企業(yè)上市國際委員會(huì ) International Committee on the Listing of New Enterprises
新股發(fā)行 new issue
新恒生50中型股指數 New Hang Seng MidCap 50 Index (New HSMCI)
新華富時(shí)中國25指數 FTSE/Xinhua China 25 Index
《新監管制度》(證監會(huì )) The New Regulatory Framework(SFC)
新聞欄(大利市機股份頁(yè)) Free Text Area(Teletext)
新興市場(chǎng) emerging market
會(huì )計師報告 accountants' report
會(huì )計處理方式 accounting treatment
會(huì )計期間 accounting period
會(huì )計程式 accounting equation
會(huì )計準則/標準 accounting standard
《會(huì )計實(shí)務(wù)準則》 Statement of Standard Accounting Practice (SSAP)
會(huì )計慣例/實(shí)務(wù) accounting practice
極端波動(dòng)乘數 extreme move multiplier
極端波動(dòng)覆蓋分數 extreme move covered fraction
極價(jià)內期權 deep-in-the-money option
極價(jià)外期權 deep-out-of-the-money option; tails
業(yè)務(wù)紀錄 track record
業(yè)務(wù)劃分 delineation of activities
業(yè)績(jì)公布 results announcement
概念股 concept stock
源指令碼 source code
準備(會(huì )計) provision(accounting)
溢利 profit
溢利預測 profit forecast
溢價(jià) premium
瑞士商品、期貨及期權協(xié)會(huì ) Swiss Commodities, Futures and Options Association
碎股 odd lot
節流率 throttle rate
經(jīng)紀代表考試 Broker's Representatives Examination
經(jīng)紀代表課程 Broker's Representatives Course
經(jīng)紀交易 agency trade
經(jīng)紀自設系統 Broker Supplied System (BSS)
經(jīng)紀行 brokerage house
經(jīng)紀傭金 brokerage
經(jīng)紀忠誠保險計劃 Brokers' Fidelity Insurance Scheme (BFI)
經(jīng)紀忠誠保險計劃委員會(huì ) Brokers' Fidelity Insurance Committee
經(jīng)紀后勤辦公室支援服務(wù) Brokers' Electronic Support Services (BESS)
經(jīng)紀活動(dòng)工作小組 Broker Activities Working Team
經(jīng)紀參與者(中央結算系統參與者) Broker Participant(CCASS Participants)
經(jīng)紀會(huì )計系統 Brokers' Accounting System
經(jīng)紀電子郵遞及集體傳呼服務(wù) E-mail and Group Paging Services
經(jīng)修訂的股份賣(mài)空計劃 revised short selling scheme
經(jīng)常賬 current account
經(jīng)審核賬目 audited accounts
經(jīng)辦人 manager
經(jīng)辦銀行 administering bank
經(jīng)濟自由指數 Index of Economic Freedom
經(jīng)濟發(fā)展及勞工局 Economic Development and Labour Bureau
經(jīng)濟發(fā)展及勞工局局長(cháng) Secretary for Economic Development and Labour
經(jīng)營(yíng)租賃 operating lease
經(jīng)擴大股本 enlarged share capital
群集式伺服器 cluster server
《與證券服務(wù)有關(guān)的收費及費用的良好披露指引草擬本諮詢(xún)文件》 Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges
落盤(pán) placing order
董事/行政總裁具報書(shū) Director's / Chief Executive's Notifications
《董事的聲明及承諾》 Declaration and Undertaking with regard to Directors
董事袍金 directors' fee
董事會(huì ) board of directors
董事會(huì )報告 directors' report
董事酬金 directors' remuneration
試算表 trial balance
誠信責任 fiduciary duties
資不抵債 insolvency
資方信托人 employer trustee
資本化 capitalisation
資本化發(fā)行 capitalisation issue
資本支出 capital expenditure
資本充裕/充足比率 capital adequacy ratio
資本充裕程度 capital adequacy
資本市場(chǎng) capital market
資本負債比率 gearing ratio
資本重整 recapitalisation
資本值 capital value
資本項目* capital account
資本增值 capital appreciation; capital gain
資本增值權證 capital plus warrant
資本增益 capital gain
資本增益/增值稅 capital gains tax (CGT)
資本調整 capital adjustment
資本賬 capital account
資本儲備 capital reserve
資本虧損 capital loss
資本籌集 capital formation
資金平衡 fund balancing
資金股本化 capitalisation issue
資金表 fund statement
資金流向 fund flow
資金會(huì )計法 fund accounting approach
資金運用 fund utilisation
資料印證工作函 Comfort Letter
資料披露 disclosure
資料備忘錄 information memorandum
資格股 qualification share
資訊供應商 information vendor
資訊服務(wù) information service
資訊發(fā)布/發(fā)放 information dissemination; news dissemination
資訊檔案 news file
資產(chǎn) asset
資產(chǎn)拆賣(mài) asset stripping
資產(chǎn)保證 asset coverage
資產(chǎn)負債表 balance sheet
資產(chǎn)負債表以外之承擔/項目 off-balance sheet exposure
資產(chǎn)負債表外金融工具 off-balance sheet (financial) instrument
資產(chǎn)負債表編制程式 balance sheet equation
資產(chǎn)凈值 net asset value
資產(chǎn)調配/調度 asset allocation
資產(chǎn)調換 asset swap
資產(chǎn)覆蓋率 asset coverage
跨司法區招股活動(dòng) multi-jurisdictional equity offering
跨市場(chǎng)協(xié)調委員會(huì ) Inter-Market Coordination Committee
跨市場(chǎng)抵押品 cross collateral
跨市場(chǎng)按金制度 cross margining
跨國多重上市 mutual cross-listing
跨期買(mǎi)賣(mài)(期權) calendar spread; time spread; horizontal spread (options)
跨期買(mǎi)賣(mài) spread trading
跨境上市 cross-border listing
跨價(jià)衍生權證 call spread derivative warrant
跨價(jià)買(mǎi)賣(mài)(期權) price spread; vertical spread; spread trading(options)
《跟蹤指數交易所買(mǎi)賣(mài)基金監管指引》(證監會(huì ))
Guidelines for Regulating Index Tracking Exchange Traded Funds(SFC)
路透社證券投資傳視服務(wù) Reuters Monitor Equities Investment Service
運作風(fēng)險 operational risk
逾時(shí)交易 late trading
過(guò)戶(hù) transfer
過(guò)戶(hù)(期權) give-up(options)
過(guò)戶(hù)文件 instrument of transfer
過(guò)戶(hù)代理 transfer agent
過(guò)戶(hù)紙（轉讓?zhuān)┯』ǘ?nbsp; transfer deed stamp duty
過(guò)戶(hù)處 / 過(guò)戶(hù)登記處 registrar; share registrar
過(guò)戶(hù)費 transfer fee
過(guò)渡性貸款 bridging loan
過(guò)量交易 overtrading
道德及指引委員會(huì ) Ethics and Guidance Committee
道瓊斯工業(yè)平均指數 Dow Jones Industrial Average
道瓊斯工業(yè)平均指數期貨及期權 Dow Jones Industrial Average Futures and Options
鄉鎮企業(yè) township and village enterprises
隔夜流動(dòng)資金(銀行) overnight liquidity(banking)
零交易日 zero-trading day
零和游戲 zero-sum game
零股* odd lot
零息債券 zero coupon bond
零售資訊服務(wù) retail information service
《電子公開(kāi)發(fā)售指引》(證監會(huì )) Guidelines for Electronic Public Offerings(SFC)
電子化財政資源規則報表系統 e-FRRR system
電子交易 electronic trading
電子收付款指示 Electronic Payment Instruction (EPI)
電子呈交系統 e-Submission system
電子款項交收服務(wù) Electronic Money Settlement Services
電子款項交收費 electronic money settlement fee
電子通訊網(wǎng)絡(luò ) electronic communications network (ECN)
電子郵件；電子郵遞；電郵 e-mail
電子傳遞證券資訊服務(wù) Electronic Mailing Stock Information Service (EMSIS)
電子認購首次公開(kāi)招股服務(wù) Electronic Initial Public Offering service (EIPO)
電子認購新股指示 Electronic Application Instruction for New Issue Shares
「電子數據收集、分析及檢索」系統(美國) Electronic Data Gathering, Analysis and Retrieval (EDGAR)(US)
預計平均結算價(jià) estimated average settlement price (EAS price)
預計資本值 estimated capital value
預托證券 depository receipt
預設期貨跨期合約 Predefined Futures Calendar Spreads
預警系統 early warning system
偽冒電子郵件 phishing
《境內企業(yè)申請到香港創(chuàng )業(yè)板上市審批與監管指引》(中國內地)
Guidelines on the Vetting and Regulation of Applicat, ions for Listing on the GEM in Hong Kong by Mainland Enterprises(Mainland China)
境外上市外資股(中國內地) overseas listed foreign share(Mainland China)
境外發(fā)行股票和上市管理通知 (國務(wù)院)
Notice on Regulation of Share Issues and Listing in Overseas Markets (State Council)
墊款 advance; monies advanced
實(shí)地盤(pán)存 physical inventory
實(shí)物分派 distribution in specie
實(shí)物交收 physical delivery
實(shí)物利益 benefits-in-kind
實(shí)物股票 physical scrip
實(shí)時(shí)計算 real time calculation
實(shí)時(shí)資訊 real time information
實(shí)益持有人 beneficial holder
實(shí)益擁有人 beneficial owner
實(shí)益權益 beneficial interests
實(shí)際可用年期 actual useful life
實(shí)盤(pán) firm order
實(shí)質(zhì)匯率 real exchange rate
實(shí)繳股本 paid-up capital; paid-in capital
對手方 counterparty
對手風(fēng)險 counterparty risk
對手經(jīng)紀 contra broker
對外經(jīng)濟貿易合作部（外經(jīng)貿部）(中國內地)
Ministry of Foreign Trade and Economic Cooperation(Mainland China)
對沖 hedging
對沖比率 hedging ratio
對沖值(期權) delta(options)
《對沖基金匯報規定指引》(證監會(huì ))
Guidelines on Hedge Funds Reporting Requirements(SFC)
對沖基金 hedge fund
對角買(mǎi)賣(mài) diagonal spread
對敲 bucketing
對盤(pán) order matching
對盤(pán)前時(shí)段 pre-order matching period
對盤(pán)時(shí)段 order matching period
對賬 reconciliation
截止過(guò)戶(hù)日期 book close date (B/C date)
摘牌* delisting
杠桿比率 gearing ratio
杠桿市場(chǎng) leveraged market
杠桿式外匯交易 / 買(mǎi)賣(mài) leveraged foreign exchange trading
《杠桿式外匯買(mǎi)賣(mài)（財政資源）規則》
Leveraged Foreign Exchange Trading (Financial Resources) Rules
《杠桿式外匯買(mǎi)賣(mài)（造訪(fǎng)）規則》 Leveraged Foreign Exchange Trading (Calls) Rules
杠桿式外匯買(mǎi)賣(mài)介紹代理人 leveraged foreign exchange introducing agent
杠桿式外匯買(mǎi)賣(mài)商 leveraged foreign exchange trader
《杠桿式外匯買(mǎi)賣(mài)條例》 Leveraged Foreign Exchange Trading Ordinance
杠桿收購 leveraged buy-out (LBO)
杠桿效應 leverage
滯脹 disinflation; stagflation
熊市 bear market
熒幕 screen
瘋狂拋售 bear raid
盡職審查 due diligence
監事(中國內地) supervisor(Mainland China)
監事會(huì )(中國內地) supervisory committee(Mainland China)
監察主任 compliance officer
監管 regulation
《監管合作備忘錄》 Memorandum of Regulatory Cooperation (MORC)
監管制度 regulatory regime
監管套戥 regulatory arbitrage
監管機構 regulatory body
算術(shù)平均數(統計) arithmetic average; arithmetic mean(statistics)
管制法例 governing law
《 管理、監督及內部監控指引》(證監會(huì )) Management, Supervision and Internal Control Guideline(SFC)
管理費用 management fee
管理層收購 management buy-out (MBO)
管理層股東 management shareholder
精算師 actuary
綜合戶(hù)口 omnibus account / omnibus client account
綜合表 composite table
綜合風(fēng)險 composite risk
綜合財務(wù)報表 consolidated financial statement
綜合買(mǎi)賣(mài) composite trades
綜合盤(pán) / 組合盤(pán) combination order; combo order; composite order
維持前成交價(jià)但低于上一個(gè)差異價(jià) zero-minus tick
維持前成交價(jià)但高于上一個(gè)差異價(jià) zero-plus tick
維持按金(期貨) maintenance margin(futures)
網(wǎng)上交易 online trading
網(wǎng)上交易工作小組 On-line Trading Working Group
網(wǎng)上投資者資源中心(證監會(huì )) Electronic Investor Resources Centre (eIRC)(SFC)
網(wǎng)上認購新股服務(wù) Internet Initial Public Offering (iIPO) service
網(wǎng)間連接器(電腦) gateway(computer)
緊急貸款者 lender of last resort
緊縮措施 austerity measures
蒙受風(fēng)險的價(jià)值 value-at-risk
認可用戶(hù) authorised user
認可行業(yè)資格 Recognised Industry Qualifications (RIQ)
認可存款基金 approved deposit fund
認可負債 ranking liabilities
認可值 admitted value
認可基金 authorised fund
認可資產(chǎn)凈值 net admissible assets
《認可機構披露財務(wù)資料的最佳執行指引》(金管局)
Best Practice Guide on Financial Disclosure by Authorised Institutions(HKMA)
認沽期權 put option
認沽期權沽出者 put writer
認沽期權空倉 short put
認沽短倉 short put
認沽認購等價(jià)關(guān)系 relationship of put-call parity
認沽權證 put warrant
認股期權 share option
認股權證 warrant
認購 subscription
認購不足 undersubscribed; underbooked
認購期權 call option
認購期權沽出者 call writer
認購期權空倉 short call
認購短倉 short call
認購權證 call warrant
說(shuō)明函件 explanatory statement
說(shuō)明指引 interpretive guidelines
輕微違紀事件 / 行為 summary offence
遙距交易設施 remote trading access
遞延股 deferred share
遞延稅項 deferred tax
遠東交易所 The Far East Exchange
遠期月份 distant month; back month
遠期貨幣合約 currency forward
遠期權利 forward entitlement
酸性測試比率 acid-test ratio
銀行同業(yè)拆借市場(chǎng) interbank market
銀行承兌匯票 banker's acceptance
銀行結匯體系 exchange surrender system
《銀行業(yè)條例》 Banking Ordinance
銀行對賬表 bank reconciliation statement
銀行確認書(shū) bank confirmation
銀行融通額/融資額 banking facility
《銀行營(yíng)運守則》(金管局) Code of Banking Practice(HKMA)
銀行證明文件 bank confirmation
銀團貸款 syndicated loan; syndicated lending
銀團融資 syndicated credit
駁腳經(jīng)紀 runner
價(jià)內期權 in-the-money option
價(jià)外期權 out-of-the-money option
價(jià)位 spread
價(jià)位表 Spread Table
價(jià)位值 tick value
價(jià)值狀況 moneyness
價(jià)值穩定的貨幣 hard currency
價(jià)格發(fā)現 price discovery
增值 accretion; appreciation
增值服務(wù) value-added service
增值稅 value added tax (VAT)
增售條款(包銷(xiāo)) greenshoe(underwriting)
增強自動(dòng)對盤(pán)系統的市場(chǎng)接觸力 enhanced access to AMS
增強限價(jià)盤(pán) enhanced limit order
增補/補充上市文件 supplementary/supplemental listing document
審計師* auditor
審核委員會(huì ) Audit Committee
審核線(xiàn)索 audit trail
審裁科 Adjudication Division
審慎原則 principle of prudence
審閱 vetting
《寬免繳付若干牌照費用的指引》(證監會(huì )) Guidelines on Waivers of Certain Licensing Fees(SFC)
寬限期 grace period
廣域網(wǎng)絡(luò ) Wide Area Network
影子董事 shadow director
影響市場(chǎng)資料 market-sensitive information
影響股價(jià)資料 price-sensitive information
德國期貨及期權交易所 Deutsche Terminborse (DTB)
德意志聯(lián)邦銀行 Deutsche Bundesbank
征收印花稅運作程序 Operation Procedures for Stamp Duty Collection
征求建議書(shū) request for proposal
征求意見(jiàn)稿 exposure draft
撇銷(xiāo) write off
撥備 provision
撥款 appropriation
數碼資料傳送專(zhuān)線(xiàn) Digital Data Feed (DDF)
數碼資訊服務(wù) digital information service
數據傳送專(zhuān)線(xiàn) data feed
暫收款 temporary receipts
暫定配額通知書(shū) provisional letter of allotment
暫記賬 suspense account
暫停時(shí)段 blocking period
暫停辦理過(guò)戶(hù)登記手續 closure of books; closure of register
暫緩執行配對交收指示 hold matched SI
暫緩還款協(xié)議 standstill agreement
暫擱注冊(美國) shelf registration facility(US)
標準合約 standard contract
標準差 standard deviation
標準授權書(shū) Model Authorisation Letter
標準組合風(fēng)險分析 Standard Portfolio Analysis of Risk (SPAN)
標準普爾500綜合指數預托證券 Standard & Poor's Depository Receipt (SPDR)
標準普爾/香港交易所大型股指數 S&P/HKEx LargeCap
標準普爾/香港交易所小型股50指數 S&P/HKEx SmallCap 50
標準普爾/香港交易所中型股25指數 S&P/HKEx MidCap 25
標準普爾/香港交易所綜合指數 S&P/HKEx Composite
標準普爾/香港交易所創(chuàng )業(yè)板指數 S&P/HKEx GEM
標準普爾評級 Standard & Poor's Rating
標準登記服務(wù) standard registration service
標準會(huì )計準則 standard accounting practice
模擬交易 mock trading
模擬系統 simulation system
歐式期權 European style option
歐洲日圓東京銀行同業(yè)拆息期貨 Euroyen Tibor Futures
歐洲可換股擔保債券 Euro-convertible guaranteed bond
歐洲貨幣債券 Eurobond
歐洲復興及開(kāi)發(fā)銀行（即 世界銀行） European Bank of Reconstruction and Development (EBRD) (ie World Bank)
歐洲結算系統 Euroclear
歐洲結算銀行 Euroclear Bank
歐洲債券 Eurobond
歐洲經(jīng)濟及貨幣聯(lián)盟 European Economic and Monetary Union (EMU)
歐洲證券交易商協(xié)會(huì )自動(dòng)報價(jià)系統 European Association of Securities Dealers Automated Quotations (EASDAQ)
歐洲議會(huì ) European Parliament
歐羅 / 歐元 euro / Euro
盤(pán) order; position
盤(pán)存 inventory
盤(pán)房 dealing room
盤(pán)紙 order form
稽核測試 audit test
線(xiàn)上交易 online trading
線(xiàn)上項目 above the line
線(xiàn)下項目 below the line
線(xiàn)路費 circuit fee
緩行注冊(美國) shelf registration facility(US)
蝶式買(mǎi)賣(mài) butterfly spread
復式按金 spread margin
復式期權 spread option
復式盤(pán) spread order
調息日 coupon-reset date
調息按揭 adjustable rate mortgage (ARM)
調整 adjustment
調整表 / 調整聲明 statement of adjustments
調整后有形資產(chǎn)凈值 adjusted net tangible assets
調整后資產(chǎn)凈值 adjusted net assets
調整持倉 position adjustment
調整基數 adjusted basis
諒解備忘錄 memorandum of understanding (MOU)
賠償委員會(huì ) Compensation Committee
賠償基金儲備賬 Compensation Fund Reserve Account
賣(mài)空 short selling
賣(mài)空空倉 open short position
賣(mài)空股份總額 short interest
賣(mài)空價(jià)規則 tick rule
賣(mài)空賣(mài)方 short seller
賣(mài)家(期權) writer(options)
賣(mài)價(jià) offer price
賣(mài)盤(pán) sell order
賣(mài)盤(pán)價(jià) ask price; asked price
賬面值 book value
賬面記錄 book entry
賬面凈值 net book value
賬面過(guò)賬 book entry
賬齡分析 aging analysis of accounts
《適用于在互聯(lián)網(wǎng)上宣傳或銷(xiāo)售集體投資計劃的人士的指引》
Guidance Note for Persons Advertising or Offering Collective Investment Schemes on the Internet (CIS Internet Guidance Note)
《適當人選的準則》(證監會(huì )) The Fit and Proper Criteria(SFC)
遷冊 change of domicile
銷(xiāo)售收入 sales revenue
銷(xiāo)項增值稅 output VAT
餌盤(pán) bait order
余額 balance
學(xué)術(shù)界諮詢(xún)委員會(huì )(證監會(huì )) Academic Advisory Committee(SFC)
學(xué)術(shù)評審諮詢(xún)委員會(huì )(證監會(huì )) Academic and Accreditation Advisory Committee (AAAC)(SFC)
憑證式股東 certificated shareholder
憑證式國庫券(中國內地) Certificate Treasury(Mainland China)
《操守準則》 Code of Conduct
操縱價(jià)格 price manipulation
擔保人 guarantor
擔保交易 guarantee transaction
擔保物* collateral; security
擔保計劃 Guarantee Scheme
擔保權益 security interest
整合 consolidation; integration
整批輸入交收指示 SI Batch File Service
整體持倉 overall position
機構交易員組合系統(澳洲) Portfolio System for Institutional Traders (POSIT)(Australia)
機構投資者 institutional investor
機構客戶(hù) institutional client
機構計劃書(shū)(證監會(huì )) Corporate Plan(SFC)
機構風(fēng)險 institutional risk
歷史成本 historical cost
歷史波幅 historical volatility
澳洲證券交易所 Australian Stock Exchange (ASX)
澳洲證券及投資監察委員會(huì )（澳洲證監會(huì )）
Australian Securities and Investments Commission (ASIC)
獨立上市 separate listing
獨立非執行董事 independent non-executive director
獨立信托戶(hù)口 segregated trust account
獨立財務(wù)顧問(wèn) independent financial adviser
獨立調查局 Independent Investigation Board
獨立顧問(wèn) independent adviser
獨資經(jīng)營(yíng)者 sole proprietor
穆迪投資評級 Moody's Investment Grade
積欠款項 arrears
融通票據 accommodation bill
融資人 financier
融資租賃承擔 finance lease commitment
諮詢(xún)委員會(huì )(證監會(huì )) Advisory Committee(SFC)
輸入買(mǎi)賣(mài)盤(pán)時(shí)段 order input period
「輸入與核對分工」功能(中央結算系統) maker-checker facility(CCASS)
辦公室前線(xiàn)系統 front-office system
辦公室后勤/后勤運作系統 back-office system
遲報交易 late reported sales
選時(shí)交易 market timing
選擇性銷(xiāo)售方式 selective marketing basis
醒目卡 smart card
錯誤包容 fault tolerance
錯誤交易合約 mistraded contract
錯誤陳述 misstatement
隨意提增法 arbitrary scale up method
隨機分配 random assignment
靜態(tài)資訊 static information
頭寸 position
頭寸交易商(商品市場(chǎng)) position trader(commodity market)
頭盤(pán) at-the-opening order
龍債券 dragon bond
償債能力風(fēng)險 insolvency risk
償債基金 sinking fund
優(yōu)先股 preference share; preferred share
優(yōu)先普通股 preferred ordinary share
優(yōu)先認購權 pre-emptive right
優(yōu)質(zhì)證券 seasoned securities
應付即日差額繳款 intra-day marks payment obligations
應付賬款 accounts payable
應用指引 Practice Note
應用研究基金 Applied Research Fund
應用程式界面 Application Programming Interface (API)
應收賬款 accounts receivable
應占股權 attributable equity interest
應計收益 accrued revenue
應計利息 accrued interest
應計制(會(huì )計) accrual basis(accounting)
應計費用 accrued expenses
應退增值稅 recoverable VAT
擬定開(kāi)市價(jià)格 Calculated Opening Price (COP)
檔案傳送協(xié)定 file transfer protocol
檔案轉換 file transfer
檢討持牌法團財務(wù)規管制度工作小組 Working Group on Review of the Financial Regulatory Framework for Licensed Corporations
檢討證券及期貨市場(chǎng)規管架構運作專(zhuān)家小組
Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure
《檢討證券及期貨市場(chǎng)規管架構運作專(zhuān)家小組報告書(shū)》
Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure
營(yíng)業(yè)日 business day
營(yíng)業(yè)代表 sales representative
營(yíng)運指令 working order
營(yíng)運風(fēng)險 operational risk
營(yíng)運/營(yíng)業(yè)租賃 operating lease
營(yíng)運買(mǎi)賣(mài)盤(pán) working order
營(yíng)運資金 working capital
燭柱圖 candlestick chart
獲分配人士 assignee
獲配售人 placee
獲配發(fā)人 allottee
獲提名董事 proposed director
環(huán)球股本證券市場(chǎng) Global Equity Market
環(huán)球債券 global bond
環(huán)球預托證券 global depository receipt (GDR)
環(huán)球銀行財務(wù)電信協(xié)會(huì ) Society for Worldwide Interbank Financial Telecommunications (SWIFT)
瞬像 / 瞬態(tài)(電腦) snapshot(computer)
總市值 total market capitalisation; aggregate market value
總按金價(jià)值 total margin value
總持倉限額 gross limit
總賬 general ledger
總額按金計算 gross margining
聯(lián)交所交易權 Stock Exchange Trading Right
聯(lián)交所交易權持有人 Holder of Stock Exchange Trading Right
聯(lián)交所期權結算所抵押品 SEOCH collateral
聯(lián)交所期權結算所參與者 SEOCH Participant
聯(lián)交所資訊服務(wù)熱線(xiàn) SEHK Enquiry Hotline
聯(lián)名個(gè)人投資者戶(hù)口 Joint Individual Investor Account
聯(lián)合交易所賠償基金 Unified Exchange Compensation Fund
聯(lián)合受托人 co-trustee
聯(lián)邦基金 Federal funds
聯(lián)邦基金利率 Federal funds rate
聯(lián)邦結算系統 Fed wire; Fedwire; FedWire
聯(lián)邦儲備系統 Federal Reserve System
聯(lián)席保薦人 co-sponsor
聯(lián)席經(jīng)辦人 co-manager
聯(lián)網(wǎng) networking
聯(lián)線(xiàn)投資服務(wù) on-line investment service
聯(lián)機界面聯(lián)系 on-line interface
聯(lián)營(yíng)公司 associated company; associate company; associate
聯(lián)系人士 associate
聯(lián)系設施(電腦) gateway(computer)
聯(lián)系匯率 pegged exchange rate
聯(lián)系匯率制 pegged rate system
聯(lián)系證明書(shū) / 信心保證書(shū) comfort letter
聯(lián)屬公司 affiliated company; affiliate
聰明咭 smart card
臨時(shí)清盤(pán)人 provisional liquidator
臨時(shí)結算表 Provisional Clearing Statement (PCS)
薪酬利益 remuneration package
豁免 / 豁免規定 waiver
豁免上市地位 exempt listing status
豁免交易商 exempt trader
豁免自營(yíng)買(mǎi)賣(mài)商 Exempt Principal Trader
豁免基金經(jīng)理 Exempt Fund Manager
購回 / 購回股份 repurchase; share repurchase
購股權 share option
購買(mǎi)力平價(jià) purchasing power parity (PPP)
避稅 tax avoidance
《邁進(jìn)新紀元》(刊物) Positioning for a New Era(publication)
還本付息* redemption
還盤(pán) counter order
鍋爐室 boiler room
隱藏交易額買(mǎi)賣(mài)盤(pán) hidden-size order
點(diǎn)子 basis point
儲備 reserve
儲備基金 reserve fund
戴維森報告書(shū)（即 證券業(yè)檢討委員會(huì )報告書(shū)）
Ian Hay Davison Report (ie Report of the Securities Review Committee)
瀆職行為 misconduct
瀏覽及挑選 browse and pick
簡(jiǎn)便指南(自動(dòng)對盤(pán)系統) Quick Reference Guide(AMS)
職工股(中國內地) employee share(Mainland China)
職能劃分制度 / 職能分管制度 Chinese Wall
《職業(yè)退休計劃條例》 Occupational Retirement Schemes Ordinance
職權范圍 terms of reference
藍籌股 blue chip
轉手紙 transfer deed; transfer form
轉倉 roll-over
轉配股(中國內地) individually held state and legal-person share; transfer right share(Mainland China)
轉撥 transfer
轉讓 assignment; transfer
轉讓人 assignor; transferor
鎖倉 locked position
雙重上市 / 雙邊上市 dual listing
雙重存檔制度；雙重呈報規定 dual filing
雙邊凈額結算 bilateral netting
雙邊價(jià) two-way quote
離岸金融中心 offshore financial centre
離岸盈利重組 offshore profit regrouping
離岸基金 offshore fund
離岸調期 offshore swap
離差(統計) dispersion(statistics)
離場(chǎng)交易 off-floor trading; off-board trading
離場(chǎng)買(mǎi)賣(mài)盤(pán) off-floor order
額外按金 additional margin
壞賬 bad debt
壞賬及呆賬撥備/備抵 provision for bad and doubtful debts;
allowance for bad and doubtful debts
繳入股本 paid-up capital; paid-in capital
繳足股本 fully paid-up capital
《2000年證券（保證金融資）（修訂）條例》
Securities (Margin Financing) (Amendment) Ordinance 2000
《證券（內幕交易）條例》 Securities (Insider Dealing) Ordinance
《證券（交易商、投資顧問(wèn)、合伙及代表）規則》
Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules
《證券（披露權益）具報紀錄》 Securities (Disclosure of Interests) Notification History Reports
《證券（披露權益）具報摘要》(刊物) Securities (Disclosure of Interests) Notification Summaries(publication)
《證券（披露權益）條例》 Securities (Disclosure of Interests) Ordinance
《證券（結算所）條例》 Securities (Clearing Houses) Ordinance
《證券（證券借出）規則》 Securities (Stock Lending) Rules
《證券上市規則》（《香港聯(lián)合交易所有限公司證券上市規則》） Exchange Listing Rules (Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited)
證券化 securitisation
證券及投資管理局(英國) Securities and Investment Board (SIB)(UK)
證券及衍生工具團體網(wǎng)絡(luò ) Securities and Derivatives Communication Network (SDNet)
《證券及期貨（在證券市場(chǎng)上市 ）規則》 Securities and Futures (Stock Market Listing) Rules
《證券及期貨（披露權益－免除 ）規例》 Securities and Futures (Disclosure of Interests - Exclusions) Regulation
《證券及期貨（披露權益－證券借貸）規則》 Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules
《證券及期貨（專(zhuān)業(yè)投資者）規則》 Securities and Futures (Professional Investor) Rules
《證券及期貨（結算所）條例》 Securities and Futures (Clearing Houses) Ordinance
《證券及期貨（認可對手方 ）規則》 Securities and Futures (Recognized Counterparty) Rules
《證券及期貨（賣(mài)空豁免及證券借出）規則》 Securities and Futures (Short Selling Exemption and Stock Lending) Rules
《證券及期貨（轉移職能予聯(lián)交所 ）令》 Securities and Futures (Transfer of Functions - Stock Exchange Company) Order
《證券及期貨（穩定價(jià)格）規則》 Securities and Futures (Price Stabilising) Rules
《證券及期貨中介機構業(yè)務(wù)調查》(證監會(huì )) Securities and Futures Intermediaries Activities Surveys(SFC)
《證券及期貨市場(chǎng)改革政策文件》 A Policy Paper on Securities and Futures Market Reform
證券及期貨事務(wù)上訴委員會(huì ) Securities and Futures Appeals Panel (SFAT)
《證券及期貨事務(wù)上訴委員會(huì )（費用）令》 Securities and Futures Appeals Panel (Fee) Order
《證券及期貨事務(wù)上訴委員會(huì )程序規則》 Securities and Futures Appeals Panel Proceedings Rules
證券及期貨事務(wù)上訴審裁處 Securities and Futures Appeals Tribunal
證券及期貨事務(wù)監察委員會(huì )（證監會(huì )） The Securities and Futures Commission (SFC)
《證券及期貨事務(wù)監察委員會(huì )（費用）規則》 Securities and Futures Commission (Fees) Rules
《證券及期貨事務(wù)監察委員會(huì )（周年報表）規則》 Securities and Futures Commission (Annual Returns) Rules
《證券及期貨事務(wù)監察委員會(huì )（職能移交）令》 Securities and Futures Commission (Transfer of Functions) Order
《證券及期貨事務(wù)監察委員會(huì )（征費）（證券）（修訂）令》 Securities and Futures Commission (Levy) (Securities) (Amendment) Order
《證券及期貨事務(wù)監察委員會(huì )（征費）規則》 Securities and Futures Commission (Levy) Rules
《證券及期貨事務(wù)監察委員會(huì )（征費）（期貨合約）令》 Securities and Futures Commission (Levy) (Futures Contracts) Order
《證券及期貨事務(wù)監察委員會(huì )條例》 Securities and Futures Commission Ordinance
《證券及期貨事務(wù)監察委員會(huì )注冊人操守準則》 Code of Conduct for Persons Registered with the Securities and Futures Commission
《證券及期貨條例》 Securities and Futures Ordinance
證券代號 stock code
《證券代號名錄》 List of Stock Codes
證券市場(chǎng)分析文憑深造課程 Diploma Course in Advanced Securities Market Analysis
證券市場(chǎng)資料研究、培訓及監察自動(dòng)化系統 Securities Market Automated Research, Training & Surveillance System (SMARTS)
《證券市場(chǎng)導報》 Securities Market Herald (publication)
證券市場(chǎng)歷史研究計劃 Stock Market History Project
證券交易自動(dòng)報價(jià)系統(中國內地) Securities Trading Automated Quotation System(STAQS)(Mainland China)
證券交易委員會(huì )(美國) Securities and Exchange Commission (SEC) (US)
《證券交易所合并條例》 Stock Exchanges Unification Ordinance
證券交易法(臺灣) Securities and Exchange Act(Taiwan)
證券交易紀錄(光碟) Trade Record (Equity)(CD Rom)
證券合伙商號 dealing partnership
證券批銷(xiāo)經(jīng)紀 jobber
證券抵押品 securities collateral
證券的認可價(jià)值 admissible securities value
證券保證金融資 share margin financing
證券保證金融資人 securities margin financier
證券按貸財務(wù)提供者 share margin finance provider (SMFP)
證券借出人 securities lender
證券借貸協(xié)議書(shū) securities borrowing and lending agreement (SBLA)
證券商 dealer
證券商代表 dealer's representative
證券商協(xié)會(huì ) Institute of Securities Dealers
證券商董事 dealing director
證券登記公司總會(huì )有限公司 Federation of Shares Registrars Limited
證券發(fā)售事宜工作小組 Securities Offering Issues sub-group
證券期貨市場(chǎng)發(fā)展工作小組 Securities and Futures Market Development Working Group
證券期貨局(臺灣) Securities and Futures Bureau(Taiwan)
證券匯集轉按 margin pooling
證券業(yè)培訓課程 Securities Training Programme
《證券業(yè)檢討委員會(huì )報告書(shū)》 Report of the Securities Review Committee
證券經(jīng)紀考試 Securities Brokers Examination
證券經(jīng)紀業(yè)營(yíng)商環(huán)境工作小組 Working Group on the Business Environment of the Stockbroking Industry
證券經(jīng)紀課程 Securities Brokers Course
證券經(jīng)銷(xiāo)經(jīng)紀 jobber
證券經(jīng)銷(xiāo)經(jīng)紀印花稅 jobber stamp duty
證券隔分 segregation of securities
證券賠償基金委員會(huì )(證監會(huì )) Securities Compensation Fund Committee(SFC)
《證監快訊》 SFC Alert
《證監會(huì )執法月報》 SFC Enforcement Reporter
《證監會(huì )強積金產(chǎn)品守則》 SFC Code on MPF Products
證監會(huì )雙重存檔事宜顧問(wèn)小組 SFC Dual Filing Advisory Group
《關(guān)于建立無(wú)紙化證券市場(chǎng)的建議的諮詢(xún)文件》(證監會(huì )) Consultation Paper on Proposals for a Scripless Securities Market(SFC)
《關(guān)于律師及會(huì )計師提供附帶投資意見(jiàn)的指引》(證監會(huì )) Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants(SFC)
《關(guān)于注冊人在首次公開(kāi)發(fā)售中利用互聯(lián)網(wǎng)收集證券認購申請的指引》(證監會(huì )) Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering(SFC)
關(guān)連人士 connected person
關(guān)連人士交易 related party transaction
關(guān)連交易 connected transaction
關(guān)稅及貿易總協(xié)定（關(guān)貿總協(xié)定） General Agreement on Tariffs and Trade (GATT)
競價(jià)市場(chǎng) auction market
競價(jià)投標 auction
競價(jià)限價(jià)盤(pán) at-auction limit order
競價(jià)盤(pán) at-auction order
籌備董事會(huì ) Preparatory Board
議價(jià)交易 negotiated transaction
譴責 reprimand; censure
攤銷(xiāo) amortisation
攤薄 dilution
權益列表 entitlement table
權益法(會(huì )計) equity method(accounting)
權益股本 equity capital; equity share capital
權益報表(中央結算系統) Entitlement Statement(CCASS)
權責發(fā)生制*(會(huì )計) accrual basis(accounting)
權衡報告制度 differential reporting
權證 warrant
贖回 redemption
贖回溢價(jià)(債券) call premium(bonds)
變現 realisation
變換交易(期權) conversion(options)
變價(jià)調整 variation adjustment
智能卡 smart card
A Decade of Challenge & Development(publication) 《十載挑戰與發(fā)展》(刊物)
A Policy Paper on Securities and Futures Market Reform 《證券及期貨市場(chǎng)改革政策文件》
abnormal item 非正常項目
about order 近價(jià)盤(pán)
above par 高于面值
above the line 線(xiàn)上項目
Academic Advisory Committee(SFC) 學(xué)術(shù)界諮詢(xún)委員會(huì )(證監會(huì ))
Academic and Accreditation Advisory Committee (AAAC) (SFC) 學(xué)術(shù)評審諮詢(xún)委員會(huì )(證監會(huì ))
accelerated depreciation 加速折舊
accept order 接價(jià)盤(pán)
acceptance 承兌
acceptance house 承兌行
accomodation bill 融通票據
Account Transfer Instruction (ATI) 戶(hù)口轉移指示
accountability 責任承擔；問(wèn)責
accountants' report 會(huì )計師報告
accounting equation 會(huì )計程式
accounting period 會(huì )計期間
accounting practice 會(huì )計慣例；會(huì )計實(shí)務(wù)
Accounting Society of China (ASC) 中國會(huì )計學(xué)會(huì )
accounting standard 會(huì )計準則；會(huì )計標準
accounting treatment 會(huì )計處理方式
accounts payable 應付賬款
accounts receivable 應收賬款
accretion 增值
accrual basis(accounting) 應計制；權責發(fā)生制*(會(huì )計)
accrued expenses 應計費用
accrued interest 應計利息
accrued revenue 應計收益
accumulated depreciation 累計折舊；累積折舊
accumulated interest 累計利息；累積利息
accumulated profits 累計利潤；累積利潤
acid-test ratio 酸性測試比率
acquisition 收購
acquisition of shells 買(mǎi)殼
acting in concert 一致行動(dòng)
active business pursuits(GEM) 活躍業(yè)務(wù)紀錄(創(chuàng )業(yè)板)
active market 交投活躍
actual market 現貨市場(chǎng)
actual price 現貨價(jià)
actual useful life 實(shí)際可用年期
actuary 精算師
ad valorem stamp duty 從價(jià)印花稅
add-on 附加利益；優(yōu)惠
additional AMS terminal user 附加自動(dòng)對盤(pán)終端機用家
additional margin 額外按金
Adjudication Division 審裁科
adjustable rate mortgage (ARM) 調息按揭
adjusted basis 調整基數
adjusted net assets 調整后資產(chǎn)凈值
adjusted net tangible assets 調整后有形資產(chǎn)凈值
adjustment 調整
administering bank 承辦銀行；經(jīng)辦銀行
admissible securities value 證券的認可價(jià)值
admitted value 認可值
advance 墊款
advance booking form 排期申請表格
Advertising Guidelines for Collective Investment Schemes 《集合投資計劃的廣告宣傳指引》
Advertising Guidelines for Pooled Retirement Funds 《集資退休基金的廣告宣傳指引》
Advisory Committee(SFC) 諮詢(xún)委員會(huì )(證監會(huì ))
Advisory Specialist Group 專(zhuān)家諮詢(xún)小組
affiliate; affiliated company 聯(lián)屬公司
after market / aftermarket 二級市場(chǎng)
after-hours dealing 收市后交易
after-tax profits 稅后盈利；稅后利潤；稅后溢利
after-tax real rate of return 稅后實(shí)際回報率
afternoon session 午市
agency account 代理戶(hù)口；代客買(mǎi)賣(mài)戶(hù)口
Agency Share Transfer System (Mainland China) 代辦股份轉讓系統 (中國內地)
agency trade 經(jīng)紀交易；代客買(mǎi)賣(mài)
agent 代理人
aggregate auction 集合競價(jià)
aggregate market value 總市值
aging analysis of accounts 賬齡分析
alert message 訊息提示
All Ordinaries Index (AOI) 所有普通股指數
all-or-none order 全部完成或放棄買(mǎi)賣(mài)盤(pán)
allotment 配發(fā)；股份配發(fā)
allottee 獲配發(fā)人
allowance(accounting) 備抵(會(huì )計)
allowance for bad and doubtful debts 壞賬及呆賬備抵
alpha coefficient alpha 系數
alternate 替任人
alternative investment 另類(lèi)投資
Alternative Investment Market (AIM)(UK) 另項投資市場(chǎng)(英國)
amalgamation 合并
Amended and Restated Addendum to Memorandum of Understanding Governing Listing Matters 上市事宜諒解備忘錄補篇(重訂版)
American Chamber of Commerce (AMCHAM) 美國商會(huì )
American depository receipt (ADR) 美國預托證券
American Stock Exchange (AMEX) 美國證券交易所
American style option 美式期權
amortisation 攤銷(xiāo)
AMS order book 自動(dòng)對盤(pán)系統未完成買(mǎi)賣(mài)盤(pán)紀錄
AMS Second Terminal 自動(dòng)對盤(pán)系統第二終端機
annual accounts 年度賬目
annual general meeting (AGM) 股東周年大會(huì )
annual report 年報
Appeals Panel(SFC) 上訴委員會(huì )(證監會(huì ))
appetite for risk 風(fēng)險容量
Application Programming Interface (API) 應用程式界面
Applied Research Fund 應用研究基金
appreciation 增值
appropriation 撥款
approved borrower 核準借入人
approved deposit fund 認可存款基金
approved lending agent 核準借出代理人
approved redeemable share 核準可贖回股份
arbitrage 套戥；套匯*；套利*
arbitrary scale up method 隨意提增法
arithmetic average; arithmetic mean (statistics) 算術(shù)平均數(統計)
arm's length transaction 公正交易
arrears 積欠款項；欠款
articles of association 組織章程；組織細則
ASEAN Free Trade Area (AFTA) 東盟自由貿易區
ASEAN Regional Forum 東盟地區論壇
Asia-Pacific Central Securities Depository Group (ACG) 亞太區中央證券存管處組織
Asia Pacific Economic Cooperation (APEC) 亞太經(jīng)濟合作組織
Asia Pacific Loan Market Association 亞太貸款市場(chǎng)協(xié)會(huì )
Asia Pacific Regional Committee (APRC) of IOSCO 國際證監會(huì )組織亞太區委員會(huì )
Asian Development Bank (ADB) 亞洲開(kāi)發(fā)銀行
Asian dollar bond 亞洲美元債券
Asian dollar market 亞洲美元市場(chǎng)
Asian Securities' Analysts Council (ASAC) 亞洲證券分析員公會(huì )
Asian Securities Analysts Federation 亞洲證券分析家協(xié)會(huì )
ask price; asked price 沽盤(pán)價(jià)；賣(mài)盤(pán)價(jià)
asset 資產(chǎn)
asset allocation 資產(chǎn)調配；資產(chǎn)調度
asset coverage 資產(chǎn)覆蓋率；資產(chǎn)保證
asset injection 注入資產(chǎn)
asset stripper 「拆骨專(zhuān)家」
asset stripping 拆賣(mài)資產(chǎn)；資產(chǎn)拆賣(mài)
asset swap 資產(chǎn)調換
asset-backed securities (ABS) 抵押證券；有資產(chǎn)支持的債務(wù)證券
assignee 受讓人；承讓人；獲分配人士
assignment 轉讓
assignment(options) 指定分配(期權)
assignor 轉讓人
assistant supervisor(GEM) 助理主管(創(chuàng )業(yè)板)
associate 聯(lián)系人士
associate; associate company; associated company 聯(lián)營(yíng)公司
associated person 相聯(lián)人
Association Cambiste Internationale 國際外匯同業(yè)聯(lián)會(huì )
Association for Investment Management and Research (AIMR) 投資管理研究聯(lián)會(huì )
Association of Chartered Certified Accountants, The 特許公認會(huì )計師公會(huì )
Association of International Accountants, The 國際會(huì )計師公會(huì )
Association of National Numbering Agencies (ANNA) 國際編碼機構協(xié)會(huì )
Association of South-East Asian Nations (ASEAN) 東南亞國家協(xié)會(huì )（東協(xié)）
Association of Stockbrokers in Hong Kong (1891) 香港經(jīng)紀協(xié)會(huì )（1891年）
at-auction limit order 競價(jià)限價(jià)盤(pán)
at-auction order 競價(jià)盤(pán)
at-best order 最佳價(jià)格盤(pán)
at-the-close order 收市盤(pán)；尾盤(pán)
at-the-money option 平價(jià)期權；等價(jià)期權
at-the-opening order 開(kāi)市盤(pán)；頭盤(pán)
ATI Batch File Transfer 戶(hù)口轉移指示整批檔案傳送
attributable equity interest 應占股權
auction 競價(jià)投標
auction(= open outcry) 口頭競價(jià)(= 公開(kāi)喊價(jià))
auction market 競價(jià)市場(chǎng)
Audit Committee(SFC) 核數委員會(huì )(證監會(huì ))
Audit Committee 審核委員會(huì )
audit test 稽核測試
audit trail 審核線(xiàn)索；復核/追查根據
audited accounts 經(jīng)審核賬目
auditor 核數師；審計師*
auditors' report 核數師報告
austerity measures 緊縮措施
Australian Securities and Investments Commission (ASIC) 澳洲證券及投資監察委員會(huì )（澳洲證監會(huì )）
Australian Stock Exchange (ASX) 澳洲證券交易所
authorised capital 法定股本
authorised clerk 出市員；出市代表
authorised fund 認可基金
authorised representative 授權代表
authorised user 認可用戶(hù)
automatched stock 自動(dòng)配對股份
automated screen trading system (AST system) 自動(dòng)熒幕交易系統
automatic exercise(options) 自動(dòng)行使(期權)
Automatic Order Matching and Execution System (AMS) 自動(dòng)對盤(pán)及成交系統（自動(dòng)對盤(pán)系統）
Automatic Order Matching and Execution System / Second Generation（AMS/2） 第二代自動(dòng)對盤(pán)及成交系統
（第二代自動(dòng)對盤(pán)系統）
Automatic Order Matching and Execution System / Third Generation (AMS/3) 第三代自動(dòng)對盤(pán)及成交系統
（第三代自動(dòng)對盤(pán)系統）
average daily turnover 平均每日成交額
average value order 平均價(jià)盤(pán)
B/C date see book close date
Bear ELI see Bear Equity Linked Instrument
BESS see Brokers' Electronic Support Services
BFI see Brokers' Fidelity Insurance Scheme
BIS see Bank for International Settlements
BSS see Broker Supplied System
BTF see Block Trade Facility; Block Trading Facility
Bull ELI see Bull Equity Linked Instrument
back month; distant month 遠期月份
back office 后勤辦公室
back-office system 辦公室后勤系統；辦公室后勤運作系統
backdoor listing 借殼上市
backup interactive line 后備聯(lián)線(xiàn)通訊線(xiàn)路
bad debt 壞賬
bait order 餌盤(pán)
balance 結余；余額
balance of payments 國際收支平衡；國際收支差額
balance sheet 資產(chǎn)負債表
balance sheet date 年結日
balance sheet equation 資產(chǎn)負債表編制程式
balancing item 平衡項目
bank confirmation 銀行確認書(shū)；銀行證明文件
Bank for International Settlements (BIS) 國際結算銀行
Bank of England 英倫銀行
Bank of Japan 日本中央銀行
bank reconciliation statement 銀行對賬表
banker's acceptance 銀行承兌匯票
banking company 銀行
banking facility 銀行融通額；銀行融資額
Banking Ordinance 《銀行業(yè)條例》
banner barter transaction 以物易物的虛晃交易
bare trustee 被動(dòng)受托人
barrier warrant 定界認股證
base day 基準日
base listing document 基礎上市文件
Basel Agreement 巴塞爾協(xié)議
Basel Committee on Banking Supervision (Basel Committee) 巴塞爾銀行監管委員會(huì ) (巴塞爾委員會(huì ))
Basel Concordat 巴塞爾協(xié)定
basis point 點(diǎn)子；基點(diǎn)
basket of currencies 一籃子貨幣
basket warrant 一籃子權證；一籃子備兌證
batch settlement run 多批交收處理程序
Bear Equity Linked Instrument
(Bear ELI) 「看跌」股票掛鉤票據
bear market 熊市
bear position 空倉；空頭*
bear raid 瘋狂拋售
bearer securities 不記名證券
Bearer Treasury(Mainland China) 不記名式國庫券(中國內地)
below par 低于面值
below the line 線(xiàn)下項目
benchmark mortgage pool 按揭貸款基準組合
benchmark yield curve 基準收益率曲線(xiàn)
beneficial holder 實(shí)益持有人
beneficial interests 實(shí)益權益
beneficial owner 實(shí)益擁有人
beneficiary 受益人
benefits-in-kind 實(shí)物利益
best execution price 最佳成交價(jià)
Best Practice Guide on Financial Disclosure by Authorised Institutions(HKMA) 《認可機構披露財務(wù)資料的最佳執行指引》
(金管局)
best price 最佳價(jià)格
beta coefficient 「啤打」系數
beta test mode 反饋測試模式
bid price 買(mǎi)價(jià)；買(mǎi)盤(pán)價(jià)
bid-asked spread 買(mǎi)賣(mài)差價(jià)
bidder 買(mǎi)家
Big Bang(UK) 金融大改革(英國)
bilateral netting 雙邊凈額結算
bill of exchange 匯票
binomial option pricing model 「二項式」期權定價(jià)模式
Black-Scholes option pricing model 「柏力克－舒爾斯」期權定價(jià)模式
"black out" period 限制買(mǎi)賣(mài)期
blanket waiver 全面豁免；一般豁免
block order 大額買(mǎi)賣(mài)盤(pán)
block trade 大手交易；大宗交易*；大額交易
Block Trade Facility; Block Trading Facility (BTF) 大手交易機制；大手交易設施
blocking period 暫停時(shí)段
blue chip 藍籌股
board lot 手；買(mǎi)賣(mài)單位
board of directors 董事會(huì )
boiler room 鍋爐室
bond 債券
bonus issue 派送股份；派送紅股；紅股發(fā)行
bonus share 紅股
book building method 累計投標制
book close date (B/C date) 截止過(guò)戶(hù)日期
book closure period 停止過(guò)戶(hù)期間
book entry 賬面記錄；賬面過(guò)賬
book runner 配售經(jīng)辦人
book value 賬面值
bought deal 全數包銷(xiāo)
branch certificate 分行證明書(shū)
breadth of the market 市場(chǎng)闊度
breakeven point 損益平衡點(diǎn)；打和點(diǎn)
bridging loan 過(guò)渡性貸款
Broker Activities Working Team 經(jīng)紀活動(dòng)工作小組
Broker Participant(CCASS Participants) 經(jīng)紀參與者(中央結算系統參與者)
Broker Supplied System (BSS) 經(jīng)紀自設系統
Broker's Representatives Course 經(jīng)紀代表課程
Broker's Representatives Examination 經(jīng)紀代表考試
Brokers' Accounting System 經(jīng)紀會(huì )計系統
Brokers' Electronic Support Services (BESS) 經(jīng)紀后勤辦公室支援服務(wù)
Brokers' Fidelity Insurance Committee 經(jīng)紀忠誠保險計劃委員會(huì )
Brokers' Fidelity Insurance Scheme (BFI) 經(jīng)紀忠誠保險計劃
brokerage 經(jīng)紀傭金
brokerage house 經(jīng)紀行
brought forward(accounting) 承前(會(huì )計)
browse and pick 瀏覽及挑選
bubble economy 泡沫經(jīng)濟
bucketing 對敲
bulk registration service 大批登記服務(wù)
Bull Equity Linked Instrument
(Bull ELI) 「看漲」股票掛鉤票據
bull market 牛市
bull position 長(cháng)倉；多頭*
Bulletin Board 交易議價(jià)板
business day 營(yíng)業(yè)日
business registration certificate 商業(yè)登記證
butterfly spread 蝶式買(mǎi)賣(mài)
buy and hold strategy 囤倉策略
buy in 補購
buy order 買(mǎi)盤(pán)
buy-back(cf repurchase agreement) 回購
buy-out / buyout 收購
CAPI =China Association for the Promotion of Investment
CASIF = Chinese Association of Securities Investment Funds, The
CBO = Collateralised Bond Obligation
CBOE = Chicago Board Options Exchange
CBOT = Chicago Board of Trade
CBRC = China Banking Regulatory Commission
CCASS = Central Clearing and Settlement System
CCMS = Common Collateral Management System
CCP = Central Counterparty
CCSD = Conference of Central Securities Depositories
CDC = China Governmnet Securities Depository Trust & Clearing Co. Ltd.
CDR = China depository receipt
CEDEL = Centrale de Livraison de Valeurs Mobilieres(Europe)
CEPA = Closer Economic Partnership Arrangement
CFA = Corporate Finance Association
CFTC = Commodity Futures Trading Commission(US)
CGT = capital gains tax
CHATS =Clearing House Automated Transfer System
CHESS = Clearing House Electronic Subregister System(Australia)
CHIS s= Computershare Hong Kong Investor Services Limited
CICPA = Chinese Institute of Certified Public Accountants
CIMA = Chartered Institute of Management Accountants
CIRC = China Insurance Regulatory Commission
CIS =collective investment schemes
CLO = Collateralised Loan Obligation
CME = Chicago Mercantile Exchange
CMU = Central Moneymarkets Unit(HKMA)
CNS = continuous net settlement
COD = cash on delivery
COP = Calculated Opening Price
CPI = Capital Protected Instrument
CPT = Continuous Professional Training
CSDCC = China Securities Depository and Clearing Corporation Limited
CSRC = China Securities Regulatory Commission
cabinet bid 微值入價(jià)；微值交易
cabinet trade 微值交易
Cadbury Committee(UK) 凱伯里委員會(huì )(英國)
Cadbury Report(UK) 凱伯里報告書(shū)(英國)
Calculated Opening Price (COP) 擬定開(kāi)市價(jià)格
calendar spread(options) 跨期買(mǎi)賣(mài)(期權)
call market 短期同業(yè)拆放市場(chǎng)
call option 認購期權
call premium(bonds) 贖回溢價(jià)(債券)
call spread derivative warrant 跨價(jià)衍生權證
call warrant 認購權證；回購權證
call writer 認購期權沽出者
call-over 公開(kāi)作價(jià)
cancelled share 注銷(xiāo)股份
candlestick chart 陰陽(yáng)燭圖；燭柱圖
capital account 資本賬；資本項目*
capital adequacy 資本充裕程度
capital adequacy ratio 資本充裕/充足比率
capital adjustment 資本調整
capital appreciation 資本增值
capital expenditure 資本支出
capital formation 資本籌集；集資
capital gain 資本增值；資本增益
capital gains tax (CGT) 資本增值稅；資本增益稅
capital loss 資本虧損
capital market 資本市場(chǎng)
capital plus warrant 資本增值權證
capital preservation product 保本產(chǎn)品
Capital Protected Instrument (CPI) 保本證
capital reserve 資本儲備
capital value 資本值
capitalisation 資本化；市值
capitalisation issue 資本化發(fā)行；資金股本化
capitalisation of interest 利息資本化
carried forward(accounting) 結轉(會(huì )計)
carry trade 利差交易
cash alternative 現金選擇
cash client 現金客戶(hù)
cash commission rebate;
cash rebate 現金回傭
cash company 現金資產(chǎn)公司
cash flow 現金流向；現金周轉
cash flow statement 現金流動(dòng)表
cash market 現貨市場(chǎng)
Cash Market Consultative Panel 現貨市場(chǎng)諮詢(xún)小組
cash marks 現金差額繳款
cash on delivery (COD) 貨銀對付；現金交收
cash prepayment service 款項預繳服務(wù)
cash price 現貨價(jià)
cash settled ELI 以現金折算的息股證
cash settlement 現金交收
"Caveat Emptor" (let the buyer beware) 「買(mǎi)者自負」原則
CCASS/3 新一代中央結算系統
CCASS Depository 中央結算系統證券存管處
CCASS Guarantee Fund 中央結算系統保證基金
CCASS Internet System 中央結算系統互聯(lián)網(wǎng)系統
CCASS Operational Procedures 《中央結算系統運作程序規則》
CCASS Participant & Designated Bank List 《中央結算系統參與者及指定銀行名錄》
CCASS Phone System 「結算通」電話(huà)系統
"cease and desist" order 「終止及停止」令
ceiling-floor agreement 上下限協(xié)議
censure 譴責；指責
Central Clearing and Settlement System (CCASS) 中央結算及交收系統（中央結算系統）
central counterparty (CCP) 中央結算對手
central depository 中央存管處
Central Moneymarkets Unit (CMU)(HKMA) 債務(wù)工具中央結算系統(金管局)
central nominee 中央代理人
central order book 中央買(mǎi)賣(mài)盤(pán)紀錄
central transaction log 中央交易紀錄
Centrale de Livraison de Valeurs Mobilieres (CEDEL)(Europe) 中央證券交收系統(歐洲)
centralised borrowing and lending system 中央股份借貸系統
certificate of incorporation 公司注冊證書(shū)
certificate replacement service 補發(fā)證書(shū)服務(wù)
Certificate Treasury(Mainland China) 憑證式國庫券(中國內地)
certificated shareholder 憑證式股東
chain principle 連鎖關(guān)系原則
Chamber of Hong Kong Listed Companies 香港上市公司商會(huì )
change of domicile 遷冊
change of year end 更改財政年度結算日期
charge 抵押；押記；收費
charging structure 收費結構
chartered financial analyst 特許財務(wù)分析員
Chartered Institute of Management Accountants (CIMA) 特許管理會(huì )計師公會(huì )
CHATS Payment Instruction 票據交換所自動(dòng)轉賬系統付款指示
Chicago Board of Trade (CBOT) 芝加哥期貨交易所
Chicago Board Options Exchange (CBOE) 芝加哥期權交易所
Chicago Mercantile Exchange (CME) 芝加哥商品交易所
chief dealer 首席交易員
China Association for the Promotion of Investment (CAPI) 中國投資發(fā)展促進(jìn)會(huì )
China Banking Regulatory Commission (CBRC) 中國銀行業(yè)監督管理委員會(huì )（中國銀監會(huì )）
China Beijing Equity Exchange 北京產(chǎn)權交易所
China depository receipt (CDR) 中國預托證券；中國存托憑證*
China Government Securities Depository Trust & Clearing Co. Ltd. (CDC) 中央國債登記結算有限責任公司(中央國債登記結算公司)
China Insurance Regulatory Commission (CIRC) 中國保險監督管理委員會(huì )（中國保監會(huì )）
China International Economic and Trade Arbitration Commission 中國國際經(jīng)濟貿易仲裁委員會(huì )
China Securities Depository & Clearing Corporation Limited (CSDCC) 中國證券登記結算有限責任公司（中國結算公司）
China Securities Regulatory Commission (CSRC) 中國證券監督管理委員會(huì )（中國證監會(huì )）
China Securities Regulatory Commission Official Bulletin (publication) 《中國證券監督管理委員會(huì )公告》(刊物)
China Stock Markets Web 中國證券市場(chǎng)網(wǎng)頁(yè)
Chinese Association of Securities Investment Funds, The (CASIF) 中國證券業(yè)協(xié)會(huì )基金公會(huì )
Chinese Gold and Silver Exchange Society, The 金銀業(yè)貿易場(chǎng)
Chinese Institute of Certified Public Accountants (CICPA) 中國注冊會(huì )計師協(xié)會(huì )
Chinese News System 中文資訊系統
Chinese Wall 職能劃分制度；職能分管制度
churning 頻密交易
circuit breaker 跌停板措施；自動(dòng)暫緩交易機制
circuit fee 線(xiàn)路費
Circular on Provision of Financial Information on the Internet - Licensing Requirements(SFC) 有關(guān)在互聯(lián)網(wǎng)上提供財經(jīng)資訊的通告 - 發(fā)牌規定(證監會(huì ))
claim notice 索償通知
class action shareholder lawsuit 股東集體訴訟
claw back mechanism 回補機制
Clear Talk(publication) 《結算縱橫》(刊物)
clearing 結算；清算*
Clearing Agency Participant(CCASS Participants) 結算機構參與者(中央結算系統參與者)
clearing agreement 結算協(xié)議書(shū)
Clearing Consultative Panel 結算諮詢(xún)小組
clearing house 結算所
Clearing House Automated Transfer System (CHATS) 票據交換所自動(dòng)轉賬系統
Clearing House Electronic Subregister System (CHESS)(Australia) 結算所電子附屬登記系統(澳洲)
Clearing Participant(options trading) 結算參與者(期權買(mǎi)賣(mài))
clearing price 結算價(jià)；清算價(jià)*
client account 客戶(hù)戶(hù)口
Client Identity Rule(SFC) 客戶(hù)身分規則(證監會(huì ))
client margin 客戶(hù)按金
client server architecture 客戶(hù)伺服器結構
client's agreement 客戶(hù)協(xié)議書(shū)；客戶(hù)合約
close out 平倉；結清
closed-end fund 閉端式基金
Closer Economic Partnership Arrangement (CEPA) 更緊密經(jīng)貿關(guān)系安排
closing buy(options) 平買(mǎi)入倉(期權)
closing contract 平倉合約
closing price 收市價(jià)；收盤(pán)價(jià)
closing sale(options) 平賣(mài)出倉(期權)
closing stock 期末存貨
closing transaction 平倉交易
closure of books; closure of register 暫停辦理過(guò)戶(hù)登記手續
cluster server 群集式伺服器
Coalition on Service Industry(Hong Kong General Chamber of Commerce) 服務(wù)業(yè)聯(lián)會(huì )(香港總商會(huì ))
Code of Banking Practice(HKMA) 《銀行營(yíng)運守則》(金管局)
Code of Best Practice 《最佳應用守則》
Code of Conduct 《操守準則》
Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission 《證券及期貨事務(wù)監察委員會(huì )持牌人或注冊人操守準則》
Code of Conduct for Share Registrars (SFC) 《股份登記機構操守準則》(證監會(huì ))
Code of Conduct for Sponsors and Independent Financial Advisers 《保薦人及獨立財務(wù)顧問(wèn)的操守準則》
Code of Conduct Regulations 《專(zhuān)業(yè)操守規例》
Code on Investment-linked Assurance Schemes 《與投資有關(guān)的人壽保險計劃守則》
Code on Pooled Retirement Funds 《集資退休基金守則》
Code on Real Estate Investment Trusts 《房地產(chǎn)投資信托基金守則》
Code on Share Repurchases 《公司購回本身股份守則》
（《股份購回守則》）
Code on Takeovers and Mergers 《公司收購及合并守則》
Code on Unit Trusts and Mutual Funds 《單位信托及互惠基金守則》
cold shoulder order 冷淡對待令
collateral 抵押品；擔保物*
collateral eligibility 抵押品資格
Collateralised Bond Obligation (CBO) 債券抵押證券
Collateralised Loan Obligation (CLO) 貸款抵押證券
collateralised warrant 有抵押權證
collective investment fund 集體投資基金
collective investment scheme (CIS) 集體投資計劃
Collector of Stamp Revenue 印花稅署署長(cháng)
co-manager 聯(lián)席經(jīng)辦人
combination order 綜合盤(pán)；組合盤(pán)
combined net tangible assets 合并有形資產(chǎn)凈值
combo order 綜合盤(pán)；組合盤(pán)
comfort letter 聯(lián)系證明書(shū)；信心保證書(shū)；資料印證工作函
commercial paper 商業(yè)票據
commission rebate 傭金回扣；回傭
Commissioner of Insurance 保險業(yè)監理專(zhuān)員
Committee of Payment System(HKMA), 支付系統小組委員會(huì )(金管局)
Committee on Unit Trusts(SFC) 單位信托委員會(huì )(證監會(huì ))
commodities dealer 商品交易商
Commodities Trading Ordinance 《商品交易條例》
Commodity Exchanges (Prohibition) Ordinance 《商品交易所（禁止經(jīng)營(yíng)）條例》
Commodity Futures Trading Commission (CFTC)(US) 商品期貨交易委員會(huì )(美國)
Common Collateral Management System (CCMS) 共同抵押品管理系統
common nominee 共用代理人
"common nominee" share certificate 「共用代理人」股票
Common Risk Management System 共同風(fēng)險管理系統
communication status message line 通訊線(xiàn)路現況顯示行
Companies (Amendment) Bill 2003 《2003年公司(修訂)條例草案》
Companies (Summary Financial Reports of Listed Companies) Regulation 《公司(上市公司的財務(wù)摘要報告)規例》
Companies Registry 公司注冊處
Company Bulletin Board(UK) 公司交易板(英國)
Compensation Committee 賠償委員會(huì )
Compensation Fund Reserve Account 賠償基金儲備賬
compliance officer(GEM) 法規主任(創(chuàng )業(yè)板)
composite order 綜合盤(pán)；組合盤(pán)
composite risk 綜合風(fēng)險
composite table 綜合表
composite trades 綜合買(mǎi)賣(mài)
Comptroller of the Currency(US) 美元總會(huì )計長(cháng)(美國)
compulsory buy-in 強制補購
Compulsory Stock Borrowing and Lending Service in CCASS 中央結算系統強制證券借貸服務(wù)
Computershare Hong Kong Investor Services Limited (CHIS) 香港中央證券登記有限公司
concentrated position 集中持倉量
concentration risk 集中風(fēng)險
concentration risk adjustment 集中風(fēng)險調整
concept stock 概念股
conditional agreement 有條件協(xié)議
conditional cash offer 有條件現金收購；有條件現金要約
Conference of Central Securities Depositories (CCSD) 中央證券存管處國際會(huì )議
Conflict Committee 利益沖突事宜委員會(huì )
connected person 關(guān)連人士
connected transaction 關(guān)連交易
consideration 代價(jià)；約價(jià)*
consideration issue 代價(jià)發(fā)行
consideration share 代價(jià)股份
consolidated financial statement 綜合財務(wù)報表
consolidation 合并；整合
constitution 組織章程
construction-in-progress 在建工程
Consultation Conclusions on a Proposed Amendment to the Securities and Futures (Price Stabilising) Rules in relation to Recognition of Overseas Rules 《建議就認可海外規則修訂〈證券及期貨(穩定價(jià)格)規則〉諮詢(xún)總結》
Consultation Conclusions on Proposals to Enhance the Regulation of Listing 《有關(guān)改善規管上市事宜的建議諮詢(xún)總結》
Consultation Conclusions on the Regulation of Sponsors and Independent Financial Advisers 《有關(guān)對保薦人及獨立財務(wù)顧監管的諮詢(xún)總結》
Consultation Paper on a Proposed Operational Model for a Scripless Securities Market 《有關(guān)無(wú)紙化證券市場(chǎng)的建議運作模式的諮詢(xún)文件》
Consultation Paper on Proposals for a Scripless Securities Market 《關(guān)于建立無(wú)紙化證券市場(chǎng)的建議的諮詢(xún)文件》
Consultation Paper on Proposals to Enhance the Regulation of Listing 《有關(guān)改善規管上市事宜的建議諮詢(xún)文件》
Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures 《為便利股份或債權證要約而就《公司條例》提出的修訂建議諮詢(xún)文件》
Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges 《與證券服務(wù)有關(guān)的收費及費用的良好披露指引草擬本諮詢(xún)文件》
Consultation Paper on the Proposal to Empower the Securities and Futures Commission to Initiate a Derivative Action On Behalf of a Company 《有關(guān)賦權證券及期貨事務(wù)監察委員會(huì )代表公司提出衍生訴訟的建議諮詢(xún)文件》
Consultation Paper on the Proposals to Enhance the Oversight of the Public Interest Activities of Auditors and Establish a Financial Reporting Review Panel 《有關(guān)建議加強監督核數師的公眾利益活動(dòng)及成立財務(wù)匯報檢討委員會(huì )的諮詢(xún)文件》
Consultation Paper on the Regulation of On-Line Trading of Securities and Futures 《有關(guān)監管證券及期貨的網(wǎng)上交易諮詢(xún)文件》
Consultation Paper on the Regulation of Sponsors and Independent Financial Advisers 《有關(guān)對保薦人及獨立財務(wù)顧問(wèn)監管的諮詢(xún)文件》
Consultation Paper on the Regulatory Framework for Addressing Analyst Conflicts of Interest 《關(guān)于處理分析員利益沖突的監管架構的諮詢(xún)文件》
contested takeover 爭奪式收購
contingent liabilities 或然負債
contingent order(LSE) 附帶執行買(mǎi)賣(mài)盤(pán)(倫敦交易所)
contingent premium 或有保費
continuing connected transaction 持續關(guān)連交易
continuing obligation 持續責任
continuing operation 持續經(jīng)營(yíng)之業(yè)務(wù)
continuous auction 連續競價(jià)
continuous net settlement (CNS) 持續凈額交收
Continuous Professional Training (CPT) 持續專(zhuān)業(yè)培訓課程
contra broker 對手經(jīng)紀
contract multiplier 合約乘數
contract note 成交單；成交單據；買(mǎi)賣(mài)單據
contract size 合約股數
contract specifications 合約規格
contract unit 合約單位
contracted price 立約成價(jià)
contractual mutual fund 合約互惠基金
contrarian 逆向投資者
contribution 供款
control account 統制賬戶(hù)
controller workstation 中央控制工作站
controlling interest 控股權益
controlling shareholder 控股股東；控權股東
conversion(options) 變換交易(期權)
conversion ratio 換股比率
convertible bond 可轉換債券；可換股債券
convertible note 可轉換票據；可換股票據
convertible redeemable note 可轉換可贖回票據；可換股可贖回票據
convertible securities 可轉換證券；可換股證券
Co-ordinating Committee on Market Structure Reform 市場(chǎng)架構改革統籌委員會(huì )
core earnings 核心盈利
cornering 挾倉
corporate accounting 集團會(huì )計
corporate actions service fee 代履行權責服務(wù)費
corporate communication 公司通訊
Corporate Exchange Participant 公司交易所參與者
Corporate Finance Adviser Code of Conduct (SFC) 《企業(yè)融資顧問(wèn)操守準則》(證監會(huì ))
Corporate Finance Association, The (CFA) 企業(yè)融資協(xié)會(huì )
corporate governance 企業(yè)管治；公司治理*
Corporate Governance Action Plan for 2003 2003年企管行動(dòng)綱領(lǐng)
Corporate Investor Account 公司投資者戶(hù)口
Corporate Plan(SFC) 機構計劃書(shū)(證監會(huì ))
corporate raider 企業(yè)狙擊手
Corporate Substantial Shareholders Notification 法團大股東具報書(shū)
co-sponsor 副保薦人(創(chuàng )業(yè)板)；聯(lián)席保薦人
cost effectiveness 成本效益
cost of carry 持權成本(期權)；持有成本
co-trustee 聯(lián)合受托人
counter order 還盤(pán)
counterparty 交易對手；對手方
counterparty risk 對手風(fēng)險
coupon; coupon rate 票面息率；票面利率；券面利率
coupon-reset date 調息日
cover(ie close out a short position = buy in) 平倉
covered call(options) 備兌認購期權
covered option 備兌期權
covered short selling 有擔保的賣(mài)空交易
covered warrant 備兌權證
covered writing 沽出備兌期權
credit 信貸
credit control 信貸管制
credit limit 信貸額度*
credit rating 信貸評級；信用評級
credit risk 信貸風(fēng)險
credit squeeze 信貸緊縮；收緊信貸
creditor 債權人
creeper 自由增購率
cross collateral 跨市場(chǎng)抵押品
cross currency trade 貨幣交叉盤(pán)買(mǎi)賣(mài)
cross listing 相互上市
cross margining 跨市場(chǎng)按金制度
cross-border listing 跨境上市
crossed market 對敲
crossed trade; cross trade; crossing 交叉買(mǎi)賣(mài)；交叉盤(pán)買(mǎi)賣(mài)
crossing system 交叉盤(pán)系統
crude oil futures 原油期貨
cumulative advance 累計墊款；累積墊款
currency basket 一籃子貨幣
currency board system 貨幣發(fā)行局制度；發(fā)鈔局制度
currency forward 遠期貨幣合約
currency futures 貨幣期貨
currency translation exposure 外幣折算風(fēng)險
currency warrant 貨幣權證
current account 經(jīng)常賬；往來(lái)賬
custodian 托管人；保管人
Custodian Participant(CCASS Participants) 托管商參與者(中央結算系統參與者)
DvP = delivery vs payment
DCASS see Derivatives Clearing and Settlement System
DCI = Direct Credit Instruction
DCP =Direct Clearing Participant
DDF = Digital Data Feed
DDI = Direct Debit Instruction
DMT = dual mode terminal
DNS = Depository and Common Nominee System
DTB = Deutsche Terminborse
DTC = deposit-taking company
DTC(US) = Depository Trust Company(US)
daily average funds netting efficiency 款項凈額結算每日平均效率
daily average settlement efficiency 每日平均交收效率
daily margin 每日按金
daily margin call 每日按金要求
Daily Movement Statement(clearing) 股份轉移日結單(結算)
Daily Trading Activity and Open Positions Summary Report(futures) 每日交易活動(dòng)及持倉報告(期貨)
daily trading limit 每日價(jià)格上限
dark fibre 直駁光纖
data feed 數據傳送專(zhuān)線(xiàn)
day order 即日買(mǎi)賣(mài)盤(pán)；即日盤(pán)
day trade 即日買(mǎi)賣(mài)；「即日鮮」；即日平倉交易
day-end marks 收市差額繳款
de minimus (waiver) provision 最低豁免規定
deal ticket 買(mǎi)賣(mài)盤(pán)紙
dealer 證券商；交易商
dealer's representative 證券商代表
dealing director 證券商董事
dealing partnership 證券合伙商號
dealing practice 買(mǎi)賣(mài)慣例
dealing room 盤(pán)房
debenture 債券；債權證
debit 借額
debit balance 借方結余
debt chain 債務(wù)鏈
debt-for-equity swap 債轉股
debt market 債務(wù)市場(chǎng)
debt repayment 債務(wù)償還
debt securities 債務(wù)證券；債券
debt-to-equity ratio 負債比率
debtor 債務(wù)人
Declaration and Undertaking with regard to Directors 《董事的聲明及承諾》
dedicated line 專(zhuān)用線(xiàn)路
deemed VAT 設定增值稅
deep-in-the-money option 極價(jià)內期權
deep-out-of-the-money option 極價(jià)外期權
default 失責；未能履行責任
default recovery contribution 失責追收供款
defaulter 失責人士
defective securities 問(wèn)題證券
defence document 反收購文件
deferred share 遞延股
deferred tax 遞延稅項
deflation 通貨緊縮；通縮
delayed data 延時(shí)資訊；非即時(shí)數據
delineation of activities 業(yè)務(wù)劃分
delisting 除牌；退市；摘牌*
delivery 交付
delivery vs payment (DvP) 貨銀兩訖；貨銀同步交收；
貨銀對付方式交收
delta(options) 對沖值(期權)
delta hedge delta 式對沖；無(wú)風(fēng)險對沖
delta neutral delta 零值
dematerialisation of share certificate 非實(shí)物化
demutualisation 股份化；股份制；將會(huì )員制轉為股份制
denominated in (DM) 以（馬克）計值；以（馬克）為計價(jià)貨幣；以（馬克）為單位
Deposit-Taking Companies Association, The 存款公司公會(huì )
deposit-taking company (DTC) 接受存款公司
Depository and Common Nominee System (DNS) 存管處及共用代理人系統
depository nominee 存管代理人
depository receipt 預托證券
Depository Trust Company (DTC)(US) 美國存管信托公司
depreciation 折舊；貶值
deregulation 放寬管制
deregulation of interest rates 放寬利率管制
derivative action 衍生訴訟
derivative warrant 衍生權證
derivatives 衍生產(chǎn)品；衍生工具
Derivatives Clearing and Settlement System(DCASS) 衍生產(chǎn)品結算及交收系統
derivatives market 衍生產(chǎn)品市場(chǎng)；衍生工具市場(chǎng)
Derivatives Market Consultative Panel 衍生產(chǎn)品市場(chǎng)諮詢(xún)小組
designated bank 指定銀行
Designated Compliance Officer 專(zhuān)責監察主任
designated deposit 委托存款*
designated securities 指定證券
Deutsche Bundesbank 德意志聯(lián)邦銀行
Deutsche Terminborse (DTB) 德國期貨及期權交易所
diagonal spread 對角買(mǎi)賣(mài)
differential reporting 權衡報告制度
Digital Data Feed (DDF) 數碼資料傳送專(zhuān)線(xiàn)
digital information service 數碼資訊服務(wù)
dilution 攤??；稀釋*
Diploma Course in Advanced Securities Market Analysis 證券市場(chǎng)分析文憑深造課程
Diploma Course in Derivatives and Risk Management 衍生產(chǎn)品及風(fēng)險管理文憑課程
direct business; direct business transaction 兩邊客交易；直接成交
direct clearing 直接結算
Direct Clearing Participant (DCP) 直接結算參與者
Direct Credit Instruction (DCI) 直接存款/存賬指示
Direct Debit Instruction (DDI) 直接扣款/扣賬指示
direct stock admission(CCASS) 直接納入中央結算系統的新股
Director's / Chief Executive's Notifications 董事/行政總裁具報書(shū)
directors' fee 董事袍金
directors' remuneration 董事酬金
directors' report 董事會(huì )報告
Disciplinary Appeals Committee 紀律上訴委員會(huì )
Disciplinary Casebook 《紀律案例》
Disciplinary Committee 紀律委員會(huì )
disciplinary power 紀律處分權力
disciplinary procedures 紀律程序
disclaimer 免責聲明；否定聲明；無(wú)責任聲明
discloseable transaction 須予披露的交易
disclosure 披露；公開(kāi)；披露事項；資料披露
disclosure-based 以披露為本；以信息披露為重
disclosure of interests 披露權益；公開(kāi)權益
discontinued operations 已終止經(jīng)營(yíng)之業(yè)務(wù)
discount 低水(期貨)；折讓?zhuān)毁N現
discount broker 折讓經(jīng)紀；折扣經(jīng)紀；減傭經(jīng)紀；低收費經(jīng)紀
discount rate 貼現率；扣減率
discount window 貼現窗
discounted cash flow 現金流量折現 / 貼現法
discretionary account 全權代客買(mǎi)賣(mài)賬戶(hù)；全權委托戶(hù)口
discretionary bonus payment 酌情支付的花紅
discretionary manager 全權管理人
discretionary order 全權委托盤(pán)
discretionary power 酌情權
discretionary trust 全權信托
disinflation 滯脹；反通貨膨脹
disinterested shareholder 沒(méi)有利益關(guān)系的股東
disintermediation 非中介化；排媒現象
dispersion(statistics) 離差(統計)
disqualification order 吊銷(xiāo)資格令
distant month; back month 遠期月份
distributable profit 可分派溢利
distribution 分銷(xiāo)；分派
distribution in specie 實(shí)物分派
dividend and debt securities interest collection service fee 代收股息/債券利息服務(wù)費
dividend in specie 以股代息
dividend warrant 股息單
dividend yield 股息率
documentation risk 文件風(fēng)險
domestic share(Mainland China) 內資股(中國內地)
dormant company 已停業(yè)公司；不活躍公司
Dow Jones Industrial Average 道瓊斯工業(yè)平均指數
Dow Jones Industrial Average Futures and Options 道瓊斯工業(yè)平均指數期貨及期權
download 下載；收錄
downtick 低于最佳賣(mài)盤(pán)價(jià)；低于最好沽盤(pán)價(jià)
dragon bond 龍債券
dual filing 雙重存檔制度；雙重呈報規定
dual listing 雙重上市；雙邊上市；相互上市
dual mode terminal (DMT) 兩用畫(huà)面終端機
due diligence 盡職審查；仔細審查；仔細審核
dynamic hedging 動(dòng)態(tài)對沖
E day = exercise day
EAOSEF = East Asian and Oceanian Stock Exchanges Federation
EAS price = estimated average settlement price
EASDAQ = European Association of Securities Dealers Automated Quotations
EBRD = European Bank of Reconstruction and Development
ECN = electronic communications network
EDGAR = Electronic Data Gathering, Analysis and Retrieval(US)
EERI = Effective Exchange Rate Index for the Hong Kong Dollar
EFIL = Exchange Fund Investment Limited
EFN = Exchange Fund Note
EGM = extraordinary general meeting
EIPO = Electronic Initial Public Offering service
eIRC =Electronic Investor Resources Centre(SFC)
ELI = Equity Linked Instrument
ELN = equity linked note
EMSIS = Electronic Mailing Stock Information Service
EMU = European Economic and Monetary Union
EPI = Electronic Payment Instruction
EPS =earnings per share
early buy-in 提早補購
early warning system 預警系統
earnings per share (EPS) 每股盈利
East Asian and Oceanian Stock Exchanges Federation (EAOSEF) 東亞及大洋洲證券交易所聯(lián)會(huì )
Economic Development and Labour Bureau 經(jīng)濟發(fā)展及勞工局
Effective Exchange Rate Index for the Hong Kong Dollar (EERI) 港匯指數；港元實(shí)際匯兌指數
e-FRRR system 電子化財政資源規則報表系統
Electronic Application Instruction for New Issue Shares 電子認購新股指示
electronic communications network (ECN) 電子通訊網(wǎng)絡(luò )
Electronic Data Gathering, Analysis and Retrieval (EDGAR)(US) 「電子數據收集、分析及檢索」系統(美國)
Electronic Initial Public Offering service (EIPO) 電子認購首次公開(kāi)招股服務(wù)
Electronic Investor Resources Centre (eIRC)(SFC) 網(wǎng)上投資者資源中心(證監會(huì ))
Electronic Mailing Stock Information Service (EMSIS) 電子傳遞證券資訊服務(wù)
electronic money settlement fee 電子款項交收費
Electronic Money Settlement Services 電子款項交收服務(wù)
Electronic Payment Instruction (EPI) 電子收付款指示
electronic trading 電子交易
eligible securities 合資格證券
Eligible Supervisor 合資格主管
e-mail 電子郵件；電子郵遞；電郵
E-mail and Group Paging Services 經(jīng)紀電子郵遞及集體傳呼服務(wù)
emerging market 新興市場(chǎng)
employee share(Mainland China) 職工股(中國內地)
employer trustee 資方信托人
encumbrances 產(chǎn)權負擔
end user 最終用戶(hù)；最終使用者
End-of-day Trade Data File Transfer Service 收市后資料傳送服務(wù)
enhanced access to AMS 增強自動(dòng)對盤(pán)系統的市場(chǎng)接觸力
enhanced digital datafeed 提升數碼資料輸送專(zhuān)線(xiàn)
enhanced limit order 增強限價(jià)盤(pán)
Enhanced Special Stock Trading Method 改良特別股份交易方法
enlarged share capital 經(jīng)擴大股本
Enquire Announcement Information(CCASS) 查詢(xún)公布資料(中央結算系統)
Enquire Reported Lost Certificate(CCASS) 「查詢(xún)報失股票資料」功能(中央結算系統)
Enquire Unmatched SI Reason(CCASS) 查詢(xún)交收指示未獲配對原因(中央結算系統)
Enterprise Information Database 企業(yè)資訊資料庫
Entitlement Statement(CCASS) 權益報表(中央結算系統)
entitlement table 權益列表
entry price 入市價(jià)
equilibrium price 均衡價(jià)格；平衡價(jià)格
equity base 股本基數
equity capital; equity share capital 權益股本
equity interest 股東權益；股權
Equity Linked Instrument (ELI) 股票掛鉤票據
equity linked note (ELN) 與股票掛鉤票據；高息票據
equity method(accounting) 權益法(會(huì )計)
equity option 股票期權
equity securities 股本證券
equity warrant 股本權證
estimated average settlement price(EAS price) 預計平均結算價(jià)
estimated capital value 預計資本值
estimated useful life 估計使用年期
e-Submission system 電子呈交系統
Ethics in Practice - A Practical Guide for Financial Practitioners
《財經(jīng)有道 - - - 證券、期貨及投資界專(zhuān)業(yè)道德實(shí)務(wù)指引》
euro / Euro 歐羅；歐元
Eurobond 歐洲債券；歐洲貨幣債券
Euroclear 歐洲結算系統
Euroclear Bank 歐洲結算銀行
Euro-convertible guaranteed bond 歐洲可換股擔保債券
European Association of Securities Dealers Automated Quotations (EASDAQ) 歐洲證券交易商協(xié)會(huì )自動(dòng)報價(jià)系統
European Bank of Reconstruction and Development (EBRD) (ie World Bank) 歐洲復興及開(kāi)發(fā)銀行（即 世界銀行）
European Economic and Monetary Union (EMU) 歐洲經(jīng)濟及貨幣聯(lián)盟
European Parliament 歐洲議會(huì )
European style option 歐式期權
Euroyen Tibor Futures 歐洲日圓東京銀行同業(yè)拆息期貨
ex unadjusted close 除凈日未經(jīng)調整之收市價(jià)
exceptional item 特殊項目
exchange control 外匯管制
Exchange Fund Bill 外匯基金票據
Exchange Fund Investment Limited (EFIL) 外匯基金投資有限公司
Exchange Fund Note (EFN) 外匯基金債券
Exchange Fund Ordinance 《外匯基金條例》
Exchange Listing Rules (Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited) 《證券上市規則》（《香港聯(lián)合交易所有限公司證券上市規則》）
exchange loss 匯兌損失
exchange of information 信息交流
Exchange Participant 交易所參與者
Exchange Participant Certificate 交易所參與者證明書(shū)
Exchange Participants' Market Shares Report 《交易所參與者市場(chǎng)占有率報告》
exchange quota 匯兌限額
exchange surrender system 銀行結匯體系
Exchange Traded Fund 交易所買(mǎi)賣(mài)基金；「組合股」
exchange traded option 交易所買(mǎi)賣(mài)之期權；場(chǎng)內買(mǎi)賣(mài)期權
exchange traded product 場(chǎng)內交易產(chǎn)品
Exchanges and Clearing Houses (Merger) Ordinance 《交易所及結算所（合并）條例》
Exchanges (Special Levy) Ordinance 《交易所（特別征費）條例》
ex-date 除凈日
ex-dividend basis 除息基準
execution facilities 交易設施
Executive Committee 常務(wù)委員會(huì )
executive director 執行董事
Exempt Fund Manager 豁免基金經(jīng)理
exempt listing status 豁免上市地位
Exempt Principal Trader 豁免自營(yíng)買(mǎi)賣(mài)商
exempt trader 豁免交易商
exercise 行使
exercise day (E day) 行使日
exercise period 行使期；行使時(shí)限
exercise price 行使價(jià)
exercise price interval 行使價(jià)間距
exercise style 行使方式
exit price 平倉價(jià)
exotic warrant 非標準型認股證；特種認股證
exotic warrant information(Teletext) 特種備兌證資訊(大利市)
expedited registration service 特快過(guò)戶(hù)登記服務(wù)
Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure 檢討證券及期貨市場(chǎng)規管架構運作專(zhuān)家小組
expiration date 到期日
expiry date 到期日
expiry month 到期月份
explanatory memorandum 注釋備忘錄
explanatory statement 說(shuō)明函件
exponentially-weighted moving average 指數加權移動(dòng)平均方法
exposure draft 征求意見(jiàn)稿
exposure management 風(fēng)險管理
Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report 《企業(yè)管治常規守則及企業(yè)管治報告征求意見(jiàn)草擬本》
ex-rights 除權
external auditor 外聘核數師；外部核數師
extraordinary general meeting (EGM) 股東特別大會(huì )
extraordinary item 非經(jīng)常項目
extreme move covered fraction 極端波動(dòng)覆蓋分數
extreme move multiplier 極端波動(dòng)乘數
Fannie Mae see Federal National Mortgage Association
FATF = Financial Action Task Force
FIFO = First in, first out
FOK = Fill-or-Kill
FOMC = Federal Open Market Committee
FRCD = floating rate certificate of deposit
FRN = floating rate note
FRR = Financial Resources Rules
FSA = Financial Services Authority(UK)
face value 面值
Fact Book 《股市資料》
Fact Sheet 《股市資料》
fair market value 公平市值
false market 虛假市場(chǎng)；假市
Far East Exchange, The 遠東交易所
fast market 速動(dòng)市場(chǎng)
fault tolerance 錯誤包容；故障包容
favourable variance; favourable difference 順差
feasibility study 可行性研究
Fed wire / Fedwire / FedWire 聯(lián)邦結算系統
Federal funds 聯(lián)邦基金
Federal funds rate 聯(lián)邦基金利率
Federal National Mortgage Association (Fannie Mae) 美國聯(lián)邦國家房屋貸款協(xié)會(huì )（房利美）
Federal Open Market Committee (FOMC) 美國聯(lián)邦公開(kāi)市場(chǎng)委員會(huì )
Federal Reserve System 聯(lián)邦儲備系統
Federation of Shares Registrars Limited 證券登記公司總會(huì )有限公司
fellow subsidiary 同系附屬公司；同集團附屬公司
Fidelity Fund 互?；?/P>
fiduciary 受信人；受托人
fiduciary duty 誠信責任；受信責任
file backup-restore macro 后備資料復原軟件
file transfer 檔案轉換；資料傳送
file transfer protocol 檔案傳送協(xié)定
Fill-or-Kill (FOK) 全額或取消；全數執行或立刻取消；全數配對否則取消
Final Clearing Statement(CCASS) 最后結算表(中央結算系統)
final review hearing 最后復核聆訊
Final Settlement Price 最后結算價(jià)
Final Settlement Run 最后一輪交收處理程序
Finance Bureau 庫務(wù)局
finance lease commitment 融資租賃承擔
financial accommodation 財務(wù)通融
Financial Action Task Force (FATF) 金融行動(dòng)專(zhuān)責委員會(huì )
financial adviser 財務(wù)顧問(wèn)
financial bond 金融債*
financial conglomerate 財資企業(yè)集團
Financial Disclosure by Locally Incorporated Authorized Institutions (HKMA) 《本地注冊認可機構披露財務(wù)資料》(金管局)
financial exposure 財務(wù)風(fēng)險
financial futures 金融期貨
financial institution 金融機構
financial instrument 金融工具
financial integrity 財政健全
financial intermediary 金融中介機構/團體
financial intermediation 金融中介現象
financial lease 財務(wù)租賃；金融租賃*
financial market 金融市場(chǎng)
Financial Market Development Task Force, The 財經(jīng)市場(chǎng)發(fā)展專(zhuān)責小組
financial regulation 財務(wù)監管
financial reporting 財務(wù)申報
Financial Resources Rules (FRR) 《財政資源規則》
financial results 財務(wù)業(yè)績(jì)
financial risk 財務(wù)風(fēng)險
Financial Secretary 財政司司長(cháng)
Financial Services Act(UK) 《金融服務(wù)法令》(英國)
Financial Services Authority (FSA)(UK) 英國金融業(yè)管理局
Financial Services and the Treasury Bureau 財經(jīng)事務(wù)及庫務(wù)局
financial shareholder 財政股東
Financial Supervisory Commission(Taiwan) 金融監督管理委員會(huì )（金管會(huì )）(臺灣)
financial year 財政年度
financier 融資人
FinNet 金融服務(wù)網(wǎng)絡(luò )
firm bid and ask quotations 作實(shí)買(mǎi)賣(mài)價(jià)
firm commitment(underwriting) 堅定承諾(包銷(xiāo))
firm order 公司盤(pán)
firm order 實(shí)盤(pán)
firm position 公司倉；行倉
first in, first out (FIFO) 先進(jìn)先出
First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters 上市事宜諒解備忘錄補篇(附件一)
Fit and Proper Criteria, The(SFC) 《適當人選的準則》(證監會(huì ))
fixed-rate mortgage 定息按揭
floating rate certificate of deposit (FRCD) 浮息存款證
floating rate note (FRN) 浮息票據
floor trader 出市代表；出市員
flotation 掛牌買(mǎi)賣(mài)；上市
force majeure 不可抗力
forced buy-in 強制補購
forced liquidation 斬倉
foreign exchange exposure 外匯風(fēng)險
foreign share(Mainland China) 外資股(中國內地)
forex option 外匯期權
forex swap 外匯掉期
Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float 買(mǎi)賣(mài)因公眾持股量不足而停牌證券的申報表
forward entitlement 遠期權利
frame relay trading network 幀中繼交易網(wǎng)；訊框傳送交易網(wǎng)絡(luò )
free convertibility 自由兌換
free float 公眾持股量
Free Text Area(Teletext) 新聞欄(大利市機股份頁(yè))
fringe market 外圍市場(chǎng)
front running 行頭盤(pán)；扒頭交易
front-end load 首次認購費
front-month 即月
front-office system 辦公室前線(xiàn)系統
FTSE 富時(shí)指數有限公司 (原金融時(shí)報指數)
FTSE/Hang Seng Asian sector Indexes 恒生/富時(shí)亞洲分類(lèi)指數
FTSE/Hang Seng Asiatop Index 恒生/富時(shí)亞洲大企業(yè)指數
FTSE/Hang Seng Indexes 恒生/富時(shí)指數系列
FTSE/Xinhua China 25 Index 新華富時(shí)中國25指數
full disclosure 全面披露
fully diluted earnings per share 全面攤薄每股盈利
fully paid-up capital 繳足股本
fund accounting approach 資金會(huì )計法
fund balancing 資金平衡
fund flow 資金流向
fund manager 基金經(jīng)理
Fund Manager Code of Conduct(SFC) 《基金經(jīng)理操守準則》(證監會(huì ))
fund statement 資金表
fund unit holder 基金份額持有人*
fund utilisation 資金運用
Futures Compensation Fund 期貨賠償基金
Futures Compensation Fund Committee(SFC) 期貨賠償基金委員會(huì )(證監會(huì ))
GAAP = Generally Accepted Accounting Principles
GATT = General Agreement on Tariffs and Trade
GCP = General Clearing Participant
GDP = gross domestic product
GDR = global depository receipt
GEI = Growth Enterprise Index
GEM = Growth Enterprise Market
GNP = gross national product
GTC = good-till-cancelled order
GTD = good-till-date order
GTSM = GreTai Securities Market(Taiwan)
gateway(computer) 聯(lián)系設施；網(wǎng)間連接器(電腦)
gearing ratio 杠桿比率；資本負債比率
GEM Investor Guide 《創(chuàng )業(yè)板投資者指南》
GEM Listing Committee 創(chuàng )業(yè)板上市委員會(huì )
GEM Listing Rules (Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited) 《創(chuàng )業(yè)板上市規則》（《香港聯(lián)合交易所有限公司創(chuàng )業(yè)板證券上市規則》）
General Advisory and Support Working Team 一般諮詢(xún)及支援工作小組
General Agreement on Tariffs and Trade (GATT) 關(guān)稅及貿易總協(xié)定（關(guān)貿總協(xié)定）
General Clearing Participant (GCP) 全面結算參與者
general ledger 總賬
general mandate 一般性授權
general offer 全面收購建議
General Rules of CCASS 《中央結算系統一般規則》
Generally Accepted Accounting Principles (GAAP) 《公認會(huì )計原則》
gilt-edged securities 金邊證券
give-up(options) 過(guò)戶(hù)(期權)
global bond 環(huán)球債券
global depository receipt (GDR) 環(huán)球預托證券
Global Equity Market 環(huán)球股本證券市場(chǎng)
Globex 全球期貨交易系統
going concern(accounting) 持續經(jīng)營(yíng)(會(huì )計)
good for delivery 合格交付
good-for-day order 即日有效買(mǎi)賣(mài)盤(pán)
good-till-cancelled order (GTC) 取消前有效買(mǎi)賣(mài)盤(pán)；無(wú)時(shí)限盤(pán)
good-till-date order (GTD) 到期前有效買(mǎi)賣(mài)盤(pán)
goods-in-transit 付運中貨品
goodwill 商譽(yù)
governing law 管制法例
government bond 政府債券；國債*
grace period 寬限期
greenshoe(underwriting) 增售條款(包銷(xiāo))
GreTai Securities Market (GTSM)(Taiwan) 中華民國證券柜臺買(mǎi)賣(mài)中心(臺灣)
gross domestic product (GDP) 本地生產(chǎn)總值；國內生產(chǎn)總值
gross margining 總額按金計算
gross national product (GNP) 國民生產(chǎn)總值
Growth Enterprise Index (GEI) 創(chuàng )業(yè)板指數
Growth Enterprise Market (GEM) 創(chuàng )業(yè)板
Guarantee Fund 保證基金
Guarantee Scheme 擔保計劃
guarantee transaction 擔保交易
guaranteed unit trust 保本信托基金
guarantor 擔保人；保證人
Guidance Note 指引摘要
Guidance Note Continuous Professional Training 《持牌人進(jìn)行持續培訓的指引》
Guidance Note for Persons Advertising or Offering Collective Investment Scheme on the Internet (CIS Internet Guidance Note) 《適用于在互聯(lián)網(wǎng)上宣傳或銷(xiāo)售集體投資計劃的人士的指引》《集體投資計劃互聯(lián)網(wǎng)指引》
Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements(SFC) 《有關(guān)申報賣(mài)空活動(dòng)及備存證券借出紀錄規定的指引》(證監會(huì ))
Guidance Note on Competence 《持牌人勝任能力的指引》
Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants(SFC) 《關(guān)于律師及會(huì )計師提供附帶投資意見(jiàn)的指引》(證監會(huì ))
Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes(SFC) 《有關(guān)電子交易條例內適用于成交單據的規定的指引》(證監會(huì ))
Guidance Note on Position Limits and Large Open Position Reporting Requirements(SFC) 《持倉限額及大額未平倉合約的申報規定指引》(證監會(huì ))
Guide for Directors of Listed Companies 《上市公司董事指引》
Guide on disclosure of price-sensitive information 《股價(jià)敏感資料披露指引》
Guideline on Corporate Governance of Locally Incorporated Authorized Institutions(HKMA) 《本地注冊認可機構的企業(yè)管治指引》(金管局)
Guideline on Role of the Receiving Bank in New Share Issues(HKMA) 《收款銀行在新股發(fā)行中扮演的角色指引》(金管局)
Guidelines for Electronic Public Offerings(SFC) 《電子公開(kāi)發(fā)售指引》(證監會(huì ))
Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering(SFC) 《關(guān)于注冊人在首次公開(kāi)發(fā)售中利用互聯(lián)網(wǎng)收集證券認購申請的指引》(證監會(huì ))
Guidelines on Hedge Funds Reporting Requirements(SFC) 《對沖基金匯報規定指引》(證監會(huì ))
Guidelines on the Vetting and Regulation of Applications for Listing on the GEM in Hong Kong by Mainland Enterprises(Mainland China) 《境內企業(yè)申請到香港創(chuàng )業(yè)板上市審批與監管指引》(中國內地)
Guidelines on Waivers of Certain Licensing Fees(SFC) 《寬免繳付若干牌照費用的指引》(證監會(huì ))
HIBOR = Hong Kong Interbank Offered Rate
HKAOB = Hong Kong Association of Online Brokers, The
HKATS = Hong Kong Futures Automated Trading System
HKCC = HKFE Clearing Corporation Limited
HKEx = Hong Kong Exchanges and Clearing Limited
HKFE = Hong Kong Futures Exchange Limited
HKICPA = Hong Kong Institute of Certified Public Accountants
HKICS = Hong Kong Institute of Company Secretaries, The
HKIFA = Hong Kong Investment Funds Association
HKII = Hong Kong Institute of Investors
HKIMR = Hong Kong Institute for Monetary Research
HKMA = Hong Kong Monetary Authority
HKSCC = Hong Kong Securities Clearing Company Limited
HKSIR = Hong Kong Standards on Investment Circular Reporting Engagements
HS100 = Hang Seng 100
HSAI = Hang Seng Asia Index
HSCCI = Hang Seng China-Affiliated Corporations Index
HSCEI = Hang Seng China Enterprises Index
HSCI =Hang Seng Composite Index
HSHKCI = Hang Seng Hong Kong Composite Index
HSHKLI = Hang Seng HK LargeCap Index
HSHKMI = Hang Seng HK MidCap Index
HSHKSI = Hang Seng HK SmallCap Index
HSI = Hang Seng Index
HSITI = Hang Seng IT Index
HSITP = Hang Seng IT Portfolio Index
HSLRI = Hang Seng London Reference Index
HSMLCI = Hang Seng Mainland Composite Index
HSMLFI = Hang Seng Mainland Freefloat Index
haircut 折扣；減省
Handbook on Disciplinary Proceedings 《紀律處分程序手冊》
Hang Seng 100 (HS100) 恒生100
Hang Seng Asia Index (HSAI) 恒生亞洲指數
Hang Seng China-Affiliated CorporationsIndex (HSCCI) 恒生香港中資企業(yè)指數（中資企業(yè)指數）
Hang Seng China Enterprises Index (HSCEI) 恒生中國企業(yè)指數（恒生國企指數）
Hang Seng Composite Index (HSCI) 恒生綜合指數
Hang Seng Freefloat 50 恒生流通50
Hang Seng Freefloat Composite Index (HSFCI) 恒生流通綜合指數
Hang Seng Freefloat HK 25 恒生流通香港25
Hang Seng Freefloat Mainland 25 恒生流通中國內地25
Hang Seng HK Freefloat Index (HSHKFI) 恒生香港流通指數
Hang Seng HK LargeCap Index (HSHKLI) 恒生香港大型股指數
Hang Seng HK MidCap Index (HSHKMI) 恒生香港中型股指數
Hang Seng HK SmallCap Index (HSHKSI) 恒生香港小型股指數
Hang Seng Hong Kong Composite Index(HSHKCI) 恒生香港綜合指數
Hang Seng Index (HSI) 恒生指數
Hang Seng Index Futures 恒指期貨
Hang Seng Index Options 恒指期權
Hang Seng IT Index (HSITI) 恒生資訊科技指數
Hang Seng IT Portfolio Index (HSITP) 恒生資訊科技組合指數
Hang Seng London Reference Index (HSLRI) 恒生倫敦參考指數
Hang Seng Mainland Composite Index(HSMLCI) 恒生中國內地綜合指數
Hang Seng Mainland Freefloat Index(HSMLFI) 恒生中國內地流通指數
hard currency 硬貨幣；價(jià)值穩定的貨幣
hawking of securities 兜售證券
heavy trading 交投暢旺
hedge fund 對沖基金
hedging 對沖
hedging ratio 對沖比率
Heritage Foundation, The(US) 傳統基金會(huì )(美國)
HIBOR Futures Market Update 《港元利率期貨市場(chǎng)通訊》
HIBOR Futures Strip 港元利率期貨迭期
hidden-size order 隱藏交易額買(mǎi)賣(mài)盤(pán)
high leveraged investment 高杠桿效應的投資
historical cost 歷史成本
historical volatility 歷史波幅
HKEx (China) Limited 香港交易所(中國)有限公司
HKEx Information Services Limited 香港交易所資訊服務(wù)有限公司
HKEx Share Information Board 香港交易所股份資訊板
HKFE Clearing Corporation Limited (HKCC) 香港期貨結算有限公司
HKSCC Nominees Limited 香港中央結算（代理人）有限公司
hold matched SI 暫緩執行配對交收指示
Holder of Stock Exchange Trading Right 聯(lián)交所交易權持有人
holding company 控股公司；母公司
hong 行
Hong Kong Association of Banks 香港銀行公會(huì )
Hong Kong Association of Financial Advisors 香港財務(wù)顧問(wèn)學(xué)會(huì )
Hong Kong Association of Online Brokers,The (HKAOB) 香港網(wǎng)上經(jīng)紀協(xié)會(huì )
Hong Kong Capital Markets Association 香港資本市場(chǎng)公會(huì )
Hong Kong Chinese Enterprises Association 香港中國企業(yè)協(xié)會(huì )
Hong Kong Codes on Takeovers and Mergers and Share Repurchases(publication) 《香港公司收購、合并及股份購回守則》(刊物)
Hong Kong Exchanges and Clearing Limited (HKEx) 香港交易及結算所有限公司（香港交易所）
Hong Kong Exchanges and Clearing Limited Beijing Representative Office 香港交易及結算所有限公司北京代表處
Hong Kong Financial Markets Association 香港財資市場(chǎng)公會(huì )
Hong Kong Financial Markets Development Limited 香港金融市場(chǎng)發(fā)展有限公司
Hong Kong Futures Automated Trading System (HKATS) HKATS電子交易系統
Hong Kong Futures Exchange Limited (HKFE) 香港期貨交易所有限公司（期交所）
Hong Kong General Chamber of Commerce, The 香港總商會(huì )
Hong Kong Institute for Monetary Research (HKIMR) 香港金融研究中心
Hong Kong Institute of Certified Public Accountants (HKICPA) 香港會(huì )計師公會(huì )
Hong Kong Institute of Company Secretaries, The (HKICS) 香港公司秘書(shū)公會(huì )
Hong Kong Institute of Directors, The 香港董事學(xué)會(huì )
Hong Kong Institute of Financial Analysts and Professional Commentators, The 香港專(zhuān)業(yè)財經(jīng)分析及評論家協(xié)會(huì )
Hong Kong Institute of Investment Analysts 香港投資分析員公會(huì )
Hong Kong Institute of Investors (HKII) 香港投資者學(xué)會(huì )
Hong Kong Interbank Clearing Limited 香港銀行同業(yè)結算有限公司
Hong Kong Interbank Offered Rate (HIBOR) 香港銀行同業(yè)拆息；港元同業(yè)拆息
Hong Kong International Arbitration Centre 香港國際仲裁中心
Hong Kong Investment Funds Association (HKIFA) 香港投資基金公會(huì )
Hong Kong Management Association 香港管理專(zhuān)業(yè)協(xié)會(huì )
Hong Kong Monetary Authority (HKMA) 香港金融管理局（金管局）
Hong Kong Mortgage Corporation Limited, The 香港按揭證券有限公司
Hong Kong Securities Clearing Company Limited (HKSCC) 香港中央結算有限公司（香港結算）
Hong Kong Securities Industry, The(publication) 《香港證券業(yè)參考手冊》(刊物)
Hong Kong Securities Institute 香港證券專(zhuān)業(yè)學(xué)會(huì )
Hong Kong Securities Market Archives and Artifacts Collection Campaign 香港證券市場(chǎng)文獻及文物征集計劃
Hong Kong Securities Professionals Alumni Association 香港證券業(yè)同學(xué)會(huì )
Hong Kong Securities Professionals Association 香港證券學(xué)會(huì )
Hong Kong Securities Training Sponsorship Foundation 香港證券培訓贊助基金
Hong Kong Society of Financial Analysts 香港財經(jīng)分析師學(xué)會(huì )
Hong Kong Standards on Investment Circular Reporting Engagements (HKSIR) 香港投資通函呈報準則
Hong Kong Stock Exchange, The 香港經(jīng)紀商會(huì )（1914年）；
香港證券交易所（1947年）
Hong Kong Stockbrokers Association 香港證券經(jīng)紀業(yè)協(xié)會(huì )
Hong Kong Stockbrokers' Association (1921) 香港股份商會(huì )（1921年）
Hong Kong Venture Capital Association 香港創(chuàng )業(yè)投資協(xié)會(huì )
horizontal spread 跨期買(mǎi)賣(mài)
house account 公司戶(hù)口
house position 公司倉
How to Create Clear Announcements(publication)(SFC) 《如何撰寫(xiě)清楚易明的公布》(刊物)(證監會(huì ))
H-shares Index Futures H股指數期貨
H-shares Index Options H股指數期權
HSI International Limited 恒指國際有限公司
HSI Services Limited 恒指服務(wù)有限公司
hyperlink 超連結
IAS International Accounting Standards
IASC International Accounting Standards Committee
ICA England & Wales =Institute of Chartered Accountants in England and Wales
ICPA Institute of Certified Public Accountants(US)
IEP Indicative Equilibrium Price
IEV Indicative Equilibrium Volume
IFC International Finance Corporation
iIPO Internet Initial Public Offering service
IMF s International Monetary Fund
IMRO Investment Management Regulatory Organisation
IOC Immediate-or-Cancel
IoD Institute of Directors(UK)
IOMA International Options Markets Association
IOSCO International Organisation of Securities Commissions
IP Investor Participant
IPMA International Primary Markets Association
IPO initial public offering
ISD Investment Services Directive(European Union)
ISDA International Swaps and Derivatives Association
ISFO International Stock Futures and Options
ISIN International Securities Identification Numbers
ISMA International Securities Markets Association
ISO International Organisation for Standardisation
ISSA International Securities Services Association
IVRS Interactive Voice Response System
Ian Hay Davison Report (ie Report of the Securities Review Committee) 戴維森報告書(shū)（即 證券業(yè)檢討委員會(huì )報告書(shū)）
illiquidity 流通性不足；流動(dòng)性不足
Immediate-or-Cancel (IOC) 即時(shí)或取消
immobilisation of share certificate 股票非流動(dòng)化
implied volatility 引伸波幅
inactive order 不動(dòng)盤(pán)
income approach 收益法
indebtedness 債務(wù)
indebtedness date 負債日
indebtedness statement 債務(wù)報表
independent adviser 獨立顧問(wèn)
independent financial adviser 獨立財務(wù)顧問(wèn)
Independent Investigation Board 獨立調查局
independent non-executive director 獨立非執行董事
index arbitrage 指數套戥
index basket order 一籃子指數買(mǎi)賣(mài)盤(pán)
index bond 指數債券
index call warrant 指數認購權證
index depository receipt / index share 指數預托證券
index futures 指數期貨
Index of Economic Freedom 經(jīng)濟自由指數
index participation unit 指數參與單位
index swap 指數掉期
index warrant 指數權證
index-linked product 與指數掛鉤的金融產(chǎn)品
indicated issue price 參考發(fā)行價(jià)
Indicative Equilibrium Price (IEP) 參考平衡價(jià)格
Indicative Equilibrium Volume (IEV) 參考平衡成交量
indicative price 指示價(jià)格
indicative terms sheet(warrants) 發(fā)行資料摘要(權證)
individual client 個(gè)人客戶(hù)
Individual Exchange Participant 個(gè)人交易所參與者
Individual Investor Account 個(gè)人投資者戶(hù)口
individual rating(banking) 自主評級(銀行)
Individual Substantial Shareholders Notification 個(gè)人大股東具報書(shū)
industry scheme 行業(yè)基金
inflation indexed monetary policy 通脹指標貨幣政策
information dissemination 資訊發(fā)放；資訊發(fā)布
information memorandum 資料備忘錄
information service 資訊服務(wù)
information vendor 資訊供應商
infrastructure project 基建工程；基建項目
initial listing fee 首次上市費
initial margin(futures) 基本按金(期貨)
initial public offering (IPO) 首次公開(kāi)招股；初次公開(kāi)招股
Initial Public Offerings Progress Report 首次公開(kāi)招股之進(jìn)度報告
initial subscription price 初步認購價(jià)
Inland Revenue Ordinance 《稅務(wù)條例》
inner reserve 內部?jì)?/P>
Innovation and Technology Fund 創(chuàng )新及科技基金
input VAT 進(jìn)項增值稅
insider dealer 內幕交易者
insider dealing 內幕交易
Insider Dealing Tribunal 內幕交易審裁處
insolvency 無(wú)力償債；無(wú)償債能力；資不抵債
insolvency risk 償債能力風(fēng)險
inspection visit 查訪(fǎng)
Institute of Certified Public Accountants (ICPA)(US) 執業(yè)會(huì )計師公會(huì )(美國)
Institute of Chartered Accountants in England and Wales (ICA England & Wales) 英格蘭及威爾斯特許會(huì )計師公會(huì )
Institute of Chartered Financial Analysts 特許財務(wù)分析員公會(huì )
Institute of Directors (IoD)(UK) 公司董事學(xué)會(huì )(英國)
Institute of Financial Planners of Hong Kong, The 香港財務(wù)策劃師學(xué)會(huì )
Institute of Securities Dealers 證券商協(xié)會(huì )
institutional advancement 結構改進(jìn)
institutional client 機構客戶(hù)
institutional investor 機構投資者
institutional risk 機構風(fēng)險
instrument of transfer 過(guò)戶(hù)文件
intangible asset 無(wú)形資產(chǎn)
integrated trading and clearing system 交易及結算綜合系統
Interactive Voice Response System (IVRS) 互動(dòng)語(yǔ)音電話(huà)系統
interbank market 銀行同業(yè)拆借市場(chǎng)
interest collar; interest rate collar 利率銜接
interest cover; interest coverage 盈利對利息倍數
interest-rate ceiling 利率上限
interest-rate futures 利率期貨
interest rate subsidy(Mainland China) 利息補貼(中國內地)
interest-rate swap 利率掉期；利率調期*
Interest Rate Swap Futures 利率掉期期貨
interfacing 界面聯(lián)系
interim report 中期報告
Inter-Market Coordination Committee 跨市場(chǎng)協(xié)調委員會(huì )
intermediary 中介機構；中介團體
intermediate holding company 中介控股公司
intermediation 中介現象
internal audit 內部稽核
internal auditor 內部核數師
internal censure 內部譴責
internal control 內部監控
Internal Control Regulations 《內部監控規例》
International Accounting Standards (IAS) 國際會(huì )計準則
International Accounting Standards Committee (IASC) 國際會(huì )計準則委員會(huì )
International Committee on the Listing of New Enterprises 新企業(yè)上市國際委員會(huì )
International Finance Corporation (IFC) 國際金融公司
International Financial Action Task Force 國際金融行動(dòng)專(zhuān)責小組
International Monetary Fund (IMF) 國際貨幣基金
International Options Markets Association (IOMA) 國際期權市場(chǎng)協(xié)會(huì )
International Organisation for Standardisation (ISO) 國際標準化組織
International Organisation of Securities Commissions (IOSCO) 國際證券事務(wù)監察委員會(huì )組織（國際證監會(huì )組織）
International Primary Markets Association (IPMA) 國際集資市場(chǎng)協(xié)會(huì )
International Securities Identification Numbers (ISIN) 國際證券號碼
International Securities Markets Association (ISMA) 國際證券市場(chǎng)協(xié)會(huì )
International Securities Numbering System 國際證券號碼編制系統
International Securities Services Association (ISSA) 國際證券服務(wù)業(yè)聯(lián)會(huì )
International Stock Futures and Options(ISFO) 國際股票期貨及期權
International Swaps and Derivatives Association (ISDA) 國際掉期業(yè)務(wù)及衍生投資工具協(xié)會(huì )
Internet 互聯(lián)網(wǎng)
Internet Initial Public Offering (iIPO) service 網(wǎng)上認購新股服務(wù)
internet order connection 開(kāi)放式網(wǎng)間聯(lián)系買(mǎi)賣(mài)
interpretive guidelines 說(shuō)明指引
in-the-money option 價(jià)內期權
intraday liquidity 即日流動(dòng)資金
intra-day margin 即日額外按金
intra-day margin call 即日追補按金
intra-day marks collection mechanism 收取即日差額繳款機制
Intra-day Marks Collection Report(clearing) 即日差額繳款報告(結算)
intra-day marks payment obligations 應付即日差額繳款
intra-day money market 單日貨幣市場(chǎng)；即日拆借市場(chǎng)
intraday quotation 即日報價(jià)
intraday repurchase agreement(banking) 即日回購協(xié)議(銀行)
intra-group transactions 集團內部交易
intranet 內聯(lián)網(wǎng)
intrinsic value 內在值
introducing agent 介紹代理人
introduction(listing method) 介紹形式上市
inventory 存貨；盤(pán)存
investee 投資對象
investment adviser 投資顧問(wèn)
Investment Advisory Committee 投資顧問(wèn)委員會(huì )
investment analyst 投資分析員
investment grade 投資級別
Investment Management Regulatory Organisation (IMRO) 英國投資管理監管組織
investment philosophy 投資理念
Investment Services Directive (ISD)(European Union) 投資服務(wù)指令(歐洲聯(lián)盟)
Investment-linked Assurance & Pooled Retirement Funds Committee(SFC) 與投資有關(guān)的人壽保險及集資退休金計劃委員會(huì )(證監會(huì ))
Investor Account Service 投資者戶(hù)口服務(wù)
Investor and the Stock Market(publication) 《投資者與證券市場(chǎng)》(刊物)
Investor Compensation Company Limited 投資者賠償有限公司
Investor Participant (IP) 投資者戶(hù)口持有人
isolated trades system(CCASS) 「已劃分的買(mǎi)賣(mài)」制度(中央結算系統)
issue price 招股價(jià)；發(fā)行價(jià)
issuer 發(fā)行人；發(fā)行機構
issuer electronic filing system 發(fā)行人電子存檔系統
Issuer Register 發(fā)行人登記冊
Issuers and Professional Advisers Survey 《發(fā)行人及專(zhuān)業(yè)顧問(wèn)意見(jiàn)調查》
issuer's cash option 發(fā)行人可選擇支付現金；發(fā)行人現金選擇權JBRI see Japan Bond Research Institute
Japan Bond Research Institute (JBRI) 日本公社債研究所
jobber 證券經(jīng)銷(xiāo)經(jīng)紀；證券批銷(xiāo)經(jīng)紀
jobber stamp duty 證券經(jīng)銷(xiāo)經(jīng)紀印花稅
jobbing transaction 莊家之經(jīng)銷(xiāo)交易
Joint Individual Investor Account 聯(lián)名個(gè)人投資者戶(hù)口
joint stock company 股份有限公司
joint venture 合營(yíng)企業(yè)；合資企業(yè)
joint venture contract 合資合同
jumbo certificate(CCASS) 大額股票(中央結算系統)
jumbomize 將股票化零為整
junk bond 垃圾債券
Kam Ngan Stock Exchange, The 金銀證券交易所
kiting 做價(jià)
Know More About Your Investment(publication) 《投資者應知多點(diǎn)》(刊物)
Kowloon Stock Exchange, The 九龍證券交易所
LAF Liquidity Adjustment Facility(HKMA)
LAN Local Area Network
LAW Liquidity Adjustment Window
LBO leveraged buy-out
LIFFE London International Financial Futures and Options Exchange
LIFO last in, first out
LOBO Long Only Brokers for Options
LOF s listed open-end fund
LSE London Stock Exchange
LTOM London Traded Options Market
large cap stock 大型股
Large Exposure Report Agreement 大額持倉匯報協(xié)議
large open position 大額未平倉合約
last accounting date 最后結算日期
last exercise day 最后行使日
last in, first out (LIFO) 后進(jìn)先出
last recorded price; last traded price 最后成交價(jià)
late reported sales 遲報交易
late trading 逾時(shí)交易
Law Society of Hong Kong, The 香港律師會(huì )
lead manager 主要經(jīng)辦人
lead underwriter 牽頭包銷(xiāo)商；主承銷(xiāo)商*
leading economic indicator 主要經(jīng)濟指標
legal entity 法律實(shí)體
legal person share(Mainland China) 法人股(中國內地)
legal risk 法律風(fēng)險
lender of last resort 最后貸款人；緊急貸款者
lending fee 貸出費
"let the buyer beware" principle 「買(mǎi)者自負」原則
Letter of Exchanges regarding regulatory co-operation for mainland companies to be listed on GEM 有關(guān)創(chuàng )業(yè)板內地發(fā)行人監管合作事宜之換文
level playing field(cf uneven playing field) 公平競爭
leverage 杠桿效應,
leveraged buy-out (LBO) 杠桿收購
leveraged foreign exchange introducing agent 杠桿式外匯買(mǎi)賣(mài)介紹代理人
leveraged foreign exchange trader 杠桿式外匯買(mǎi)賣(mài)商
leveraged foreign exchange trading 杠桿式外匯交易；杠桿式外匯買(mǎi)賣(mài)
Leveraged Foreign Exchange Trading(Calls) Rules 《杠桿式外匯買(mǎi)賣(mài)（造訪(fǎng)）規則》
Leveraged Foreign Exchange Trading (Financial Resources) Rules 《杠桿式外匯買(mǎi)賣(mài)（財政資源）規則》
Leveraged Foreign Exchange Trading Ordinance 《杠桿式外匯買(mǎi)賣(mài)條例》
leveraged market 杠桿市場(chǎng)
liabilities 負債；債務(wù)
licence 特許；牌照
licensed bank 持牌銀行
licensing information booklet 發(fā)牌資料冊
Lifeboat Loan 救市貸款
"Lifeboat" levy 救市特別交易征費
light trading 交投疏落
limit order 限價(jià)盤(pán)
limited liability company 有限責任公司
liquid asset 速動(dòng)資產(chǎn)；流動(dòng)資產(chǎn)
liquid capital 速動(dòng)資金；流動(dòng)資金
liquidation 清盤(pán)
liquidation(ie forced sale of securities to meet a margin call) 斬倉
liquidity 流通性
Liquidity Adjustment Facility (LAF)(HKMA) 流動(dòng)資金調節機制(金管局)
Liquidity Adjustment Window (LAW) 流動(dòng)資金調節窗
liquidity margin 流動(dòng)資金比率/幅度
liquidity provider 流通量提供者
liquidity ratio 流動(dòng)資金比率
liquidity risk 流通風(fēng)險
List of Exchange Participants & Holders of Stock Exchange Trading Rights 《交易所參與者及聯(lián)交所交易權持有人名錄》
List of Stock Codes 《證券代號名錄》
Listed corporation 上市法團
listed issuer 上市發(fā)行人
listed open-end fund (LOF) 上市開(kāi)放式基金
listed securities 上市證券
Listing Agreement 上市協(xié)議
Listing Chinese Companies in Hong Kong(publication) 《中國公司在香港上市指南》(刊物)
Listing Committee 上市委員會(huì )
listing rules 上市規則
loan capital 借貸資本
loan facility 貸款融通
loan stock 債務(wù)證券；債券；債權股額；貸款債券；
貸款股
loan syndicate 貸款銀團
Local Area Network (LAN) 區域網(wǎng)絡(luò )；部份區域網(wǎng)絡(luò )
locked position 鎖倉
locked up 凍結
London International Financial Futures and Options Exchange (LIFFE) 倫敦國際金融期貨及期權交易所
London Stock Exchange (LSE) 倫敦證券交易所
London Traded Options Market (LTOM) 倫敦期權市場(chǎng)
Long Only Brokers for Options (LOBO) 「只限長(cháng)倉」期權經(jīng)紀
long options contract 期權長(cháng)倉合約
long position 長(cháng)倉；多頭*
MACD see Moving Average Convergence-Divergence
Mass ATI see Mass Account Transfer Instruction
MBO see management buy-out
MESDAQ see Malaysian Exchange of Securities Dealing and Automated Quotation Bhd
MORC see Memorandum of Regulatory Cooperation
MOU see memorandum of understanding
MPF see Mandatory Provident Fund
MSCI Hong Kong Index see Morgan Stanley Capital International Hong Kong Index
MWS see Multi-workstation System
M1 狹義貨幣供應量
M2 廣義貨幣供應量
Maastricht Treaty 馬城條約
main board 主板；第一板
Mainland/Hong Kong Closer Economic Partnership Arrangement 《內地與香港關(guān)于建立更緊密經(jīng)貿關(guān)系的安排》
Mainland/Hong Kong Closer Economic Partnership Arrangement - Arrangements relating to Qualifications of Securities and Futures Industry Practitioners 《內地與香港關(guān)于建立更緊密經(jīng)貿關(guān)系的安排 - 與證券及期貨人員資格有關(guān)的安排》
maintenance margin(futures) 維持按金；補倉按金(期貨)
major shareholder 主要股東；大股東
major transaction 主要交易；重大交易
maker-checker facility(CCASS) 「輸入與核對分工」功能(中央結算系統)
Malaysian Exchange of Securities Dealing and Automated Quotation Bhd (MESDAQ) 馬來(lái)西亞證券交易所交易及自動(dòng)報價(jià)系統
management buy-out (MBO) 管理層收購；自發(fā)性收購
management fee 管理費用
management shareholder 管理層股東
Management, Supervision and Internal Control Guideline(SFC) 《管理、監督及內部監控指引》(證監會(huì ))
manager 經(jīng)辦人
mandatory bid; mandatory offer 強制性收購建議
Mandatory Provident Fund (MPF) 強制性公積金
Mandatory Provident Fund Schemes Authority (MPFA) 強制性公積金計劃管理局
margin 按金；保證金；「孖展」
margin call 追補按金；補倉通知
margin client 孖展客戶(hù)；保證金客戶(hù)
margin coverage ratio 孖展覆蓋率；保證金保險范圍比率
margin cut 斬倉
margin financing 保證金融資；孖展融資；保證金借貸活動(dòng)
margin interval 按金間距
margin offset 按金對銷(xiāo)
margin parameter 按金參數
margin pooling 證券匯集轉按
margin ratio 按金比例
margin relief 按金減免
Margin Securities Trading Account 保證金證券交易戶(hù)口
margin trading 按金交易；孖展買(mǎi)賣(mài)
margin value 保證金價(jià)值
margin-after-exercise 行使后按金
margined premium 以按金形式繳付的期權金
margining process 計算按金程序
mark to market / mark-to-market 按市價(jià)計值
mark-to-market margin 市價(jià)計值按金
market capitalisation 市場(chǎng)總值；市價(jià)總值
Market Datafeed 市場(chǎng)數據傳送專(zhuān)線(xiàn)
market depth 市場(chǎng)深度
market maker 莊家
Market Maker List 莊家名錄
market making 莊家活動(dòng)；作價(jià)買(mǎi)賣(mài)
market manipulation 市場(chǎng)操縱；市場(chǎng)操縱行為；造市
Market Misconduct Tribunal 市場(chǎng)失當行為審裁處
market order 市價(jià)盤(pán)
market participant 市場(chǎng)參與者
market practitioner 市場(chǎng)從業(yè)員
market rental 市值租金
market risk 市場(chǎng)風(fēng)險
market sentiment 市場(chǎng)氣氛
market share 市場(chǎng)占有率
market timing 選時(shí)交易
market volatility 市場(chǎng)波幅
market-sensitive information 市場(chǎng)敏感資料；影響市場(chǎng)資料
marks / marks payment 差額繳款
Mass Account Transfer Instruction
(Mass ATI) 大量戶(hù)口轉移指示
mass quote 大量開(kāi)盤(pán)
master trust scheme 集成信托計劃
maturity 到期；到期日
maximum spread 最大差價(jià)限額
Memorandum and Articles of Association 《組織大綱及章程》
memorandum of association 組織大綱
Memorandum of Regulatory Cooperation (MORC) 《監管合作備忘錄》
memorandum of understanding (MOU) 諒解備忘錄
merchant bank 商人銀行
merger 合并
mergers and acquisitions 合并與收購；并購活動(dòng)*
merit-based 以監管機構評審為本
mid-cap stock 中型股
Mid-day Data File Transfer Service 中午資料傳送服務(wù)
middle exercise price 中間行使價(jià)
middle-priced option 中位價(jià)期權
Mini-HSI Futures 小型恒生指數期貨合約
Mini-HSI Options 小型恒生指數期權合約
minimum contribution 最低供款額
minimum price fluctuation 最低上落價(jià)位；最低價(jià)格變動(dòng)
minimum quote quantity 最少開(kāi)價(jià)數量
minimum response time 最短回復開(kāi)價(jià)時(shí)間
minimum transaction size 最低交易數額
Ministry of Finance(Mainland China) 財政部(中國內地)
Ministry of Foreign Trade and Economic Cooperation(Mainland China) 對外經(jīng)濟貿易合作部（外經(jīng)貿部）(中國內地)
minority controller 次要控制人
minority interest 少數股東權益
minority shareholder 少數股東
minus tick 低于前成交價(jià)
misconduct 不當行為；失職行為；瀆職行為
misrepresentation 失實(shí)陳述；虛報
Misrepresentation Ordinance 《失實(shí)陳述條例》
misstatement 虛假聲明；錯誤陳述
mistraded contract 錯誤交易合約
mock trading 模擬交易
Model Authorisation Letter 標準授權書(shū)
Model Code for Securities Transactions by Directors of Listed Issuers 《上市公司董事進(jìn)行證券交易的標準守則》
Model Code for Sponsors 《保薦人標準守則》
monetary assets 貨幣資產(chǎn)
monetary base 貨幣基礎
Monetary Policy Committee(PBOC) 貨幣政策委員會(huì )(中國人民銀行)
money broker 貨幣經(jīng)紀
money laundering 洗黑錢(qián)
money market 貨幣市場(chǎng)；短期資金借貸市場(chǎng)
money settlement fee 款項交收費
money supply 貨幣供應
money transfer system 款項過(guò)戶(hù)系統
Money World Asia Hong Kong 香港貨幣及投資匯展
Money World Asia Pte Limited 亞洲貨幣世界（新加坡）有限公司
moneyness 價(jià)值狀況
monies advanced 墊款
Monthly Balance Statement(CCASS) 戶(hù)口結余月結單(中央結算系統)
Monthly Market Statistics 《市場(chǎng)統計月報》
Monthly Return on Movement of Listed Securities 上市證券變動(dòng)之月報
Moody's Investment Grade 穆迪投資評級
moratorium 股份禁售期
morning session 早市
mortgage loan originator 按揭貸款發(fā)放者
mortgage-backed securities 按揭證券
Moving Average Convergence-Divergence (MACD) 移動(dòng)平均值背馳指標
multi-currency trading 多種貨幣買(mǎi)賣(mài)
multi-jurisdictional equity offering 跨司法區招股活動(dòng)
Multi-workstation System (MWS) 多工作站系統
multiple application 重復認購
multiple-workstations 多工作站；一線(xiàn)多機
mutual cross-listing 跨國多重上市
mutual fund 互惠基金
NASDAQ see National Association of Securities Dealers Automated Quotations(US)
NCP see Non-Clearing Participant or Non-Clearing Options Trading Participant
(options trading)
NETS see National Electronic Trading System (Mainland China)
New HSMCI see New Hang Seng MidCap 50 Index
naked option writing 沽出未抵押期權
naked short selling 沒(méi)有預先借貨的賣(mài)空活動(dòng)
National Association of Securities Dealers Automated Quotations (NASDAQ)(US) 美國全國證券交易商協(xié)會(huì )自動(dòng)報價(jià)系統；
美國納斯達克證券市場(chǎng)
National Bureau of Economic Research(US) 美國國家經(jīng)濟研究局
National Construction Treasury(Mainland China) 國家建設債券(中國內地)
National Electronic Trading System (NETS)(Mainland China) 全國電子交易系統(中國內地)
National Social Security Fund 全國社會(huì )保障基金
National Science and Technology Venture Capital Development Center 國家科技風(fēng)險開(kāi)發(fā)事業(yè)中心
negative statement 否定聲明
negotiable instrument 可轉讓票據
negotiated commission 商議傭金
negotiated transaction 議價(jià)交易
net admissible assets 認可資產(chǎn)凈值
net asset value 資產(chǎn)凈值
net asset value per share 每股資產(chǎn)凈值
net book value 賬面凈值
net margining 凈額按金計算
net open options contract; net options position 期權合約凈持倉
net position 持倉凈額
net present value 現金收益凈值
net proceeds 集資凈額
net tangible assets 有形資產(chǎn)凈值
net tangible assets per share 每股有形資產(chǎn)凈值
net underwriting commitment 包銷(xiāo)承擔凈值
net worth ratio 凈值比率
netting 單價(jià)配對(期權)；凈額結算；對銷(xiāo)
netting by novation(clearing) 以責務(wù)變更的方式進(jìn)行凈額結算
networking 聯(lián)網(wǎng)
New Hang Seng MidCap 50 Index
(New HSMCI) 新恒生50中型股指數
new issue 發(fā)行新股；新股發(fā)行
New Regulatory Framework, The(SFC) 《新監管制度》(證監會(huì ))
news dissemination 資訊發(fā)布
news file 資訊檔案
next day net settlement system 翌日凈額結算系統
Next Settlement Day Due / Overdue Position Report(CCASS) 下一交收日到期/逾期數額報告(中央結算系統)
Nikkei Stock Average 日經(jīng)平均指數
nil-paid rights 未繳股款股權；未繳款供股權
no-forcing order 全權委托盤(pán)
No-Over-Loss Rules 「無(wú)超額虧蝕」規則
nominal exchange rate 名義匯率
nominal price 按盤(pán)價(jià)；現價(jià)
nominal value 面值
nominee account 代理人戶(hù)口
Non-Clearing Participant; Non-Clearing Options Trading Participant (NCP)(options trading) 非結算參與者；非結算的期權買(mǎi)賣(mài)參與者(期權買(mǎi)賣(mài))
non-collateralised warrant 無(wú)抵押權證
non-dividend paying European call option 不派息歐式認購期權
non-dividend paying European put option 不派息歐式認沽期權
non-executive director 非執行董事
non-market-making transaction 非市場(chǎng)莊家的交易
non-ranking liabilities 非認可負債
non-registered holder 非登記持有人
non-spot month Hang Seng Index futures contract 非現貨月恒生指數期貨合約
normal order imbalance 正常買(mǎi)賣(mài)盤(pán)差額
normative statement 規范聲明
Notice on Regulation of Share Issues and Listing in Overseas Markets(State Council) 境外發(fā)行股票和上市管理通知(國務(wù)院)
notifiable transaction 須予公布的交易
novated contract 責務(wù)變更合約
novation 責務(wù)變更；約務(wù)更替
ORS see Order Routing System
Oaths and Declarations Ordinance 《宣誓及聲明條例》
Occupational Retirement Schemes Ordinance 《職業(yè)退休計劃條例》
odd lot 碎股；零股*
off-balance sheet exposure 資產(chǎn)負債表以外之承擔/項目
off-balance sheet (financial) instrument 資產(chǎn)負債表外金融工具
off-board trading 場(chǎng)外交易；離場(chǎng)交易
off-floor order 離場(chǎng)買(mǎi)賣(mài)盤(pán)
off-floor trading 場(chǎng)外交易；離場(chǎng)交易
off-market rules 場(chǎng)外規則
off-market share repurchase 場(chǎng)外購回股份
offer 收購建議；要約
offer by tender 招標發(fā)售
offer for sale 公開(kāi)發(fā)售；提呈發(fā)售
offer for subscription 公開(kāi)認購
offer price 賣(mài)價(jià)；發(fā)盤(pán)價(jià)
offer to the public 公開(kāi)招股
offering mechanism 招股機制
Office of the Commissioner of Insurance 保險業(yè)監理處
offsetting position 相抵持倉
offshore financial centre 離岸金融中心
offshore fund 離岸基金
offshore profit regrouping 離岸盈利重組
offshore swap 離岸調期
omnibus account 綜合戶(hù)口
omnibus client account 綜合戶(hù)口
on-floor order 場(chǎng)內買(mǎi)賣(mài)盤(pán)
on-going obligation 持續責任
on-line interface 聯(lián)機界面聯(lián)系
on-line investment service 聯(lián)線(xiàn)投資服務(wù)
On-line Trading Working Group (SFC) 網(wǎng)上交易工作小組(證監會(huì ))
on-market rules 場(chǎng)內規則
online trading 網(wǎng)上交易；線(xiàn)上交易
online transfer 即時(shí)轉送
open allocation session (HKATS) 開(kāi)市分配時(shí)段(HKATS)
open contract 未平倉合約
open gateway 開(kāi)放式網(wǎng)間連接器
open interest 未平倉合約
open market operations 公開(kāi)市場(chǎng)活動(dòng)
open offer 公開(kāi)售股；公開(kāi)發(fā)售
open order 開(kāi)市盤(pán)
open outcry(= auction) 公開(kāi)喊價(jià)；公開(kāi)叫價(jià)；口頭唱價(jià)*
(= 口頭競價(jià))
open outcry trading 公開(kāi)叫價(jià)交易
open position 未平倉合約
open short position 賣(mài)空空倉
open-end fund 開(kāi)放式基金
opening contract 開(kāi)倉合約
opening price 開(kāi)市價(jià)；開(kāi)盤(pán)價(jià)
opening quotations rules 開(kāi)市報價(jià)規則
opening stock 期初存貨
opening transaction 開(kāi)倉交易
operating lease 營(yíng)運/經(jīng)營(yíng)/營(yíng)業(yè)租賃
Operation Procedures for Stamp Duty Collection 征收印花稅運作程序
Operational Clearing Procedures for Options Trading Exchange Participants 《結算運作程序 ─ 期權買(mǎi)賣(mài)交易所參與者專(zhuān)用》
operational risk 運作風(fēng)險；營(yíng)運風(fēng)險
Operational Trading Procedures for Options Trading Exchange Participants 《交易運作程序 ─ 期權買(mǎi)賣(mài)交易所參與者專(zhuān)用》
option 期權
option buyer 期權買(mǎi)方
option class 期權類(lèi)別
option contract 期權合約
option holder 期權持有人
option position 期權持倉
option pricing model 期權定價(jià)模式
option seller 期權賣(mài)方
option series 期權系列
option valuation 期權定價(jià)
option writer 期權賣(mài)方
optional registration service 另選登記服務(wù)
Options Broker Exchange Participant 期權經(jīng)紀交易所參與者
Options Clearing Officer 期權結算主任
Options Clearing Officer Examination 期權結算主任考試
Options Clearing Rules 《期權結算規則》
Options Client's Agreement 期權客戶(hù)協(xié)議書(shū)
options delivery instruction 期權交付指令
options digital datafeed 期權數碼資料傳送專(zhuān)線(xiàn)
Options Exchange Participant 期權交易所參與者
Options Information Service 期權資訊服務(wù)
options tariff 期權費用
options trade confirmation 期權交易確認書(shū)
Options Trading Exchange Participant 期權買(mǎi)賣(mài)交易所參與者
Options Trading Officer 期權交易主任
Options Trading Officer and Representative Examinations 期權交易主任及代表考試
Options Trading Representative 期權交易代表
Options Trading Rules 《期權交易規則》
order 買(mǎi)賣(mài)盤(pán)；買(mǎi)賣(mài)指示
order at discretion 全權委托盤(pán)
order book 買(mǎi)賣(mài)盤(pán)紀錄；掛盤(pán)冊
order-driven 以買(mǎi)賣(mài)盤(pán)帶動(dòng)
order entry 買(mǎi)賣(mài)盤(pán)輸入
order form 盤(pán)紙
order input period 輸入買(mǎi)賣(mài)盤(pán)時(shí)段
order instruction 入市指令
order matching 對盤(pán)
order matching period 對盤(pán)時(shí)段
order routing 買(mǎi)賣(mài)盤(pán)傳遞
Order Routing System (ORS) 買(mǎi)賣(mài)盤(pán)傳遞系統
order throughput 買(mǎi)賣(mài)盤(pán)處理率
ordinary share 普通股
OTC Bulletin Board (US) 場(chǎng)外交易議價(jià)板 (美國)
out-of-the-money option 價(jià)外期權
output VAT 銷(xiāo)項增值稅
outstanding contingent liabilities 未償或然負債
outstanding loan 未償還借款
outstanding order 未完成買(mǎi)賣(mài)盤(pán)
outstanding stock 已發(fā)行股份/股本/股票
over-allotment option 超額配發(fā)權；超額配股權
over-allotment option scheme 超額配發(fā)機制
over-the-counter derivative 場(chǎng)外衍生工具
over-the-counter market 場(chǎng)外證券市場(chǎng)
over-the-counter option 場(chǎng)外期權
overall position 整體持倉
overbooked 超額認購
overbought 超買(mǎi)
overnight liquidity(banking) 隔夜流動(dòng)資金(銀行)
Overnight Report Distribution(CCASS) 即夜傳送報告資料服務(wù)(中央結算系統)
overnight trade 非即日平倉交易
overseas issuer 海外發(fā)行人
overseas listed foreign share(Mainland China) 境外上市外資股(中國內地)
oversold 超賣(mài)
oversubscribed 超額認購
overtrading 過(guò)量交易
PASLA Pan Asian Securities Lending Association
PBOC People's Bank of China
PCS Provisional Clearing Statement
P/E price/earnings ratio
PECC Pacific Economic Cooperation Council
PIN personal identification number
PKI Public Key Infrastructure
POSIT Portfolio System for Institutional Traders(Australia)
PNS Proprietary Network System
PPP purchasing power parity
PRiME Portfolio Risk Margining System of HKEx
PSE Pacific Stock Exchange
PSS Participant Supplied System
PvP payment vs payment(banking)
PABX Telephone System 內線(xiàn)電話(huà)系統
Pacific Economic Cooperation Council (PECC) 太平洋經(jīng)濟合作會(huì )議
Pacific Stock Exchange (PSE) 太平洋證券交易所
Pacific-Basin Capital Markets Research Center 太平洋區資本市場(chǎng)研究中心
paid-up capital; paid-in capital 實(shí)繳股本；繳入股本
painting the tape 操縱證券價(jià)格
Pan Asian Securities Lending Association (PASLA) 亞洲證券借貸協(xié)會(huì )
paper gold 紙黃金
paper intensive settlement 票據密集交收
paperless trading 無(wú)紙化交易
"paper-to-paper" arrangement 票對票方式
par value 票面值
parent company 母公司
parity(options) 平價(jià)(期權)
parity value 平衡價(jià)值
partially filled order 部份完成的買(mǎi)賣(mài)指示
Participant Access Services(futures) 參與者資料提取系統(期貨)
Participant gateway 參與者網(wǎng)間連接器
Participant Supplied System (PSS) 參與者自設系統
Particular Transfer(Mainland China) 特別轉讓股(中國內地)
partly-paid share 未繳足股份
payment vs payment (PvP)(banking) 匯款同步交收；即時(shí)匯款同時(shí)交收(銀行)
payoff 回報；收益
payoff diagram 收益圖
payoff period 回收期；回本期
Payout-Protection Rule(options) 「保護償付」規則(期權)
PC terminal user 個(gè)人電腦終端機用戶(hù)
pegged exchange rate 聯(lián)系匯率
pegged rate system 聯(lián)系匯率制；掛鉤匯率制
penny stock 細價(jià)股；蚊型股
People's Bank of China (PBOC) 中國人民銀行
per capita gross domestic product 人均國內生產(chǎn)總值
per capita gross national product 人均國民生產(chǎn)總值
period of solicitation 招售期
Permanent Secretary for Financial Services and the Treasury 財經(jīng)事務(wù)及庫務(wù)局常任秘書(shū)長(cháng)
perpetual bond 永久債券
personal account dealing guidelines 私人戶(hù)口交易指引
personal identification number (PIN) 私人密碼
phishing 偽冒電子郵件
physical delivery 實(shí)物交收
physical inventory 實(shí)地盤(pán)存
physical market 現貨市場(chǎng)
physical price 現貨價(jià)
physical scrip 實(shí)物股票
Pink Sheets (US) 「粉紅價(jià)單」(美國)
pit 交易圈；交易場(chǎng)
pit trading 場(chǎng)內交易
placee 獲配售人；承配人
placing 配售
placing agent 配售代理
placing and top-up 以先舊后新方式配售
placing guidelines 配售指引
placing order 落盤(pán)
plain vanilla bond 傳統債券
plain vanilla warrant 一般權證
pledge 抵押
plus tick 高于前成交價(jià)
port fee 接駁站費用；接口費
portfolio 投資組合
Portfolio Analyser(options) 組合分析儀(期權)
portfolio manager 投資組合經(jīng)理
Portfolio Risk Margining System of HKEx (PRiME) 香港交易所組合風(fēng)險按金系統
Portfolio System for Institutional Traders (POSIT)(Australia) 機構交易員組合系統(澳洲)
position 持倉；倉；盤(pán)；頭寸
position adjustment 調整持倉
position limit 持倉限額；持倉上限
position limit ratio 持倉限額比率
position ratio 持倉比例
position risk adjustment 持倉風(fēng)險調整
position squaring 平倉
position trader(commodity market) 頭寸交易商(商品市場(chǎng))
Positioning for a New Era(publication) 《邁進(jìn)新紀元》(刊物)
post-listing acquisition 上市后的收購活動(dòng)
power of attorney 授權書(shū)
power of sanction 制裁權
Practice Note 應用指引
PRC issuer 中國內地發(fā)行人
predator(takeover) 狙擊手(收購)
Predefined Futures Calendar Spreads 預設期貨跨期合約
pre-emptive right 優(yōu)先認購權
preference / preferred share 優(yōu)先股
preferred ordinary share 優(yōu)先普通股
Pre-market Opening Mechanism(futures) 開(kāi)市議價(jià)機制(期貨)
pre-open allocation session(HKATS) 開(kāi)市前分配時(shí)段(HKATS)
premium 溢價(jià)
premium(futures) 高水(期貨)
premium(options) 期權金(期權)
premium turnover 期權金成交額
pre-opening session 開(kāi)市前時(shí)段；開(kāi)市前議價(jià)時(shí)段
pre-order matching period 對盤(pán)前時(shí)段
Preparatory Board 籌備董事會(huì )
prescribed percentage 指定百分比
previous closing price 前收市價(jià)
price cheating 食價(jià)
price discovery 市場(chǎng)定價(jià)；市場(chǎng)價(jià)格厘定；價(jià)格發(fā)現
price manipulation 操縱價(jià)格；造價(jià)
price ramping 炒高價(jià)格
Price Reporting System(futures) 報價(jià)系統(期貨)
price spread(options) 跨價(jià)買(mǎi)賣(mài)(期權)
price/earnings ratio (P/E) 市盈率
price-sensitive information 股價(jià)敏感資料；影響股價(jià)資料
pricing model 定價(jià)模式
primary listing 第一上市
Primary Market Database 上市公司資料庫
primary market 集資市場(chǎng)；一級市場(chǎng)*
primary sponsor 主要保薦人
principal account 公司戶(hù)口
principal supervisor(GEM) 主要主管(創(chuàng )業(yè)板)
principle of best execution 以最佳價(jià)格執行交易的原則；
以最佳條件執行交易的原則
Priority Construction Treasury(Mainland China) 國家重點(diǎn)建設債券(中國內地)
private fibre optical circuit 自置光纖線(xiàn)路
private placing 私人配售
privately-offered fund 私募基金*
privatisation 私有化；私營(yíng)化
privileged user 特許使用者
pro forma fully diluted price/earnings ratio 備考全面攤薄市盈率
pro forma statement 備考報表
Process Review Panel 程序覆檢委員會(huì )
Professional Accountants Ordinance 《專(zhuān)業(yè)會(huì )計師條例》
Professional Conduct Rules and Regulations(publication) 《專(zhuān)業(yè)操守規則及規例》(刊物)
Professional Course for Equity Options Practitioners 股票期權從業(yè)員專(zhuān)業(yè)課程
profit 溢利；利潤；盈利
profit and loss account 損益賬
profit forecast 溢利預測
profits attributable to shareholders 股東應占溢利
programme trading 程式買(mǎi)賣(mài)；程式交易
project finance 項目融資
Project on the Use of Plain Language 淺白語(yǔ)言計劃
Prolonged Suspension Status Report 有關(guān)長(cháng)時(shí)間停牌公司之報告
promoter 發(fā)起人
property gains tax 物業(yè)增值稅
property valuer 物業(yè)估值師
proposed director 獲提名董事
proprietary account 公司專(zhuān)用戶(hù)口
Proprietary Network System (PNS) 專(zhuān)線(xiàn)網(wǎng)絡(luò )系統
proprietary routing terminal 專(zhuān)用網(wǎng)絡(luò )系統
proprietary trading 自營(yíng)買(mǎi)賣(mài)；坐盤(pán)
proprietary trading system 專(zhuān)用交易系統
prospectus 招股章程；招股書(shū)；發(fā)行章程
Protection of Investors Ordinance 《保障投資者條例》
Provident Fund Scheme 公積金計劃
provision 條文
provision(accounting) 準備；撥備(會(huì )計)
provision for bad and doubtful debts 壞賬及呆賬撥備
Provisional Clearing Statement (PCS) 臨時(shí)結算表
provisional letter of allotment 暫定配額通知書(shū)
provisional liquidator 臨時(shí)清盤(pán)人
proxy form 代表委任表格；委派代表書(shū)
prudence 審慎原則
public address system 公布系統
public censure 公開(kāi)譴責
Public Debt (Inflation-Linked Subsidy) Treasury(Mainland China) 保值公債(中國內地)
public float 公眾持股量
public float capitalisation 公眾持股市值
public interest 公眾利益
Public Interest Director 公眾利益董事
Public Key Infrastructure (PKI) 公開(kāi)密碼匙基礎建設
purchasing power parity (PPP) 購買(mǎi)力平價(jià)
put option 認沽期權
put warrant 認沽權證
put writer 認沽期權沽出者
QDII see Qualified Domestic Institutional Investor
QFII see Qualified Foreign Institutional Investor
qualification share 資格股
Qualified Domestic Institutional Investor (QDII) 合格境內機構投資者
Qualified Foreign Institutional Investor (QFII) 合格境外機構投資者
qualified institutional buyer 合資格機構買(mǎi)家
qualified opinion 保留意見(jiàn)
Quick Reference Guide(AMS) 簡(jiǎn)便指南(自動(dòng)對盤(pán)系統)
quiet trading 交投淡靜
quotation rules 報價(jià)規則
quote 報價(jià)；開(kāi)價(jià)盤(pán)
quote maintenance report 開(kāi)盤(pán)狀況報告
quote request 報價(jià)要求；開(kāi)價(jià)盤(pán)要求
quote-driven 以報價(jià)帶動(dòng)；以開(kāi)盤(pán)帶動(dòng)
Range ELI see Range Equity Linked Instrument
RDDS see Realtime Digital Data Service
REIT see real estate investment trust
repo see repurchase agreement
RFQ see request for quote
RIQ see Recognised Industry Qualifications
RSI see Relative Strength Indicator
RTGS see Real Time Gross Settlement System(HKMA)
raider(takeover) 狙擊手(收購)
rally 回升；反彈
ramping 炒高價(jià)格
random assignment 隨機分配
Range Equity Linked Instrument (Range ELI) 「勒束式」股票掛鉤票據
ranking liabilities 認可負債
rat trading 老鼠倉活動(dòng)
rate of return 回報率
real estate investment trust (REIT) 房地產(chǎn)投資信托基金
real exchange rate 實(shí)質(zhì)匯率
real time calculation 實(shí)時(shí)計算
Real Time Gross Settlement system (RTGS)(HKMA) 即時(shí)支付結算系統(金管局)
real time information 即時(shí)資訊；實(shí)時(shí)資訊
realisation 變現
Realtime Digital Data Service (RDDS) 即時(shí)數碼數據服務(wù)
realtime digital datafeed 即時(shí)數碼資料傳送專(zhuān)線(xiàn)
rebate 回扣；回傭；傭金回扣
recapitalisation 資本重整
receiving agent 收款代理
receiving bank 收款銀行
Recognised Industry Qualifications (RIQ) 認可行業(yè)資格
reconciliation 對賬
recoverable VAT 應退增值稅
red chip 紅籌股
redeemable share 可贖回股份
redemption 贖回；兌付*；還本付息*
rediscount 再貼現
Reference for Disclosures in Annual Reports(publication) 《周年報告的參考披露資料》(刊物)
regional index call warrant 地區性指數認購權證
Regional Monitor 《亞太股市脈絡(luò )》
register of members 股東名冊
registered certificate 記名證書(shū)
registered dealer 注冊證券商
registered financier 注冊融資人
registered firm 注冊商號
registered intermediary 注冊中介團體
registered owner 登記持有人
registered securities 記名證券
Registered Trader 注冊莊家
Registered Treasury(Mainland China) 記賬式國庫券(中國內地)
registrar 過(guò)戶(hù)登記處；過(guò)戶(hù)處
Registrar of Companies 公司注冊處處長(cháng)
registration and transfer fee 登記過(guò)戶(hù)費
regulated short selling 受監管之股份賣(mài)空活動(dòng)
regulation 監管
regulatory arbitrage 監管套戥
regulatory body 監管機構
regulatory regime 監管制度
rejected sales 反駁交易
related party transaction 關(guān)連人士交易
related person 關(guān)連人士
relationship of put-call parity 認沽認購等價(jià)關(guān)系
relative return 相對回報率
Relative Strength Indicator (RSI) 相對強弱指數
rematerialisation 重新實(shí)物化
remote trading access 遙距交易設施
remuneration package 薪酬利益
reorganisation 重組
replacement cost 重置成本
Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure 《檢討證券及期貨市場(chǎng)規管架構運作專(zhuān)家小組報告書(shū)》
Report of the Securities Review Committee 《證券業(yè)檢討委員會(huì )報告書(shū)》
Report on Financial Market Review 《金融市場(chǎng)檢討報告》
Report on the Enhancement of the Financial Infrastructure in Hong Kong 《提升香港的金融基礎設施報告》
reporting accountant 申報會(huì )計師
reporting period 申報期
reprimand 譴責
repurchase 購回；購回股份
repurchase agreement (repo) 回購協(xié)議
request for proposal 征求建議書(shū)
request for quote (RFQ)(options) 報價(jià)要求(期權)
required rate of return 所需回報率
reserve 儲備
reserve fund 儲備基金
response time 回應時(shí)間
responsibility letter 責任承諾書(shū)
responsibility statement 責任聲明書(shū)
restatement of accounts 重整賬目
restricted licence bank 有限制牌照銀行
restriction notice 限制通知書(shū)
results announcement 業(yè)績(jì)公布
resumption of trading 復牌；恢復買(mǎi)賣(mài)
retail broker 散戶(hù)經(jīng)紀
retail information service 零售資訊服務(wù)
retail investor 散戶(hù)投資者；散戶(hù)
retained capital 留成資金；保留資金
retained earnings; retained income 留存盈利；留存收益
retained profits 留存溢利；留存盈利
Reuters Monitor Equities Investment Service 路透社證券投資傳視服務(wù)
revaluation 重估
reversal contract(options) 逆轉交易合約；取消交易合約(期權)
reverse takeover 反收購
reverse convertibles 反向可轉換產(chǎn)品
Revised Guidance Notes Regarding Money Laundering 《防止洗黑錢(qián)修訂指引》
revised short selling scheme 經(jīng)修訂的股份賣(mài)空計劃
rights issue 供股；配售新股
risk array algorithm 風(fēng)險排列算式
risk array margining system 風(fēng)險排列按金制度
risk array method 風(fēng)險排列方法
risk control 風(fēng)險控制
risk disclosure 風(fēng)險披露
Risk Disclosure Statement(GEM) 風(fēng)險披露聲明書(shū)(創(chuàng )業(yè)板)
risk evaluation 風(fēng)險評估
risk identification 風(fēng)險鑒別
risk management 風(fēng)險管理
Risk Management Committee 風(fēng)險管理委員會(huì )
risk parameter 風(fēng)險參數
risk tolerance 風(fēng)險容限
risk-free interest rate 無(wú)風(fēng)險利率
roadshow 巡回推介
Rolling Forex 日轉期匯
roll-over 轉倉
round lot 手
"round trip" option transaction 「來(lái)回」期權交易
round-lot-plus order 非整手買(mǎi)賣(mài)盤(pán)
router system 買(mǎi)賣(mài)盤(pán)傳遞系統
Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited (GEM Listing Rules) 《香港聯(lián)合交易所有限公司創(chuàng )業(yè)板證券上市規則》（《創(chuàng )業(yè)板上市規則》）
Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (Exchange Listing Rules) 《香港聯(lián)合交易所有限公司證券上市規則》（《證券上市規則》）
Rules of the Exchange 《交易所規則》
runner 駁腳經(jīng)紀
SAAC Securities Analysts Association of China
SAC Securities Association of China, The
SAFE State Administration of Foreign Exchange(Mainland China)
SASAC State-owned Assets Supervision and Administration Commission
SBLA securities borrowing and lending agreement
SCCLR Standing Committee on Company Law Reform
SCEFI Steering Committee on the Enhancement of Financial Infrastructure, The
SCORE Stock Options Reference Educator
SCP Self Clearing Participant
SDNet Securities and Derivatives Communication Network
SEAQ Stock Exchange Automated Quotations System(UK)
SEAQI Stock Exchange Automated Quotations System for International Equities(UK)
SEATS Stock Exchange Alternative Trading Service(UK)
SEC Securities and Exchange Commission(US)
SEHK Stock Exchange of Hong Kong Limited, The
SEIS Stock Exchange Information Services Limited
SEOCH SEHK Options Clearing House Limited, The
SESDAQ Stock Exchange of Singapore Dealing and Automated Quotation System
SFC Securities and Futures Commission, The
SFAT Securities and Futures Appeals Tribunal
SGX Singapore Exchange
SI settlement instruction
SIB Securities and Investment Board(UK)
SMARTS Securities Market Automated Research, Training & Surveillance System
SMFP share margin finance provider
SOES Small Order Entry System/Small Order Execution System(US)
SPAN Standard Portfolio Analysis of Risk
SPDR Standard & Poor's Depository Receipt
SRN Shareholder Reference Number
SSAP Statement of Standard Accounting Practice
STAQS Securities Trading Automated Quotation System(Mainland China)
SWIFT Society for Worldwide Interbank Financial Telecommunications
S&P/HKEx Composite 標準普爾/香港交易所綜合指數
S&P/HKEx GEM 標準普爾/香港交易所創(chuàng )業(yè)板指數
S&P/HKEx LargeCap 標準普爾/香港交易所大型股指數
S&P/HKEx MidCap 25 標準普爾/香港交易所中型股25指數
S&P/HKEx SmallCap 50 標準普爾/香港交易所小型股50指數
sales representative 營(yíng)業(yè)代表
sales revenue 銷(xiāo)售收入
salvage value 殘值
same day exercise 同日行使
samurai bond 武士債券
scalable 提高運作的能力
scalping 老鼠倉活動(dòng)；食價(jià)
scheme of arrangement 協(xié)議安排；協(xié)議計劃
screen 熒幕；屏幕*
scrip dividend 以股代息
scrip fee 股票登記費；登記過(guò)戶(hù)費
scrip issue 發(fā)行紅股
scripless trading 無(wú)紙化交易
seasoned securities 優(yōu)質(zhì)證券
second board 第二板；第二板市場(chǎng)
second liner; second line stock 二線(xiàn)股
second market 第二板；第二板市場(chǎng)
secondary listing 第二上市
secondary market 交易市場(chǎng)；二級市場(chǎng)
Secretary for Economic Development and Labour 經(jīng)濟發(fā)展及勞工局局長(cháng)
Secretary for Financial Services and the Treasury 財經(jīng)事務(wù)及庫務(wù)局局長(cháng)
secured debts 抵押債項
Securities (Clearing Houses) Ordinance 《證券（結算所）條例》
Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules 《證券（交易商、投資顧問(wèn)、合伙及代表）規則》
Securities (Disclosure of Interests) Notification History Reports 《證券（披露權益）具報紀錄》
Securities (Disclosure of Interests) Notification Summaries(publication) 《證券（披露權益）具報摘要》(刊物)
Securities (Disclosure of Interests) Ordinance 《證券（披露權益）條例》
Securities (Insider Dealing) Ordinance 《證券（內幕交易）條例》
Securities (Margin Financing) (Amendment) Ordinance 2000 《2000年證券（保證金融資）（修訂）條例》
Securities (Stock Lending) Rules 《證券（證券借出）規則》
Securities Analysts Association of China (SAAC) 中國證券業(yè)協(xié)會(huì )證券分析師專(zhuān)業(yè)委員會(huì )
Securities and Derivatives Communication Network (SDNet) 證券及衍生工具團體網(wǎng)絡(luò )
Securities and Exchange Act(Taiwan) 證券交易法(臺灣)
Securities and Exchange Commission (SEC)(US) 證券交易委員會(huì )(美國)
Securities and Futures (Clearing Houses) Ordinance 《證券及期貨（結算所）條例》
Securities and Futures (Contracts Limits and Reportable Positions) (Amendment) Rules 2003 《2003年證券及期貨（合約限量及須申報的持倉量）（修訂）規則》
Securities and Futures (Disclosure of Interests - Exclusions) Regulation 《證券及期貨（披露權益－免除 ）規例》
Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules 《證券及期貨（披露權益－證券借貸）規則》
Securities and Futures (Price Stabilising) Rules 《證券及期貨（穩定價(jià)格）規則》
Securities and Futures (Professional Investor) Rules 《證券及期貨（專(zhuān)業(yè)投資者）規則》
Securities and Futures (Recognized Counterparty) Rules 《證券及期貨（認可對手方 ）規則》
Securities and Futures (Short Selling Exemption and Stock Lending) Rules 《證券及期貨（賣(mài)空豁免及證券借出 ）規則》
Securities and Futures (Stock Market Listing) Rules 《證券及期貨（在證券市場(chǎng)上市 ）規則》
Securities and Futures (Transfer of Functions - Stock Exchange Company) Order 《證券及期貨（轉移職能予聯(lián)交所 ）令》
Securities and Futures Appeals Panel 證券及期貨事務(wù)上訴委員會(huì )
Securities and Futures Appeals Panel (Fee) Order 《證券及期貨事務(wù)上訴委員會(huì )（費用）令》
Securities and Futures Appeals Panel Proceedings Rules 《證券及期貨事務(wù)上訴委員會(huì )程序規則》
Securities and Futures Appeals Tribunal (SFAT) 證券及期貨事務(wù)上訴審裁處
Securities and Futures Bureau(Taiwan) 證券期貨局(臺灣)
Securities and Futures Commission, The (SFC) 證券及期貨事務(wù)監察委員會(huì )（證監會(huì )）
Securities and Futures Commission (Annual Returns) Rules 《證券及期貨事務(wù)監察委員會(huì )（周年報表）規則》
Securities and Futures Commission (Fees) Rules 《證券及期貨事務(wù)監察委員會(huì )（費用）規則》
Securities and Futures Commission (Levy) (Futures Contracts) Order 《證券及期貨事務(wù)監察委員會(huì )（征費）（期貨合約）令》
Securities and Futures Commission (Levy) (Securities) (Amendment) Order 《證券及期貨事務(wù)監察委員會(huì )（征費）（證券）（修訂）令》
Securities and Futures Commission (Levy) Rules 《證券及期貨事務(wù)監察委員會(huì )（征費）規則》
Securities and Futures Commission Ordinance 《證券及期貨事務(wù)監察委員會(huì )條例》
Securities and Futures Commission (Transfer of Functions) Order 《證券及期貨事務(wù)監察委員會(huì )（職能移交）令》
Securities and Futures Intermediaries Activities Surveys(SFC) 《證券及期貨中介機構業(yè)務(wù)調查》(證監會(huì ))
Securities and Futures Market Development Working Group 證券期貨市場(chǎng)發(fā)展工作小組
Securities and Futures Ordinance 《證券及期貨條例》
Securities and Investment Board (SIB)(UK) 證券及投資管理局(英國)
Securities Association of China, The (SAC) 中國證券業(yè)協(xié)會(huì )
securities borrowing and lending agreement (SBLA) 證券借貸協(xié)議書(shū)
Securities Brokers Course 證券經(jīng)紀課程
Securities Brokers Examination 證券經(jīng)紀考試
securities collateral 證券抵押品
Securities Compensation Fund Committee(SFC) 證券賠償基金委員會(huì )(證監會(huì ))
securities lender 證券借出人
securities margin financier 證券保證金融資人
Securities Market Automated Research, Training & Surveillance System (SMARTS) 證券市場(chǎng)資料研究、培訓及監察自動(dòng)化系統
Securities Market Herald (publication) 《證券市場(chǎng)導報》
Securities Offering Issues sub-group 證券發(fā)售事宜工作小組
Securities Trading Automated Quotation System (STAQS)(Mainland China) 證券交易自動(dòng)報價(jià)系統(中國內地)
Securities Training Programme 證券業(yè)培訓課程
securities-on-hold mechanism 凍結股份機制
securitisation 證券化
security 抵押品；擔保物*
security arrangement 抵押安排；保障安排
security interest 擔保權益
"see-through" price 透視價(jià)
segregated trust account 獨立信托戶(hù)口
segregation of securities 證券隔分
SEHK Enquiry Hotline 聯(lián)交所資訊服務(wù)熱線(xiàn)
SEHK Monthly Bulletin 《香港聯(lián)合交易所月刊》
SEHK Options Clearing House Limited, The (SEOCH) 香港聯(lián)合交易所期權結算所有限公司（聯(lián)交所期權結算所）
selective marketing basis 選擇性銷(xiāo)售方式
Self Clearing Participant (SCP) 自行結算參與者
self-clearing 自行結算
self-regulatory organisation; self-regulating organisation 自律監管機構
sell order 賣(mài)盤(pán)；沽盤(pán)
合同翻譯 http://www.tran-masters.com
sensitivity analysis 敏感度分析
SEOCH collateral 聯(lián)交所期權結算所抵押品
SEOCH Participant 聯(lián)交所期權結算所參與者
separate listing 獨立上市
Serial Month Hibor Futures 三個(gè)月拆息利率期貨
series margin value 系列按金價(jià)值
set off 抵銷(xiāo)
Settled Position Report(CCASS) 已交收數額報告(中央結算系統)
settlement backlog 交收積壓
settlement bank 交收銀行
settlement cap 交收上限
settlement date 交收日
settlement instruction (SI) 交收指示
Settlement Instruction Batch Upload(CCASS) 交收指示整批傳送(中央結算系統)
settlement instruction transaction 「交收指示」交易
settlement period 交收期
Settlement Report(CCASS) 交收報告(中央結算系統)
settlement risk 交收風(fēng)險
SFC (HKEC Listing) Appeals Committee 證監會(huì )（香港交易所上市）上訴委員會(huì )
SFC (HKEC Listing) Committee 證監會(huì )（香港交易所上市）委員會(huì )
SFC (HKEC Listing) Executive 證監會(huì )（香港交易所上市）執行人員
SFC Alert 《證監快訊》
SFC Code on MPF Products 《證監會(huì )強積金產(chǎn)品守則》
SFC Dual Filing Advisory Group 證監會(huì )雙重存檔事宜顧問(wèn)小組
SFC Enforcement Reporter 《證監會(huì )執法月報》
shadow director 影子董事
Shanghai Municipal Futures Industry Association 上海市期貨同業(yè)公會(huì )
Shanghai Securities Central Clearing and Registration Corporation 上海證券中央登記結算公司
Shanghai Stock Exchange 上海證券交易所
Shanghai United Assets and Equity Exchange 上海聯(lián)合產(chǎn)權交易所
share capital 股本
share entitlements 股份權益
share exchange 以股換股
share margin finance provider (SMFP) 證券按貸財務(wù)提供者
share margin financing 證券保證金融資；股票按貸財務(wù)
share option 購股權；股份認購權；認股權；認股期權
share register 股東名冊
share registrar 股票過(guò)戶(hù)登記處；過(guò)戶(hù)處
share repurchase 購回股份；股份購回
share scheme 股份計劃
shareholder loan 股東貸款
Shareholders Group(SFC) 股東權益小組(證監會(huì ))
shareholding 股權
shareware 共用軟件
shelf registration facility(US) 暫擱注冊；緩行注冊(美國)
Shenzhen Securities Clearing Company Limited 深圳證券結算有限公司
Shenzhen Securities Registration Company Limited 深圳證券登記有限公司
Shenzhen Stock Exchange 深圳證券交易所
short call 認購期權空倉；認購短倉
short interest 賣(mài)空股份總額
short option 期權短倉
short options contract 期權短倉合約
short position 淡倉；空倉；空頭*
short put 認沽期權空倉；認沽短倉
short seller 賣(mài)空賣(mài)方
short selling 賣(mài)空；沽空；拋空
Short Selling Pilot Scheme 股份賣(mài)空試驗計劃
short squeeze 挾倉
short term borrowings 短期舉債；短期借貸
short-dated securities 短期證券
short-term money 短期資金
SI Activity Report(CCASS) 交收指示活動(dòng)報告(中央結算系統)
SI Batch File Service 整批輸入交收指示
SI Status Report(CCASS) 交收指示狀況報告(中央結算系統)
SI transaction 交收指示的交易
significant shareholder(GEM) 高持股量股東(創(chuàng )業(yè)板)
simulation system 模擬系統
Singapore Exchange (SGX) 新加坡交易所
single price auction system 單一價(jià)格競價(jià)市場(chǎng)
single share derivative warrant 單一種股份的衍生權證
sinking fund 償債基金
Sino-foreign equity joint venture 中外合資企業(yè)
slow trading 交投呆滯
small cap stock 細價(jià)股
Small Order Entry System / Small Order Execution System (SOES)(US) 細盤(pán)撮合系統(美國)
Small Order First-In-First-Out 細額先到先得
smart card 聰明卡；醒目卡；靈巧卡
SME Board(Shenzhen Stock Exchange) 中小企業(yè)板塊(深圳證券交易所)
snapshot 瞬像；瞬態(tài)；「定鏡」處理
Society for Worldwide Interbank Financial Telecommunications (SWIFT) 環(huán)球銀行財務(wù)電信協(xié)會(huì )
soft commission 軟傭金；非金錢(qián)傭金
soft currency 軟貨幣；弱勢貨幣
soft landing 軟著(zhù)陸
soft-dollar benefits 非金錢(qián)利益
sole proprietor 獨資經(jīng)營(yíng)者
source code 源指令碼
sovereign debt 外債
sovereign risk 主權風(fēng)險
Special Levy 特別征費
special limit order 特別限價(jià)盤(pán)
Special Treasury(Mainland China) 特種國債；特別國債(中國內地)
Special Treatment(Mainland China) 特別處理股(中國內地)
specialised bank 專(zhuān)業(yè)銀行*
Specialist System(US) 「特許證券商」制度(美國)
speed bump 停市措施
spin-off 分拆；分拆上市
split 股份拆細
Split Register 分列登記冊
sponsor 保薦人
Sponsor's Declaration 《保薦人聲明》
sponsoring broker 保薦經(jīng)紀
spot market 現貨市場(chǎng)
spot month 現貨月
spot price 現貨價(jià)
spread 價(jià)位；差價(jià)
spread(options) 跨價(jià)/跨期式組合(期權)
spread margin 復式按金
spread of holders 持股人的分布情況
spread of sector 行業(yè)覆蓋層面
spread option 復式期權
spread order 復式盤(pán)
spread table 價(jià)位表
spread trading 跨期買(mǎi)賣(mài)；跨價(jià)買(mǎi)賣(mài)
squeeze 挾倉
stagflation 滯脹
staggering maturities 交錯到期組合
stamp duty 印花稅
Stamp Duty Ordinance 《印花稅條例》
Standard & Poor's Depository Receipt (SPDR) 標準普爾500綜合指數預托證券
Standard & Poor's Rating 標準普爾評級
standard accounting practice 標準會(huì )計準則
standard contract 標準合約
standard deviation 標準差
standard deviation of daily return 每日回報標準差
Standard Portfolio Analysis of Risk (SPAN) 標準組合風(fēng)險分析
standard registration service 標準登記服務(wù)
Standing Committee on Company Law Reform (SCCLR) 公司法改革常務(wù)委員會(huì )
standstill agreement 暫緩還款協(xié)議
standstill return 股價(jià)不動(dòng)時(shí)回報
State Administration of Foreign Exchange (SAFE)(Mainland China) 國家外匯管理局(中國內地)
State Bureau for Industrial and Commercial Administration
(Mainland China) 國家工商局(中國內地)
State Council Securities Committee(Mainland China) 國務(wù)院證券委員會(huì )（證券委）(中國內地)
State Economic and Trade Commission(Mainland China) 國家經(jīng)濟貿易委員會(huì )（國家經(jīng)貿委）(中國內地)
state share(Mainland China) 國家股；國有股(中國內地)
State Statistics Bureau(Mainland China) 國家統計局(中國內地)
State Taxation Bureau(Mainland China) 國家稅務(wù)局(中國內地)
statement of "non-owner movement in equity" 非所有者權益變動(dòng)表
statement of account 戶(hù)口結單
statement of adjustments 調整表；調整聲明
Statement of Standard Accounting Practice (SSAP) 《會(huì )計實(shí)務(wù)準則》
Statement of Stock Movement(CCASS) 股份轉移報告(中央結算系統)
State-owned Assets Supervision and Administration Commission (SASAC) 國有資產(chǎn)監督管理委員會(huì )
state-owned enterprise(Mainland China) 國營(yíng)企業(yè)(中國內地)
static information 靜態(tài)資訊
Status Report on Issuers' Delay in Releasing Results Announcement 有關(guān)發(fā)行人延遲公布業(yè)績(jì)之報告
statutory public welfare fund(Mainland China) 法定公益金(中國內地)
statutory reserve 法定儲備
statutory surplus reserve(Mainland China) 法定公積金(中國內地)
Steering Committee on Organisational Review(SEHK) 組織架構檢討指導委員會(huì )(聯(lián)交所)
Steering Committee on the Enhancement of Financial Infrastructure, The (SCEFI) 金融基礎設施督導委員會(huì )
stock borrowing and lending 股票借貸
stock borrowing and lending position information page(Teletext) 股票借貸數額資料頁(yè)(大利市)
stock clearing fee 股份結算費
stock code 股份代號；證券代號
stock conversion 股份收納
stock custody fee 股份托管費
stock deposit fee 股份存入費
Stock Deposit Form 股份存入表格
Stock Exchange Alternative Trading System (SEATS)(UK) 交易所另項交易系統(英國)
Stock Exchange Automated Quotations System (SEAQ)(UK) 交易所自動(dòng)報價(jià)系統(英國)
Stock Exchange Automated Quotations System for International Equities (SEAQI)(UK) 交易所國際自動(dòng)報價(jià)系統(英國)
Stock Exchange Information Services Limited (SEIS) 香港聯(lián)合交易所資訊服務(wù)有限公司
Stock Exchange of Hong Kong Limited, The (SEHK) 香港聯(lián)合交易所有限公司（聯(lián)交所）
Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ) 新加坡證券交易所交易及自動(dòng)報價(jià)系統
Stock Exchange Trading Right 聯(lián)交所交易權
Stock Exchanges Unification Ordinance 《證券交易所合并條例》
stock futures 股票期貨
stock lender 股票出借人；貸股人
Stock Lender Participant(CCASS Participant) 貸股人參與者(中央結算系統參與者)
Stock Lending Account(clearing) 股票貸出戶(hù)口(結算)
Stock Market History Project 證券市場(chǎng)歷史研究計劃
Stock Market Information Donation Programme 股市資料捐贈計劃
stock option 股票期權
Stock Options Reference Educator (SCORE) 股票期權參考教育站
stock page(Teletext) 股份頁(yè)(大利市機)
stock pledgee 股票承押人；股份承押人
Stock Pledgee Participant (CCASS Participants) 股份承押人參與者(中央結算系統參與者)
stock return 股票歸還
Stock Segregated Account with Statement Service(CCASS) 附寄結單服務(wù)的股份獨立戶(hù)口(中央結算系統)
stock settlement fee 股份交收費
stock split 股份拆細
stock withdrawal fee 股份提取費
Stockbrokers' Association of Hong Kong (1891) 香港股票經(jīng)紀會(huì )（1891年）
stop limit order 止蝕限價(jià)盤(pán)
stop order; stop-loss order 止蝕盤(pán)
straddle(options) 馬鞍式組合(期權)
straight bond 普通債券
straight-through processing 直通式交易程序
straightline method of depreciation 直線(xiàn)折舊法
strangle(options) 勒束式組合(期權)
"street name" share certificate 「街名」股票；待轉名股份
strike price(options) 行使價(jià)；敲價(jià)(期權)
strong dollar 強勢美元
sub-commission 回扣/回抽傭金；倒扣
sub-index 分類(lèi)指數
sub-ledger 分類(lèi)賬
subordinated loan 附屬貸款；后償貸款
subscription 認購
subscription warrant (vs derivative warrant) 股本權證（相對于衍生權證）
subsidi, ary 附屬公司
substantial shareholder 大股東；主要股東
sub-underwriter 分包銷(xiāo)商
summary financial report 財務(wù)摘要報告
summary offence 輕微違紀事件/行為
supervisor(Mainland China) 監事(中國內地)
supervisory committee(Mainland China) 監事會(huì )(中國內地)
supplemental/supplementary listing document 補充/增補上市文件
supranational entity 超國家機構
surplus reserve 盈余儲備
suspended trading; suspension 停牌
suspense account 暫記賬
swap 掉期
Swiss Commodities, Futures and Options Association 瑞士商品、期貨及期權協(xié)會(huì )
syndicated credit 銀團融資
syndicated lending 銀團貸款
syndicated loan 銀團貸款
synthetic long call 合成認購期權長(cháng)倉
synthetic option 合成期權
synthetics 合成工具
system access right 系統聯(lián)通權
System Access Right Fee(options) 系統聯(lián)通權收費(期權)
system closure 系統終止
system integrator 系統整合商
system parameter 系統參數
system sizing 制訂系統規模
systematic risk 系統性風(fēng)險
TAIFEX Taiwan Futures Exchange
TIGER Taiwan Innovative Growing Entrepreneurs
TIPS Theoretical Indicative Pricing System(futures)
TOPIC Teletext Output of Price Information by Computer(UK)
TOPS Traded OPtions System
TPC Third Party Clearing
TraHK Tracker Fund of Hong Kong
T + 2 T + 2 交收期限
T + 2 settlement system T + 2 交收制度
T + 3 Rule(US) T + 3 規則(美國)
tails(options) 極價(jià)外期權；無(wú)價(jià)期權形式
Taiwan Futures Exchange (TAIFEX) 臺灣期貨交易所
Taiwan Innovative Growing Entrepreneurs (TIGER) 臺灣創(chuàng )新成長(cháng)企業(yè)類(lèi)股
Taiwan Securities Central Depository Company Limited 臺灣證券集中保管公司
Taiwan Stock Exchange Corporation 臺灣證券交易所
take-up(options) 接收(期權)
takeover 收購
Takeovers & Mergers Panel(SFC) 收購及合并委員會(huì )(證監會(huì ))
Takeovers Appeal Committee(SFC) 收購上訴委員會(huì )(證監會(huì ))
tap facility 持續發(fā)售機制
tap issue 不限量發(fā)行
tariff 交易費
tax avoidance 避稅
tax break 稅項減免
tax concession 稅項減免
tax evasion 逃稅
tax rebate; tax refund 退稅
tax relief 稅務(wù)優(yōu)惠
Taxation Institute of Hong Kong 香港稅務(wù)學(xué)會(huì )
technical analysis 技術(shù)分析
Teletext 大利市
Teletext carrier charge 大利市網(wǎng)絡(luò )供應商費用
Teletext Information Service 大利市資訊服務(wù)
Teletext Output of Price Information by Computer (TOPIC)(UK) TOPIC 系統(英國)
Teletext page 大利市版頁(yè)
Teletext video broadcast service 大利市影像廣播服務(wù)
temporary receipts 暫收款
Temporary Suspension Status Report 有關(guān)暫時(shí)停牌公司之報告
tender procedure 投標程序
term bond 定期債券
Terms and Conditions for Investor Participants 《投資者戶(hù)口持有人規則》
terms of reference 職權范圍
Theoretical Indicative Pricing System (TIPS)(futures) 理論性參考價(jià)格系統(期貨)
third liner 三線(xiàn)股
Third Party Clearing (TPC) 第三者結算
throttle rate 節流率
tick (size) 最低上落價(jià)位；最低價(jià)格變動(dòng)
tick rule 賣(mài)空價(jià)規則；限價(jià)賣(mài)空規則
tick value 價(jià)位值
tier(options) 持倉類(lèi)別(期權)
TIGER Board(Taiwan) 二類(lèi)股票(臺灣)
time premium 時(shí)間值
time spread 跨期買(mǎi)賣(mài)
time stamp 時(shí)間戳記
time value 時(shí)間值
tipper 收取內幕消息人士
top up placing 以先舊后新方式配售
top-up 補充
total margin value 總按金價(jià)值
total market capitalisation 總市值
township and village enterprises 鄉鎮企業(yè)
track record 業(yè)務(wù)紀錄
Tracker Fund of Hong Kong (TraHK) 盈富基金
trade acceptance 商業(yè)承兌匯票
trade amendment 更正交易；成交調整
trade give-ups(options) 交易轉移(期權)
trade reversals(options) 逆轉交易；取消交易(期權)
trade-for-trade settlement 逐項交收
traded option 在交易所買(mǎi)賣(mài)的期權
Traded Options System (TOPS) 股票期權系統
trader jacket 交易員背心
trading ahead 扒頭交易
Trading and Settlement Committee 交易及交收委員會(huì )
trading booth 交易柜位
trading calendar 交易日表
trading capacity 交易量；交易能力
trading day 交易日
trading facilities 交易設施
Trading Fee 交易費
trading floor; trading hall 交易大堂
trading halt 勒停板
"trading only" stocks 「非上市可交易」股份
trading pit 交易圈
trading record 成交紀錄
trading tariff(cash market) 交易系統使用費(現貨市場(chǎng))
trading unit 交易單位
trading workstation 交易工作站
trading-only board 純交易板
Transaction Levy 交易征費
transfer 轉撥；轉讓?zhuān)贿^(guò)戶(hù)
transfer agent 過(guò)戶(hù)代理
transfer deed 轉手紙
transfer deed stamp duty 過(guò)戶(hù)紙（轉讓?zhuān)┯』ǘ?/P>
transfer fee 過(guò)戶(hù)費
transfer form 轉手紙
transferee 承讓人；受讓人
transferor 轉讓人
translation 換算；折算
transparency 透明度
Treasuries 國庫券
treasury bond futures 國債期貨*
treasury stock 庫存股份；庫存股票；留存股票
trial balance 試算表
triangular debt 三角債
trustee 信托人 ; 受托人
turnover ratio 成交額比率
turnover velocity 交易流通速度
two-sided order 兩邊客買(mǎi)賣(mài)盤(pán)
"two-state" option valuation model 「二態(tài)」期權模式
two-way quote 兩邊開(kāi)盤(pán)；雙邊價(jià)
UAT see user acceptance test
ups see uninterrupted power supply
ultimate beneficial holder 最終實(shí)益持有人
ultimate beneficiary 最終受益人
ultimate originator 最初發(fā)起人
umbrella fund 傘子基金
unappropriated profits 未分配溢利；未分配利潤
uncertificated shareholder 無(wú)憑證式股東
unclaimed brokerage 無(wú)人申領(lǐng)之經(jīng)紀傭金
unconditional and irrevocable guarantee 無(wú)條件及不可撤回之擔保
unconditional cash offer 無(wú)條件現金收購建議；無(wú)條件現金要約
uncovered call 無(wú)備兌認購期權
uncovered option 無(wú)備兌期權
uncovered short selling 沒(méi)有擔保的賣(mài)空交易
underbooked 認購不足
underlying asset 相關(guān)資產(chǎn)；指定資產(chǎn)
underlying securities 相關(guān)證券；指定證券
underlying stock 正股
Understanding Stock Options (and Their Risks)(publication) 《理解股票期權（及其風(fēng)險）》(刊物)
undersubscribed 認購不足
underwrite 包銷(xiāo)；承銷(xiāo)*
underwriter 包銷(xiāo)商；承銷(xiāo)商*
underwriting syndicate 包銷(xiāo)銀團
undistributed profits 未分派溢利；未分派利潤
uneven playing field(cf level playing field) 不公平競爭
"unfair prejudice" remedy 「不公平損害」補救
unfavourable marks(CCASS) 逆差額(中央結算系統)
unfavourable variance; unfavourable difference 逆差
Unified Exchange Compensation Fund 聯(lián)合交易所賠償基金
Uniform Cash Client's Agreement 統一現金客戶(hù)協(xié)議書(shū)
Uniform Margin Client's Agreement 統一保證金客戶(hù)協(xié)議書(shū)
unincorporated registered person 非成立為有限公司的注冊人士
uninterrupted power supply (ups) 不停電電源裝置；不間斷電源裝置
unit trust 單位信托基金
unitary board system 單一董事會(huì )制
universal clearing house 統一結算所
unregulated issuer 非受監管發(fā)行人
unsecured loan 無(wú)抵押貸款
Vendor Electronic Filing System (VEF) 供應商電子存檔系統
venture capital 創(chuàng )業(yè)基金
verification notes 核證附注
vertical spread(options) 跨價(jià)買(mǎi)賣(mài)(期權)
very substantial acquisition 非常重大的收購事項
very substantial disposal 非常重大的出售事項
vetting 審閱
viatical settlements 保單貼現
Viewing Gallery 訪(fǎng)客廊
virtual market 虛擬市場(chǎng)
volatility 波幅
Volatility Scan Range (VSR) 波幅校驗范圍
WFE see World Federation of Exchanges
waiver 豁免；豁免規定
warrant 權證；認股權證
warranty 保證
wash sale 虛賣(mài)；虛售交易；清洗交易
wasting asset(options) 消耗性資產(chǎn)(期權)
Way Forward, The(publication) 《發(fā)展路向》(刊物)
Weekly Hong Kong Stock Market Statistics 《每周港股統計數字》
Weighted Index(Taiwan Stock Exchange) 發(fā)行量加權股價(jià)指數；加權指數
(臺灣交易所)
whitewash transaction 清洗交易
wholly-owned subsidiary 全資附屬公司
Wide Area Network 廣域網(wǎng)絡(luò )
working capital 營(yíng)運資金
Working Group on Corporate Communications 公司通訊工作小組
Working Group on Corporate Governance 企業(yè)管治工作小組
Working Group on Debt Market 債券市場(chǎng)工作小組
Working Group on New Market Development 新市場(chǎng)發(fā)展工作小組
Working Group on Plain Language 淺白語(yǔ)言計劃工作小組
Working Group on Review of Financial Regulatory Framework for Intermediaries 中介人財務(wù)規管制度工作小組
Working Group on Review of the Financial Regulatory Framework for Licensed Corporations 檢討持牌法團財務(wù)規管制度工作小組
Working Group on Stockbroking in Hong Kong 香港證券經(jīng)紀業(yè)工作小組
Working Group on the Business Environment of the Stockbroking Industry 證券經(jīng)紀業(yè)營(yíng)商環(huán)境工作小組
working order 營(yíng)運買(mǎi)賣(mài)盤(pán)；營(yíng)運指令
World Bank 世界銀行
World Federation of Exchanges (WFE) 國際證券交易所聯(lián)會(huì )
write a call option 沽出認購期權
write a put option 沽出認沽期權
write off 撇銷(xiāo)
writer(options) 賣(mài)家(期權)
Yankee bond 美國本土債券；揚基債券
yield 收益率；孳息
yield curve 收益率曲線(xiàn)
yield to maturity 到期收益率
zero coupon bond 零息債券
zero-minus tick 維持前成交價(jià)但低于上一個(gè)差異價(jià)
zero-plus tick 維持前成交價(jià)但高于上一個(gè)差異價(jià)
zero-sum game 零和游戲
zero-trading day 零交易日
uptick 高于前成交價(jià)
uptime 正常運行比率
used market 二手市場(chǎng)
useful life 可用年限
user access 用戶(hù)終端設施
user acceptance test (UAT) 用戶(hù)接納測試；用戶(hù)接收測試
User ID 用戶(hù)代號
"user pay" principle 「用者自付」原則
VAT see value added tax
VEF see Vendor Electronic Filing System
VSR see Volatility Scan Range
valuation report 估值報告
value added tax (VAT) 增值稅
value of equity capital 股本價(jià)值
value-added service 增值服務(wù)
value-at-risk 風(fēng)險值；蒙受風(fēng)險的價(jià)值
valuer 估值師
variable contribution 不定額供款
variable-rate mortgage 浮息按揭
variation adjustment 變價(jià)調整
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